Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2017 Filed Oct 3, 2017 21:54 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 38,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 3 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,969,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:54 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 11,725 | $5.20 | $60,970.00 |
DisclosureSEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 2 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,931,608 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:54 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 1 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,943,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 22:36 UTC |
Sullivan JamesChief Product Officer
|
SaleCommon Stock | 25,000 | $4.90 | $122,500.00 |
DisclosureSEC source: 0001490281-17-000120 · wf-form4_150672454733150.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,524 F1 · kind: The transaction reported in this line item was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:40 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000119 · wf-form4_150586083716709.xml · derivative · entry 3 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,667 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:40 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 4,690 | $4.41 | $20,682.90 |
DisclosureSEC source: 0001490281-17-000119 · wf-form4_150586083716709.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,982 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:40 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000119 · wf-form4_150586083716709.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:40 UTC |
Sullivan JamesChief Product Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 69,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000118 · wf-form4_150586081527958.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,378 Underlying: Common Stock · 69,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 69,800 of the restricted stock units reported on this line vested on September 15, 2017; 34,900 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 191,030 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 190,548 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 69,800 of the restricted stock units reported on this line vested on September 15, 2017; 34,900 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 191,030 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 190,548 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:40 UTC |
Sullivan JamesChief Product Officer
|
Tax withholdingCommon Stock | 34,629 | $4.41 | $152,713.89 |
DisclosureSEC source: 0001490281-17-000118 · wf-form4_150586081527958.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,524 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:40 UTC |
Sullivan JamesChief Product Officer
|
Exercise / conversionCommon Stock | 69,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000118 · wf-form4_150586081527958.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:40 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000117 · wf-form4_150586079394395.xml · derivative · entry 3 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832,827 Underlying: Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:40 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 58,626 | $4.41 | $258,540.66 |
DisclosureSEC source: 0001490281-17-000117 · wf-form4_150586079394395.xml · nonDerivative · entry 2 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,918,333 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:40 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000117 · wf-form4_150586079394395.xml · nonDerivative · entry 1 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,976,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:39 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 8,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000116 · wf-form4_150586076915654.xml · derivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,135 Underlying: Common Stock · 8,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:39 UTC |
Stevens BrianCAO & Treasurer
|
Tax withholdingCommon Stock | 2,614 | $4.41 | $11,527.74 |
DisclosureSEC source: 0001490281-17-000116 · wf-form4_150586076915654.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,174 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 22:39 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionCommon Stock | 8,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000116 · wf-form4_150586076915654.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 22:43 UTC |
Leonsis TheodoreDirector
|
GiftCommon Stock | 230,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000115 · wf-form4_150516980489102.xml · nonDerivative · entry 2 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935,784 F2 · kind: Receipt of gift of shares through an annuity distribution from the Reporting Person's 2016 Grantor Retained Annuity Trust for estate planning purposes. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 22:43 UTC |
Leonsis TheodoreDirector
|
GiftCommon Stock | 105,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000115 · wf-form4_150516980489102.xml · nonDerivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,784 F1 · kind: Receipt of gift of shares through an annuity distribution from the Reporting Person's 2015 Grantor Retained Annuity Trust for estate planning purposes. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 21:58 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
SaleCommon Stock | 750,000 | $4.38 | $3,285,000.00 |
DisclosureSEC source: 0001490281-17-000114 · wf-form4_150490788813244.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 92,384,994 F3 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 7, 2017. The price per share for such transactions ranged from $4.35 to $4.45. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F3 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 7, 2017. The price per share for such transactions ranged from $4.35 to $4.45. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 21:58 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
SaleCommon Stock | 750,000 | $4.40 | $3,300,000.00 |
DisclosureSEC source: 0001490281-17-000114 · wf-form4_150490788813244.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 93,134,994 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 6, 2017. The price per share for such transactions ranged from $4.33 to $4.47. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 6, 2017. The price per share for such transactions ranged from $4.33 to $4.47. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 21:31 UTC |
Stevens BrianCAO & Treasurer
|
SaleCommon Stock | 10,000 | $4.04 | $40,400.00 |
DisclosureSEC source: 0001490281-17-000113 · wf-form4_150369669589963.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,696 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on August 24, 2017. The price per share for such transactions ranged from $4.02 to $4.07. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on August 24, 2017. The price per share for such transactions ranged from $4.02 to $4.07. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 21:23 UTC |
Sullivan JamesChief Product Officer
|
SaleCommon Stock | 25,000 | $3.96 | $99,000.00 |
DisclosureSEC source: 0001490281-17-000112 · wf-form4_150291859676845.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,353 F1 · kind: The transaction reported in this line item was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 21:13 UTC |
BARRIS PETER JDirector
|
SaleCommon Stock | 281,359 | $3.98 | $1,120,174.59 |
DisclosureSEC source: 0001209191-17-048448 · doc4.xml · nonDerivative · entry 8 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 11 Disclosed balance after: 0 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.895 to $4.015, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (13) to this Form 4. F11 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 21:13 UTC |
BARRIS PETER JDirector
|
SaleCommon Stock | 281,360 | $3.93 | $1,105,716.66 |
DisclosureSEC source: 0001209191-17-048448 · doc4.xml · nonDerivative · entry 7 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 11 Disclosed balance after: 281,359 F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.88 to $3.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (12) to this Form 4. F11 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 21:13 UTC |
BARRIS PETER JDirector
|
OtherCommon Stock | 562,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048448 · doc4.xml · nonDerivative · entry 6 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 11 Disclosed balance after: 562,719 F10 · kind: New Enterprise Associates, LLC ("NEA LLC") received 562,719 shares of Common Stock of the Issuer in the distribution by NEA Partners 12 on August 8, 2017. F11 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 21:13 UTC |
BARRIS PETER JDirector
|
OtherCommon Stock | 41,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048448 · doc4.xml · nonDerivative · entry 5 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 9 Disclosed balance after: 187,444 F8 · kind: PDB LLC received 41,283 shares of Common Stock of the Issuer in the distribution by NEA Partners 12 on August 8, 2017. F9 · ownership.nature: The Reporting Person is the investment advisor of PDB LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by PDB LLC in which the Reporting Person has no pecuniary interest. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 21:13 UTC |
BARRIS PETER JDirector
|
OtherCommon Stock | 134,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048448 · doc4.xml · nonDerivative · entry 4 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 7 Disclosed balance after: 611,225 F6 · kind: PJ Barris, LLC received 134,620 shares of Common Stock of the Issuer in the distribution by NEA Partners 12 on August 8, 2017. F7 · ownership.nature: The Reporting Person is a member of PJ Barris, LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by PJ Barris, LLC in which the Reporting Person has no pecuniary interest. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 21:13 UTC |
BARRIS PETER JDirector
|
OtherCommon Stock | 3,070,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048448 · doc4.xml · nonDerivative · entry 3 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 4 Disclosed balance after: 0 F5 · kind: NEA Partners 12 made a pro rata distribution for no consideration of an aggregate of 3,070,000 shares of Common Stock of the Issuer to its limited partners on August 8, 2017. F4 · ownership.nature: The Reporting Person is a manager of NEA 12 GP, the sole general partner of NEA Partners 12. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA Partners 12 in which the Reporting Person has no pecuniary interest. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 21:13 UTC |
BARRIS PETER JDirector
|
OtherCommon Stock | 3,070,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048448 · doc4.xml · nonDerivative · entry 2 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 4 Disclosed balance after: 3,070,000 F3 · kind: NEA Partners 12 received 3,070,000 shares of Common Stock of the Issuer in the distribution by NEA 12 on August 8, 2017. F4 · ownership.nature: The Reporting Person is a manager of NEA 12 GP, the sole general partner of NEA Partners 12. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA Partners 12 in which the Reporting Person has no pecuniary interest. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 21:13 UTC |
BARRIS PETER JDirector
|
OtherCommon Stock | 10,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048448 · doc4.xml · nonDerivative · entry 1 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note 2 Disclosed balance after: 0 F1 · kind: New Enterprise Associates 12, Limited Partnership ("NEA 12") made a pro rata distribution for no consideration of an aggregate of 10,000,000 shares of Common Stock of the Issuer to its general partner and its limited partners on August 8, 2017. F2 · ownership.nature: The Reporting Person is a manager of NEA 12 GP, LLC, which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of NEA 12, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 12 in which the Reporting Person has no pecuniary interest. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 22:23 UTC | Exercise / conversionRestricted Stock Units · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000104 · wf-form4_150119416780630.xml · derivative · entry 3 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,572 Underlying: Common Stock · 55,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. Read SEC document |
|
| July 25, 2017 Filed Jul 27, 2017 22:23 UTC | Tax withholdingCommon Stock | 25,796 | $3.69 | $95,187.24 |
DisclosureSEC source: 0001490281-17-000104 · wf-form4_150119416780630.xml · nonDerivative · entry 2 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,812 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
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| July 25, 2017 Filed Jul 27, 2017 22:23 UTC | Exercise / conversionCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000104 · wf-form4_150119416780630.xml · nonDerivative · entry 1 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
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| July 18, 2017 Filed Jul 20, 2017 21:30 UTC |
BARRIS PETER JDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 5,072 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045845 · doc4.xml · derivative · entry 1 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,708 Underlying: Common Stock · 5,072 shares Expires not disclosed F1 · derivative.exercise_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 17:27 UTC |
KEYWELL BRADLEY ADirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 4,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000102 · wf-form4_150058605794092.xml · derivative · entry 1 KEYWELL BRADLEY A · CIK 0001114238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,154 Underlying: Common Stock · 4,758 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 21:26 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 4,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000101 · wf-form4_150058600299053.xml · derivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,259 Underlying: Common Stock · 4,758 shares Expires not disclosed F3 · derivative.exercise_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F3 · derivative.expiration_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 21:28 UTC |
Leonsis TheodoreDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 5,072 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000103 · wf-form4_150058608778958.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,593 Underlying: Common Stock · 5,072 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 21:26 UTC |
LEVIN JOSEPHDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 4,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000100 · wf-form4_150058596905366.xml · derivative · entry 1 LEVIN JOSEPH · CIK 0001442083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,565 Underlying: Common Stock · 4,758 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 21:25 UTC |
HOUSENBOLD JEFFREY TDirector
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GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 4,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000099 · wf-form4_150058591321145.xml · derivative · entry 1 HOUSENBOLD JEFFREY T · CIK 0001376445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,375 Underlying: Common Stock · 4,758 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Housenbold has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Housenbold has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Housenbold has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Housenbold has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 21:00 UTC |
Sullivan JamesChief Product Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 46,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000098 · wf-form4_150006601456898.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,667 Underlying: Common Stock · 46,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 21:00 UTC |
Sullivan JamesChief Product Officer
|
Tax withholdingCommon Stock | 17,600 | $3.88 | $68,288.00 |
DisclosureSEC source: 0001490281-17-000098 · wf-form4_150006601456898.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,353 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 21:00 UTC |
Sullivan JamesChief Product Officer
|
Exercise / conversionCommon Stock | 46,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000098 · wf-form4_150006601456898.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 18:22 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 53,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000097 · wf-form4_149981170728308.xml · derivative · entry 3 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,375 Underlying: Common Stock · 53,594 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015, and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015, and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 18:22 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 24,493 | $3.71 | $90,869.03 |
DisclosureSEC source: 0001490281-17-000097 · wf-form4_149981170728308.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,672 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 18:22 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 53,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000097 · wf-form4_149981170728308.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 17:54 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 14,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000095 · wf-form4_149929161565017.xml · derivative · entry 3 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,916 Underlying: Common Stock · 14,458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 103,700 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 103,700 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 17:54 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 6,608 | $3.84 | $25,374.72 |
DisclosureSEC source: 0001490281-17-000095 · wf-form4_149929161565017.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,571 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 17:54 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 14,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000095 · wf-form4_149929161565017.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 17,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000096 · wf-form4_149929169310247.xml · derivative · entry 9 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,471 Underlying: Common Stock · 17,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F5 · derivative.expiration_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000096 · wf-form4_149929169310247.xml · derivative · entry 8 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F4 · derivative.expiration_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.