Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Groupon, Inc.GRPN · Entity 5174 | Chief Product Officer | January 12, 2018 | January 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Groupon, Inc.
Report date January 12, 2018 · Filed January 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 395,680 |
Ending reported balance
After 2018-01-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-12 · Exercise / conversion · Acquired 46,834 · Balance 414,442 Row 2 · 2018-01-12 · Tax withholding · Disposed 18,762 · Balance 395,680 F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-01-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-12 · Exercise / conversion · Disposed 46,834 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units vested quarterly in equal increments through January 12, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units vested quarterly in equal increments through January 12, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 12, 2018 Filed Jan 16, 2018 23:08 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 46,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000005 · wf-form4_151614408337232.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units vested quarterly in equal increments through January 12, 2018. F3 · derivative.expiration_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units vested quarterly in equal increments through January 12, 2018. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 23:08 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 18,762 | $5.11 | $95,873.82 |
DisclosureSEC source: 0001490281-18-000005 · wf-form4_151614408337232.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,680 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 23:08 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 46,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000005 · wf-form4_151614408337232.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:19 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 34,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000153 · wf-form4_151372556325598.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,478 Underlying: Common Stock · 34,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 69,800 of the restricted stock units reported on this line vested on September 15, 2017; 34,900 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 191,030 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 190,548 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 69,800 of the restricted stock units reported on this line vested on September 15, 2017; 34,900 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 191,030 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 190,548 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:19 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 18,211 | $5.28 | $96,154.08 |
DisclosureSEC source: 0001490281-17-000153 · wf-form4_151372556325598.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,608 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:19 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 34,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000153 · wf-form4_151372556325598.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 22:46 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 25,000 | $5.29 | $132,250.00 |
DisclosureSEC source: 0001490281-17-000148 · wf-form4_151087236348927.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,919 F1 · kind: The transaction reported in this line item was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:22 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 46,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000125 · wf-form4_150792975510747.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,834 Underlying: Common Stock · 46,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:22 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 24,438 | $4.67 | $114,125.46 |
DisclosureSEC source: 0001490281-17-000125 · wf-form4_150792975510747.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,919 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:22 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 46,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000125 · wf-form4_150792975510747.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 22:36 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 25,000 | $4.90 | $122,500.00 |
DisclosureSEC source: 0001490281-17-000120 · wf-form4_150672454733150.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,524 F1 · kind: The transaction reported in this line item was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:40 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 69,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000118 · wf-form4_150586081527958.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,378 Underlying: Common Stock · 69,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 69,800 of the restricted stock units reported on this line vested on September 15, 2017; 34,900 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 191,030 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 190,548 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 69,800 of the restricted stock units reported on this line vested on September 15, 2017; 34,900 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 191,030 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 190,548 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:40 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 34,629 | $4.41 | $152,713.89 |
DisclosureSEC source: 0001490281-17-000118 · wf-form4_150586081527958.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,524 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:40 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 69,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000118 · wf-form4_150586081527958.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 21:23 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 25,000 | $3.96 | $99,000.00 |
DisclosureSEC source: 0001490281-17-000112 · wf-form4_150291859676845.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,353 F1 · kind: The transaction reported in this line item was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 21:00 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 46,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000098 · wf-form4_150006601456898.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,667 Underlying: Common Stock · 46,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 21:00 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 17,600 | $3.88 | $68,288.00 |
DisclosureSEC source: 0001490281-17-000098 · wf-form4_150006601456898.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,353 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 21:00 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 46,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000098 · wf-form4_150006601456898.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 21:05 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 20,000 | $3.55 | $71,000.00 |
DisclosureSEC source: 0001490281-17-000075 · wf-form4_149462311098519.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,120 F1 · kind: The transaction reported in this line item was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 21:38 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 46,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000046 · wf-form4_149220587278866.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,500 Underlying: Common Stock · 46,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 21:38 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 17,601 | $3.77 | $66,355.77 |
DisclosureSEC source: 0001490281-17-000046 · wf-form4_149220587278866.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,120 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 21:38 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 46,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000046 · wf-form4_149220587278866.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 00:00 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantRestricted Stock Units · Derivative | 521,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000029 · wf-form4_148720322050026.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,178 Underlying: Common Stock · 521,178 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: 69,800 of the restricted stock units reported on this line will vest on September 15, 2017; 34,900 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 191,030 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 190,548 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. F4 · derivative.expiration_date: 69,800 of the restricted stock units reported on this line will vest on September 15, 2017; 34,900 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 191,030 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 190,548 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 00:00 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 12,165 | $3.78 | $45,983.70 |
DisclosureSEC source: 0001490281-17-000029 · wf-form4_148720322050026.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,887 F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 00:00 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 32,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000029 · wf-form4_148720322050026.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,052 F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2016, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:37 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 20,000 | $3.50 | $70,000.00 |
DisclosureSEC source: 0001490281-17-000014 · wf-form4_148676984059909.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,682 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 23:00 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 46,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000005 · wf-form4_148469400104708.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,334 Underlying: Common Stock · 46,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 23:00 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingCommon Stock | 19,324 | $3.57 | $68,986.68 |
DisclosureSEC source: 0001490281-17-000005 · wf-form4_148469400104708.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,682 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 23:00 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionCommon Stock | 46,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000005 · wf-form4_148469400104708.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 11, 2016 00:55 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 20,000 | $3.80 | $76,000.00 |
DisclosureSEC source: 0001490281-16-000219 · wf-form4_147882571729168.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,173 F1 · security: On October 31, 2016, each share of the Issuer's Class A common stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion"). Prior to the Conversion, these shares were reported as shares of Class A common stock. F2 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 9, 2016. The price per share for such transactions ranged from $3.79 to $3.83. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 9, 2016. The price per share for such transactions ranged from $3.79 to $3.83. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 21:46 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 46,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000199 · wf-form4_147648157293108.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,167 Underlying: Class A Common Stock · 46,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 21:46 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingClass A Common Stock | 24,438 | $5.00 | $122,190.00 |
DisclosureSEC source: 0001490281-16-000199 · wf-form4_147648157293108.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,173 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 21:46 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionClass A Common Stock | 46,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000199 · wf-form4_147648157293108.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.