Tapewire

Nasdaq · USD

GRPN

Groupon, Inc.

Export transactions ↓
Tapewire entity
5174
SEC CIK
0001490281
Parsed reports
496

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2017 Filed Dec 19, 2017 23:19 UTC
Sullivan JamesChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 34,900 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000153 · wf-form4_151372556325598.xml · derivative · entry 3

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,478

Underlying: Common Stock · 34,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 69,800 of the restricted stock units reported on this line vested on September 15, 2017; 34,900 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 191,030 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 190,548 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 69,800 of the restricted stock units reported on this line vested on September 15, 2017; 34,900 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 191,030 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 190,548 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:19 UTC
Sullivan JamesChief Product Officer
Tax withholdingCommon Stock 18,211 $5.28 $96,154.08
Disclosure

SEC source: 0001490281-17-000153 · wf-form4_151372556325598.xml · nonDerivative · entry 2

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,608

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:19 UTC
Sullivan JamesChief Product Officer
Exercise / conversionCommon Stock 34,900 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000153 · wf-form4_151372556325598.xml · nonDerivative · entry 1

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:18 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 4,046 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000151 · wf-form4_151372549340826.xml · derivative · entry 3

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,089

Underlying: Common Stock · 4,046 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:18 UTC
Stevens BrianCAO & Treasurer
Tax withholdingCommon Stock 1,307 $5.28 $6,900.96
Disclosure

SEC source: 0001490281-17-000151 · wf-form4_151372549340826.xml · nonDerivative · entry 2

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,093

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 23:18 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionCommon Stock 4,046 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000151 · wf-form4_151372549340826.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 8, 2017 22:47 UTC
LEFKOFSKY ERIC PDirector · 10% owner
GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000150 · wf-form4_151277321329968.xml · nonDerivative · entry 3

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Green Media LLC

Disclosed balance after: 88,884,994

F4 · kind: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation.

F4 · price: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation.

F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 22:47 UTC
LEFKOFSKY ERIC PDirector · 10% owner
SaleCommon Stock 750,000 $5.77 $4,327,500.00
Disclosure

SEC source: 0001490281-17-000150 · wf-form4_151277321329968.xml · nonDerivative · entry 2

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Green Media LLC

Disclosed balance after: 90,884,994

F3 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 7, 2017. The price per share for such transactions ranged from $5.71 to $5.85. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F3 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 7, 2017. The price per share for such transactions ranged from $5.71 to $5.85. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:47 UTC
LEFKOFSKY ERIC PDirector · 10% owner
SaleCommon Stock 750,000 $5.76 $4,320,000.00
Disclosure

SEC source: 0001490281-17-000150 · wf-form4_151277321329968.xml · nonDerivative · entry 1

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Green Media LLC

Disclosed balance after: 91,634,994

F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 6, 2017. The price per share for such transactions ranged from $5.72 to $5.82. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 6, 2017. The price per share for such transactions ranged from $5.72 to $5.82. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 23:10 UTC
Stevens BrianCAO & Treasurer
SaleCommon Stock 20,000 $5.71 $114,200.00
Disclosure

SEC source: 0001490281-17-000149 · wf-form4_151191063469496.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,354

F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 24, 2017. The price per share for such transactions ranged from $5.70 to $5.75. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 24, 2017. The price per share for such transactions ranged from $5.70 to $5.75. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:46 UTC
Sullivan JamesChief Product Officer
SaleCommon Stock 25,000 $5.29 $132,250.00
Disclosure

SEC source: 0001490281-17-000148 · wf-form4_151087236348927.xml · nonDerivative · entry 1

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,919

F1 · kind: The transaction reported in this line item was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:15 UTC
Williams RichDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 270,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000145 · wf-form4_150957092573782.xml · derivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Common Stock · 270,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 180,000 of the restricted stock units reported on this line will vest on October 31, 2020, and 90,000 of the restricted stock units reported on this line will vest on October 31, 2021, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 180,000 of the restricted stock units reported on this line will vest on October 31, 2020, and 90,000 of the restricted stock units reported on this line will vest on October 31, 2021, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:15 UTC
Williams RichDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 954,696 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000145 · wf-form4_150957092573782.xml · derivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,696

Underlying: Common Stock · 954,696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units reported on this line will vest in five equal annual installments beginning on October 31, 2018, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F2 · derivative.expiration_date: The restricted stock units reported on this line will vest in five equal annual installments beginning on October 31, 2018, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 21:13 UTC
Krenzer SteveChief Operating Officer
GrantRestricted Stock Units · Derivative 895,032 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000144 · wf-form4_150957077785231.xml · derivative · entry 1

Krenzer Steve · CIK 0001721016 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,032

Underlying: Common Stock · 895,032 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: 298,344 of the restricted stock units reported on this line will vest on October 31, 2018, and 74,586 of the restricted stock units reported on this line will vest every three months over a two year period beginning on January 30, 2019, in each case subject to Mr. Krenzer's continued employment with the Company through each vesting date.

F2 · derivative.expiration_date: 298,344 of the restricted stock units reported on this line will vest on October 31, 2018, and 74,586 of the restricted stock units reported on this line will vest every three months over a two year period beginning on January 30, 2019, in each case subject to Mr. Krenzer's continued employment with the Company through each vesting date.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 55,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000131 · wf-form4_150913982849284.xml · derivative · entry 3

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,572

Underlying: Common Stock · 55,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 21:30 UTC Tax withholdingCommon Stock 25,795 $4.66 $120,204.70
Disclosure

SEC source: 0001490281-17-000131 · wf-form4_150913982849284.xml · nonDerivative · entry 2

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,017

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 21:30 UTC Exercise / conversionCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000131 · wf-form4_150913982849284.xml · nonDerivative · entry 1

Randolfi Michael O · CIK 0001543620 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 22:13 UTC GrantDeferred Stock Unit Award (Right to Receive) · Derivative 4,037 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057783 · doc4.xml · derivative · entry 1

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,745

Underlying: Common Stock · 4,037 shares

Expires not disclosed

F1 · derivative.exercise_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 18:12 UTC GrantDeferred Stock Unit Award (Right to Receive) · Derivative 3,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000129 · wf-form4_150879670860436.xml · derivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,941

Underlying: Common Stock · 3,787 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 22:11 UTC
LEFKOFSKY ERIC PDirector · 10% owner
GrantDeferred Stock Unit Award (Right to Receive) · Derivative 3,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000128 · wf-form4_150879668283157.xml · derivative · entry 3

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,046

Underlying: Common Stock · 3,787 shares

Expires not disclosed

F3 · derivative.exercise_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F3 · derivative.expiration_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 22:13 UTC GrantDeferred Stock Unit Award (Right to Receive) · Derivative 4,037 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000130 · wf-form4_150879680387259.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,630

Underlying: Common Stock · 4,037 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 22:10 UTC
LEVIN JOSEPHDirector
GrantDeferred Stock Unit Award (Right to Receive) · Derivative 3,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000127 · wf-form4_150879664623646.xml · derivative · entry 1

LEVIN JOSEPH · CIK 0001442083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,352

Underlying: Common Stock · 3,787 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 22:10 UTC GrantDeferred Stock Unit Award (Right to Receive) · Derivative 3,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000126 · wf-form4_150879661097728.xml · derivative · entry 1

HOUSENBOLD JEFFREY T · CIK 0001376445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,162

Underlying: Common Stock · 3,787 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Housenbold has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Housenbold has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Housenbold has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Housenbold has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

Read SEC document
October 12, 2017 Filed Oct 13, 2017 21:22 UTC
Sullivan JamesChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 46,833 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000125 · wf-form4_150792975510747.xml · derivative · entry 3

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,834

Underlying: Common Stock · 46,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date.

Read SEC document
October 12, 2017 Filed Oct 13, 2017 21:22 UTC
Sullivan JamesChief Product Officer
Tax withholdingCommon Stock 24,438 $4.67 $114,125.46
Disclosure

SEC source: 0001490281-17-000125 · wf-form4_150792975510747.xml · nonDerivative · entry 2

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,919

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
October 12, 2017 Filed Oct 13, 2017 21:22 UTC
Sullivan JamesChief Product Officer
Exercise / conversionCommon Stock 46,833 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000125 · wf-form4_150792975510747.xml · nonDerivative · entry 1

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2017 Filed Oct 10, 2017 17:20 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 53,593 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000124 · wf-form4_150767039052750.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,782

Underlying: Common Stock · 53,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015, and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015, and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date.

Read SEC document
October 07, 2017 Filed Oct 10, 2017 17:20 UTC
Drobny Dane AGeneral Counsel and Secretary
Tax withholdingCommon Stock 25,136 $5.03 $126,434.08
Disclosure

SEC source: 0001490281-17-000124 · wf-form4_150767039052750.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,116

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
October 07, 2017 Filed Oct 10, 2017 17:20 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionCommon Stock 53,593 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000124 · wf-form4_150767039052750.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 17:54 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 14,458 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000123 · wf-form4_150706765973917.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,458

Underlying: Common Stock · 14,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 103,700 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 103,700 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 17:54 UTC
Drobny Dane AGeneral Counsel and Secretary
Tax withholdingCommon Stock 6,781 $5.20 $35,261.20
Disclosure

SEC source: 0001490281-17-000123 · wf-form4_150706765973917.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,659

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 17:54 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionCommon Stock 14,458 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000123 · wf-form4_150706765973917.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:53 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 17,736 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · derivative · entry 9

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,735

Underlying: Common Stock · 17,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

F5 · derivative.expiration_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:53 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · derivative · entry 8

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

F4 · derivative.expiration_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:53 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 5,550 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · derivative · entry 7

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 5,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:53 UTC
Stevens BrianCAO & Treasurer
Tax withholdingCommon Stock 5,729 $5.20 $29,790.80
Disclosure

SEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 6

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,354

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:53 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionCommon Stock 17,736 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 5

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:53 UTC
Stevens BrianCAO & Treasurer
Tax withholdingCommon Stock 2,584 $5.20 $13,436.80
Disclosure

SEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 4

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,347

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:53 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 3

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:53 UTC
Stevens BrianCAO & Treasurer
Tax withholdingCommon Stock 1,793 $5.20 $9,323.60
Disclosure

SEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 2

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,931

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:53 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionCommon Stock 5,550 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:54 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 55,152 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · derivative · entry 12

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,152

Underlying: Common Stock · 55,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 118,250 of the restricted stock units reported on this line vested on December 31, 2015; 81,700 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 220,609 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F6 · derivative.expiration_date: 118,250 of the restricted stock units reported on this line vested on December 31, 2015; 81,700 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 220,609 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:54 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 66,338 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · derivative · entry 11

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116,487

Underlying: Common Stock · 66,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F5 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:54 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 38,038 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · derivative · entry 10

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,038

Underlying: Common Stock · 38,038 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 16,624 of the restricted stock units reported on this line vested on December 31, 2015; 68,900 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F4 · derivative.expiration_date: 16,624 of the restricted stock units reported on this line vested on December 31, 2015; 68,900 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:54 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · derivative · entry 9

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest in equal increments on the last day of last month of each calendar quarter through December 31, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest in equal increments on the last day of last month of each calendar quarter through December 31, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:54 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 25,867 $5.20 $134,508.40
Disclosure

SEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 8

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,016,316

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:54 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 55,152 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 7

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,042,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:54 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 31,113 $5.20 $161,787.60
Disclosure

SEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 6

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,987,031

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:54 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 66,338 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 5

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,018,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:54 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,840 $5.20 $92,768.00
Disclosure

SEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 4

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,951,806

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.