Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2017 Filed Dec 19, 2017 23:19 UTC |
Sullivan JamesChief Product Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 34,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000153 · wf-form4_151372556325598.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,478 Underlying: Common Stock · 34,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 69,800 of the restricted stock units reported on this line vested on September 15, 2017; 34,900 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 191,030 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 190,548 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 69,800 of the restricted stock units reported on this line vested on September 15, 2017; 34,900 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 191,030 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 190,548 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:19 UTC |
Sullivan JamesChief Product Officer
|
Tax withholdingCommon Stock | 18,211 | $5.28 | $96,154.08 |
DisclosureSEC source: 0001490281-17-000153 · wf-form4_151372556325598.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,608 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:19 UTC |
Sullivan JamesChief Product Officer
|
Exercise / conversionCommon Stock | 34,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000153 · wf-form4_151372556325598.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:18 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000151 · wf-form4_151372549340826.xml · derivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,089 Underlying: Common Stock · 4,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 8,092 of the restricted stock units reported on this line vested on September 15, 2017; 4,046 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; and 101,043 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:18 UTC |
Stevens BrianCAO & Treasurer
|
Tax withholdingCommon Stock | 1,307 | $5.28 | $6,900.96 |
DisclosureSEC source: 0001490281-17-000151 · wf-form4_151372549340826.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,093 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:18 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionCommon Stock | 4,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000151 · wf-form4_151372549340826.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2017 Filed Dec 8, 2017 22:47 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
GiftCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000150 · wf-form4_151277321329968.xml · nonDerivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 88,884,994 F4 · kind: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation. F4 · price: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 22:47 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
SaleCommon Stock | 750,000 | $5.77 | $4,327,500.00 |
DisclosureSEC source: 0001490281-17-000150 · wf-form4_151277321329968.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 90,884,994 F3 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 7, 2017. The price per share for such transactions ranged from $5.71 to $5.85. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F3 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 7, 2017. The price per share for such transactions ranged from $5.71 to $5.85. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 22:47 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
SaleCommon Stock | 750,000 | $5.76 | $4,320,000.00 |
DisclosureSEC source: 0001490281-17-000150 · wf-form4_151277321329968.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 91,634,994 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 6, 2017. The price per share for such transactions ranged from $5.72 to $5.82. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 6, 2017. The price per share for such transactions ranged from $5.72 to $5.82. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 23:10 UTC |
Stevens BrianCAO & Treasurer
|
SaleCommon Stock | 20,000 | $5.71 | $114,200.00 |
DisclosureSEC source: 0001490281-17-000149 · wf-form4_151191063469496.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,354 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 24, 2017. The price per share for such transactions ranged from $5.70 to $5.75. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 24, 2017. The price per share for such transactions ranged from $5.70 to $5.75. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 22:46 UTC |
Sullivan JamesChief Product Officer
|
SaleCommon Stock | 25,000 | $5.29 | $132,250.00 |
DisclosureSEC source: 0001490281-17-000148 · wf-form4_151087236348927.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,919 F1 · kind: The transaction reported in this line item was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 21:15 UTC |
Williams RichDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000145 · wf-form4_150957092573782.xml · derivative · entry 2 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Underlying: Common Stock · 270,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 180,000 of the restricted stock units reported on this line will vest on October 31, 2020, and 90,000 of the restricted stock units reported on this line will vest on October 31, 2021, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 180,000 of the restricted stock units reported on this line will vest on October 31, 2020, and 90,000 of the restricted stock units reported on this line will vest on October 31, 2021, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 21:15 UTC |
Williams RichDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 954,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000145 · wf-form4_150957092573782.xml · derivative · entry 1 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954,696 Underlying: Common Stock · 954,696 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units reported on this line will vest in five equal annual installments beginning on October 31, 2018, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. F2 · derivative.expiration_date: The restricted stock units reported on this line will vest in five equal annual installments beginning on October 31, 2018, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 21:13 UTC |
Krenzer SteveChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 895,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000144 · wf-form4_150957077785231.xml · derivative · entry 1 Krenzer Steve · CIK 0001721016 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,032 Underlying: Common Stock · 895,032 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: 298,344 of the restricted stock units reported on this line will vest on October 31, 2018, and 74,586 of the restricted stock units reported on this line will vest every three months over a two year period beginning on January 30, 2019, in each case subject to Mr. Krenzer's continued employment with the Company through each vesting date. F2 · derivative.expiration_date: 298,344 of the restricted stock units reported on this line will vest on October 31, 2018, and 74,586 of the restricted stock units reported on this line will vest every three months over a two year period beginning on January 30, 2019, in each case subject to Mr. Krenzer's continued employment with the Company through each vesting date. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 21:30 UTC | Exercise / conversionRestricted Stock Units · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000131 · wf-form4_150913982849284.xml · derivative · entry 3 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,572 Underlying: Common Stock · 55,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. Read SEC document |
|
| October 25, 2017 Filed Oct 27, 2017 21:30 UTC | Tax withholdingCommon Stock | 25,795 | $4.66 | $120,204.70 |
DisclosureSEC source: 0001490281-17-000131 · wf-form4_150913982849284.xml · nonDerivative · entry 2 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,017 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
|
| October 25, 2017 Filed Oct 27, 2017 21:30 UTC | Exercise / conversionCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000131 · wf-form4_150913982849284.xml · nonDerivative · entry 1 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| October 19, 2017 Filed Oct 23, 2017 22:13 UTC |
BARRIS PETER JDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 4,037 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057783 · doc4.xml · derivative · entry 1 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,745 Underlying: Common Stock · 4,037 shares Expires not disclosed F1 · derivative.exercise_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 18:12 UTC |
KEYWELL BRADLEY ADirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000129 · wf-form4_150879670860436.xml · derivative · entry 1 KEYWELL BRADLEY A · CIK 0001114238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,941 Underlying: Common Stock · 3,787 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Keywell has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Keywell has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 22:11 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000128 · wf-form4_150879668283157.xml · derivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,046 Underlying: Common Stock · 3,787 shares Expires not disclosed F3 · derivative.exercise_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F3 · derivative.expiration_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 22:13 UTC |
Leonsis TheodoreDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 4,037 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000130 · wf-form4_150879680387259.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,630 Underlying: Common Stock · 4,037 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 22:10 UTC |
LEVIN JOSEPHDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000127 · wf-form4_150879664623646.xml · derivative · entry 1 LEVIN JOSEPH · CIK 0001442083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,352 Underlying: Common Stock · 3,787 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 22:10 UTC |
HOUSENBOLD JEFFREY TDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000126 · wf-form4_150879661097728.xml · derivative · entry 1 HOUSENBOLD JEFFREY T · CIK 0001376445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,162 Underlying: Common Stock · 3,787 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Housenbold has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Housenbold has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Housenbold has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Housenbold has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:22 UTC |
Sullivan JamesChief Product Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 46,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000125 · wf-form4_150792975510747.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,834 Underlying: Common Stock · 46,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:22 UTC |
Sullivan JamesChief Product Officer
|
Tax withholdingCommon Stock | 24,438 | $4.67 | $114,125.46 |
DisclosureSEC source: 0001490281-17-000125 · wf-form4_150792975510747.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,919 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 21:22 UTC |
Sullivan JamesChief Product Officer
|
Exercise / conversionCommon Stock | 46,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000125 · wf-form4_150792975510747.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2017 Filed Oct 10, 2017 17:20 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 53,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000124 · wf-form4_150767039052750.xml · derivative · entry 3 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,782 Underlying: Common Stock · 53,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015, and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015, and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date. Read SEC document |
| October 07, 2017 Filed Oct 10, 2017 17:20 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 25,136 | $5.03 | $126,434.08 |
DisclosureSEC source: 0001490281-17-000124 · wf-form4_150767039052750.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,116 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| October 07, 2017 Filed Oct 10, 2017 17:20 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 53,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000124 · wf-form4_150767039052750.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 17:54 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 14,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000123 · wf-form4_150706765973917.xml · derivative · entry 3 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,458 Underlying: Common Stock · 14,458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 103,700 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 103,700 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 17:54 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 6,781 | $5.20 | $35,261.20 |
DisclosureSEC source: 0001490281-17-000123 · wf-form4_150706765973917.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,659 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 17:54 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 14,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000123 · wf-form4_150706765973917.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 17,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · derivative · entry 9 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,735 Underlying: Common Stock · 17,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F5 · derivative.expiration_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · derivative · entry 8 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F4 · derivative.expiration_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · derivative · entry 7 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,550 Underlying: Common Stock · 5,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC |
Stevens BrianCAO & Treasurer
|
Tax withholdingCommon Stock | 5,729 | $5.20 | $29,790.80 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 6 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,354 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionCommon Stock | 17,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 5 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC |
Stevens BrianCAO & Treasurer
|
Tax withholdingCommon Stock | 2,584 | $5.20 | $13,436.80 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 4 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,347 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC |
Stevens BrianCAO & Treasurer
|
Tax withholdingCommon Stock | 1,793 | $5.20 | $9,323.60 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,931 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:53 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionCommon Stock | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000121 · wf-form4_150706757128529.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:54 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 55,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · derivative · entry 12 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,152 Underlying: Common Stock · 55,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F6 · derivative.exercise_date: 118,250 of the restricted stock units reported on this line vested on December 31, 2015; 81,700 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 220,609 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. F6 · derivative.expiration_date: 118,250 of the restricted stock units reported on this line vested on December 31, 2015; 81,700 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 220,609 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:54 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 66,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · derivative · entry 11 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116,487 Underlying: Common Stock · 66,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. F5 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:54 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 38,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · derivative · entry 10 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,038 Underlying: Common Stock · 38,038 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: 16,624 of the restricted stock units reported on this line vested on December 31, 2015; 68,900 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. F4 · derivative.expiration_date: 16,624 of the restricted stock units reported on this line vested on December 31, 2015; 68,900 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:54 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · derivative · entry 9 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units reported on this line will vest in equal increments on the last day of last month of each calendar quarter through December 31, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: The restricted stock units reported on this line will vest in equal increments on the last day of last month of each calendar quarter through December 31, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:54 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 25,867 | $5.20 | $134,508.40 |
DisclosureSEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 8 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,016,316 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:54 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 55,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 7 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,042,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:54 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 31,113 | $5.20 | $161,787.60 |
DisclosureSEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 6 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,987,031 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:54 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 66,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 5 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,018,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:54 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 17,840 | $5.20 | $92,768.00 |
DisclosureSEC source: 0001490281-17-000122 · wf-form4_150706763390302.xml · nonDerivative · entry 4 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,951,806 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.