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Nasdaq · USD

GRPN

Groupon, Inc.

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5174
SEC CIK
0001490281
Parsed reports
496

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2016 Filed Jan 4, 2017 23:13 UTC
Stevens BrianCAO & Treasurer
Tax withholdingCommon Stock 10,791 $3.32 $35,826.12
Disclosure

SEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 6

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,350

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 23:13 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 5

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 23:13 UTC
Stevens BrianCAO & Treasurer
Tax withholdingCommon Stock 4,846 $3.32 $16,088.72
Disclosure

SEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 4

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,141

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 23:13 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionCommon Stock 12,718 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 3

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 23:13 UTC
Stevens BrianCAO & Treasurer
Tax withholdingCommon Stock 2,588 $3.32 $8,592.16
Disclosure

SEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 2

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,269

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 23:13 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionCommon Stock 6,792 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000001 · wf-form4_148357162396169.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:52 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000223 · wf-form4_148192874493389.xml · derivative · entry 6

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units reported on this line vested in equal increments on the 15th day of the last month of each calendar quarter through December 15, 2016.

F4 · derivative.expiration_date: The restricted stock units reported on this line vested in equal increments on the 15th day of the last month of each calendar quarter through December 15, 2016.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:52 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 22,850 $3.59 $82,031.50
Disclosure

SEC source: 0001490281-16-000223 · wf-form4_148192874493389.xml · nonDerivative · entry 4

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371,938

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:52 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000223 · wf-form4_148192874493389.xml · nonDerivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 22:52 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000223 · wf-form4_148192874493389.xml · derivative · entry 5

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest in equal increments on the 14th day of the last month of each calendar quarter through March 14, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest in equal increments on the 14th day of the last month of each calendar quarter through March 14, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 22:52 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,371 $3.64 $4,990.44
Disclosure

SEC source: 0001490281-16-000223 · wf-form4_148192874493389.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344,788

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 22:52 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000223 · wf-form4_148192874493389.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 23:10 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000222 · wf-form4_148097940207897.xml · derivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 153,750 of the restricted stock units reported on this line vested on June 1, 2015, and the remainder of the restricted stock units vested quarterly in equal increments through December 1, 2016.

F4 · derivative.expiration_date: 153,750 of the restricted stock units reported on this line vested on June 1, 2015, and the remainder of the restricted stock units vested quarterly in equal increments through December 1, 2016.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 23:10 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,569 $3.75 $32,133.75
Disclosure

SEC source: 0001490281-16-000222 · wf-form4_148097940207897.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343,159

F1 · security: On October 31, 2016, each share of the Issuer's Class A common stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion"). Prior to the Conversion, these shares were reported as shares of Class A common stock.

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 23:10 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000222 · wf-form4_148097940207897.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,351,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On October 31, 2016, each share of the Issuer's Class A common stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion"). Prior to the Conversion, these shares were reported as shares of Class A common stock.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 22:57 UTC
Stevens BrianCAO & Treasurer
SaleCommon Stock 10,000 $4.11 $41,100.00
Disclosure

SEC source: 0001490281-16-000221 · wf-form4_148054663104002.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,065

F1 · security: On October 31, 2016, each share of the Issuer's Class A common stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion"). Prior to the Conversion, these shares were reported as shares of Class A common stock.

F2 · kind: The transaction reported in this line item was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 09, 2016 Filed Nov 11, 2016 00:55 UTC
Sullivan JamesChief Product Officer
SaleCommon Stock 20,000 $3.80 $76,000.00
Disclosure

SEC source: 0001490281-16-000219 · wf-form4_147882571729168.xml · nonDerivative · entry 1

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,173

F1 · security: On October 31, 2016, each share of the Issuer's Class A common stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion"). Prior to the Conversion, these shares were reported as shares of Class A common stock.

F2 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 9, 2016. The price per share for such transactions ranged from $3.79 to $3.83. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F2 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 9, 2016. The price per share for such transactions ranged from $3.79 to $3.83. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 17:56 UTC
Drobny Dane AGeneral Counsel and Secretary
SaleCommon Stock 42,930 $3.84 $164,851.20
Disclosure

SEC source: 0001490281-16-000220 · wf-form4_147916417833187.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,107

F1 · security: On October 31, 2016, each share of the Issuer's Class A common stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion"). Prior to the Conversion, these shares were reported as shares of Class A common stock.

F2 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 9, 2016. The price per share for such transactions ranged from to $3.83 to $3.88. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F2 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 9, 2016. The price per share for such transactions ranged from to $3.83 to $3.88. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 17:32 UTC ConversionClass B Common Stock · Derivative 400,008 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000218 · wf-form4_147794955622103.xml · derivative · entry 3

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rugger Ventures LLC

Disclosed balance after: 0

Underlying: Common Stock · 400,008 shares

Expires 2016-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion").

F2 · kind: These shares were previously reported as shares of Class B common stock held by Mr. Keywell, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities.

F2 · shares: These shares were previously reported as shares of Class B common stock held by Mr. Keywell, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities.

F1 · derivative.expiration_date: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion").

F4 · ownership.nature: The shares of Common Stock reported on this line are held by Rugger Ventures LLC, an entity owned by Kimberly Keywell (80%), the wife of Bradley A. Keywell, and Mr. Keywell's children (20%).

Read SEC document
October 31, 2016 Filed Oct 31, 2016 17:32 UTC ConversionCommon Stock 400,008 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000218 · wf-form4_147794955622103.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Rugger Ventures LLC

Disclosed balance after: 30,725,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion").

F2 · kind: These shares were previously reported as shares of Class B common stock held by Mr. Keywell, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities.

F2 · shares: These shares were previously reported as shares of Class B common stock held by Mr. Keywell, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities.

F3 · balance_after: Prior to the Conversion, these shares were reported as shares of Class A common stock and Class B Common Stock held by Rugger Ventures LLC.

F4 · ownership.nature: The shares of Common Stock reported on this line are held by Rugger Ventures LLC, an entity owned by Kimberly Keywell (80%), the wife of Bradley A. Keywell, and Mr. Keywell's children (20%).

Read SEC document
October 31, 2016 Filed Oct 31, 2016 21:32 UTC
LEFKOFSKY ERIC PDirector · 10% owner
ConversionClass B Common Stock · Derivative 999,984 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000217 · wf-form4_147794953571688.xml · derivative · entry 4

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Green Media LLC

Disclosed balance after: 0

Underlying: Common Stock · 999,984 shares

Expires 2016-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion").

F2 · kind: These shares were previously reported as shares of Class B common stock held by Mr. Lefkofsky, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities.

F2 · shares: These shares were previously reported as shares of Class B common stock held by Mr. Lefkofsky, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities.

F1 · derivative.expiration_date: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion").

F4 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 21:32 UTC
LEFKOFSKY ERIC PDirector · 10% owner
ConversionCommon Stock 999,984 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000217 · wf-form4_147794953571688.xml · nonDerivative · entry 1

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Green Media LLC

Disclosed balance after: 98,735,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion").

F2 · kind: These shares were previously reported as shares of Class B common stock held by Mr. Lefkofsky, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities.

F2 · shares: These shares were previously reported as shares of Class B common stock held by Mr. Lefkofsky, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities.

F3 · balance_after: Prior to the Conversion, these shares were reported as shares of Class A common stock and Class B Common Stock held by Green Media LLC.

F4 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 22:02 UTC
Williams RichDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 1,207,827 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000216 · wf-form4_147760573433060.xml · derivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207,827

Underlying: Class A Common Stock · 1,207,827 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F2 · derivative.expiration_date: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 22:30 UTC GrantDeferred Stock Unit Award (Right to Receive) · Derivative 3,981 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146796 · doc4.xml · derivative · entry 1

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,835

Underlying: Class A Common Stock · 3,981 shares

Expires not disclosed

F1 · derivative.exercise_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Class A Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Class A Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 18:22 UTC GrantDeferred Stock Unit Award (Right to Receive) · Derivative 3,735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000203 · wf-form4_147734774744520.xml · derivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,263

Underlying: Class A Common Stock · 3,735 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 22:20 UTC
LEFKOFSKY ERIC PDirector · 10% owner
GrantDeferred Stock Unit Award (Right to Receive) · Derivative 3,735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000200 · wf-form4_147734763675861.xml · derivative · entry 4

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,368

Underlying: Class A Common Stock · 3,735 shares

Expires not disclosed

F4 · derivative.exercise_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's common stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F4 · derivative.expiration_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's common stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 22:22 UTC GrantDeferred Stock Unit Award (Right to Receive) · Derivative 3,735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000202 · wf-form4_147734770249382.xml · derivative · entry 1

HOUSENBOLD JEFFREY T · CIK 0001376445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,484

Underlying: Class A Common Stock · 3,735 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Housenbold has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Housenbold has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Housenbold has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Housenbold has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 22:21 UTC GrantDeferred Stock Unit Award (Right to Receive) · Derivative 3,981 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000201 · wf-form4_147734766376401.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,720

Underlying: Class A Common Stock · 3,981 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directorsand any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directorsand any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 21:46 UTC
Sullivan JamesChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 46,833 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000199 · wf-form4_147648157293108.xml · derivative · entry 3

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,167

Underlying: Class A Common Stock · 46,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 21:46 UTC
Sullivan JamesChief Product Officer
Tax withholdingClass A Common Stock 24,438 $5.00 $122,190.00
Disclosure

SEC source: 0001490281-16-000199 · wf-form4_147648157293108.xml · nonDerivative · entry 2

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,173

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
October 12, 2016 Filed Oct 14, 2016 21:46 UTC
Sullivan JamesChief Product Officer
Exercise / conversionClass A Common Stock 46,833 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000199 · wf-form4_147648157293108.xml · nonDerivative · entry 1

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 18:01 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 53,593 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000198 · wf-form4_147622328375827.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,157

Underlying: Class A Common Stock · 53,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 18:01 UTC
Drobny Dane AGeneral Counsel and Secretary
Tax withholdingClass A Common Stock 24,492 $5.15 $126,133.80
Disclosure

SEC source: 0001490281-16-000198 · wf-form4_147622328375827.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,037

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 18:01 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionClass A Common Stock 53,593 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000198 · wf-form4_147622328375827.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 18:07 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 25,925 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000197 · wf-form4_147561883212222.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,758

Underlying: Class A Common Stock · 25,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: 103,700 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 103,700 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 18:07 UTC
Drobny Dane AGeneral Counsel and Secretary
Tax withholdingClass A Common Stock 10,121 $5.15 $52,123.15
Disclosure

SEC source: 0001490281-16-000197 · wf-form4_147561883212222.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,936

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 18:07 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionClass A Common Stock 25,925 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000197 · wf-form4_147561883212222.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:07 UTC
Stevens BrianChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 12,719 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000196 · wf-form4_147561880744314.xml · derivative · entry 6

Stevens Brian · CIK 0001557559 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,660

Underlying: Class A Common Stock · 12,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: 50,874 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

F4 · derivative.expiration_date: 50,874 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:07 UTC
Stevens BrianChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 6,792 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000196 · wf-form4_147561880744314.xml · derivative · entry 5

Stevens Brian · CIK 0001557559 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,994

Underlying: Class A Common Stock · 6,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal increments duing calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal increments duing calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:07 UTC
Stevens BrianChief Accounting Officer
Tax withholdingClass A Common Stock 3,956 $5.15 $20,373.40
Disclosure

SEC source: 0001490281-16-000196 · wf-form4_147561880744314.xml · nonDerivative · entry 4

Stevens Brian · CIK 0001557559 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,065

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:07 UTC
Stevens BrianChief Accounting Officer
Exercise / conversionClass A Common Stock 12,719 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000196 · wf-form4_147561880744314.xml · nonDerivative · entry 3

Stevens Brian · CIK 0001557559 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:07 UTC
Stevens BrianChief Accounting Officer
Tax withholdingClass A Common Stock 2,113 $5.15 $10,881.95
Disclosure

SEC source: 0001490281-16-000196 · wf-form4_147561880744314.xml · nonDerivative · entry 2

Stevens Brian · CIK 0001557559 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,302

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:07 UTC
Stevens BrianChief Accounting Officer
Exercise / conversionClass A Common Stock 6,792 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000196 · wf-form4_147561880744314.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:06 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 20,425 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000195 · wf-form4_147561877398929.xml · derivative · entry 12

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,034

Underlying: Class A Common Stock · 20,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: 118,250 of the restricted stock units reported on this line vested on December 31, 2015, 81,700 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 220,609 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F6 · derivative.expiration_date: 118,250 of the restricted stock units reported on this line vested on December 31, 2015, 81,700 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 220,609 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:06 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 75,694 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000195 · wf-form4_147561877398929.xml · derivative · entry 11

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391,195

Underlying: Class A Common Stock · 75,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F5 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F5 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:06 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 17,225 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000195 · wf-form4_147561877398929.xml · derivative · entry 10

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,377

Underlying: Class A Common Stock · 17,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: 16,624 of the restricted stock units reported on this line vested on December 31, 2015, 68,900 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F4 · derivative.expiration_date: 16,624 of the restricted stock units reported on this line vested on December 31, 2015, 68,900 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:06 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000195 · wf-form4_147561877398929.xml · derivative · entry 9

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest in equal increments on the last day of last month of each calendar quarter through December 31, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest in equal increments on the last day of last month of each calendar quarter through December 31, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:06 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 9,335 $5.15 $48,075.25
Disclosure

SEC source: 0001490281-16-000195 · wf-form4_147561877398929.xml · nonDerivative · entry 8

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332,978

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:06 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 20,425 $0.00 $0.00
Disclosure

SEC source: 0001490281-16-000195 · wf-form4_147561877398929.xml · nonDerivative · entry 7

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 22:06 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 34,593 $5.15 $178,153.95
Disclosure

SEC source: 0001490281-16-000195 · wf-form4_147561877398929.xml · nonDerivative · entry 6

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,888

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.