GO

SEC source: 0000899243-20-003269 · doc4.xml · derivative · entry 6

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,731

Underlying: Common Stock · 34,731 shares

Expires 2028-12-26

F5 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 14,374 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 14,374 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-003269 · doc4.xml · derivative · entry 5

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,808

Underlying: Common Stock · 24,808 shares

Expires 2027-03-31

F4 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 10,267 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 10,267 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-003269 · doc4.xml · derivative · entry 4

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,015

Underlying: Common Stock · 64,015 shares

Expires 2025-09-29

F3 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 26,492 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 26,492 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-003269 · doc4.xml · derivative · entry 3

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,567

Underlying: Common Stock · 26,470 shares

Expires 2025-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the remaining 37,567 stock options from an initial grant of 90,507 stock options granted on September 29, 2015 which vest in five equal installments on each of the first five anniversaries of the grant date.

SEC source: 0000899243-20-003269 · doc4.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This amount represents the $33.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.155 per share.

SEC source: 0000899243-20-003269 · doc4.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-003266 · doc4.xml · derivative · entry 4

McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,708

Underlying: Common Stock · 170,708 shares

Expires 2024-11-25

F3 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 70,645 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 70,645 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-003266 · doc4.xml · derivative · entry 3

McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,352

Underlying: Common Stock · 50,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the remaining 141,352 stock options from an initial grant of 241,352 stock options granted on November 25, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date.

SEC source: 0000899243-20-003266 · doc4.xml · nonDerivative · entry 2

McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,195

F1 · price: This amount represents the $33.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.155 per share.

SEC source: 0000899243-20-003266 · doc4.xml · nonDerivative · entry 1

McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-003265 · doc4.xml · derivative · entry 4

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,063

Underlying: Common Stock · 256,063 shares

Expires 2024-11-25

F3 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 105,967 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 105,967 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-003265 · doc4.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,031

Underlying: Common Stock · 75,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents the remaining 287,031 stock options from an initial grant of 362,031 stock options granted on November 25, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date.

SEC source: 0000899243-20-003265 · doc4.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: This amount represents the $33.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.155 per share.

SEC source: 0000899243-20-003265 · doc4.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-002242 · doc4.xml · derivative · entry 4

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,281

Underlying: Common Stock · 18,750 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the remaining 343,281 of the 362,031 stock options granted on November 25, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 362,030 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-002242 · doc4.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,090

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.61, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-002242 · doc4.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001771515-22-000114 · wf-form4_166078553126470.xml · nonDerivative · entry 2

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 89,082

F1 · shares: The transferred/gifted shares were not correctly reflected in Form 4s filed by the reporting person after the date of this reported transaction. However, the total number of shares reported by the reporting person, including both direct and indirect holdings, was not effected by this transfer/gift.

F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

SEC source: 0001771515-22-000114 · wf-form4_166078553126470.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,785

F1 · shares: The transferred/gifted shares were not correctly reflected in Form 4s filed by the reporting person after the date of this reported transaction. However, the total number of shares reported by the reporting person, including both direct and indirect holdings, was not effected by this transfer/gift.

SEC source: 0000899243-20-002008 · doc4.xml · derivative · entry 4

Wilson Steven K. · CIK 0001779980 · SVP, Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,042

Underlying: Common Stock · 26,310 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents 241,352 stock options granted on November 25, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 241,353 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-002008 · doc4.xml · nonDerivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,707

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.16, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-002008 · doc4.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,285

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

SEC source: 0000899243-20-002008 · doc4.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-001397 · doc4.xml · derivative · entry 4

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,075

Underlying: Common Stock · 2,000 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents 35,075 stock options granted on September 29, 2016 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 35,075 stock options with an exercise price of $5.98 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-20-001397 · doc4.xml · nonDerivative · entry 3

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.92, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-001397 · doc4.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-001399 · doc4.xml · nonDerivative · entry 2

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 79,682

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.94, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

SEC source: 0000899243-19-025439 · doc4.xml · derivative · entry 8

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents 1,357,614 stock options granted on October 21, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 1,357,614 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-19-025439 · doc4.xml · nonDerivative · entry 4

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lindberg Revocable Trust

Disclosed balance after: 2,376,670

F2 · ownership.nature: Reflects shares directly held by the Lindberg Revocable Trust u/a/d 2/14/06 of which Mr. Lindberg is a Trustee

SEC source: 0000899243-19-025439 · doc4.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lindberg Revocable Trust

Disclosed balance after: 2,426,670

F1 · price: This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share.

F2 · ownership.nature: Reflects shares directly held by the Lindberg Revocable Trust u/a/d 2/14/06 of which Mr. Lindberg is a Trustee

SEC source: 0000899243-19-025439 · doc4.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share.

SEC source: 0000899243-19-025439 · doc4.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-19-025441 · doc4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,104

F1 · price: This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share.

SEC source: 0000899243-19-025444 · doc4.xml · nonDerivative · entry 2

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: These shares represent shares of Common Stock received by a limited partnership controlled by Mr. Ragatz in connection with pro rata distributions made by H&F Globe Investor LP to certain of its direct and indirect partners for the sole purpose of charitable giving. Upon receipt, such shares of Common Stock were transferred as a charitable donation.

F2 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz. Mr. Ragatz disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-19-025444 · doc4.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 163,651

F1 · kind: These shares represent shares of Common Stock received by a limited partnership controlled by Mr. Ragatz in connection with pro rata distributions made by H&F Globe Investor LP to certain of its direct and indirect partners for the sole purpose of charitable giving. Upon receipt, such shares of Common Stock were transferred as a charitable donation.

F1 · price: These shares represent shares of Common Stock received by a limited partnership controlled by Mr. Ragatz in connection with pro rata distributions made by H&F Globe Investor LP to certain of its direct and indirect partners for the sole purpose of charitable giving. Upon receipt, such shares of Common Stock were transferred as a charitable donation.

F2 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz. Mr. Ragatz disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-19-025445 · doc4.xml · nonDerivative · entry 2

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

H&F Globe Investor GP LLC · CIK 0001779163 · 10% owner

H&F Globe Investor LP · CIK 0001779166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 42,361,893

F3 · kind: Represents in-kind distributions of shares of Common Stock previously held by H&F Investor to certain of its direct and indirect partners for the sole purpose of charitable giving.

F2 · ownership.nature: Reflects securities directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

SEC source: 0000899243-19-025445 · doc4.xml · nonDerivative · entry 1

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

H&F Globe Investor GP LLC · CIK 0001779163 · 10% owner

H&F Globe Investor LP · CIK 0001779166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,244,893

F1 · price: This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share.

F2 · ownership.nature: Reflects securities directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

SEC source: 0000899243-19-025446 · doc4.xml · derivative · entry 5

Read S. MacGregor Jr. · CIK 0001779703 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,614

Underlying: Common Stock · 350,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents 1,357,614 stock options granted on October 21, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 1,357,614 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-19-025446 · doc4.xml · nonDerivative · entry 2

Read S. MacGregor Jr. · CIK 0001779703 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share.

SEC source: 0000899243-19-025446 · doc4.xml · nonDerivative · entry 1

Read S. MacGregor Jr. · CIK 0001779703 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-19-025437 · doc4.xml · derivative · entry 3

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,037

Underlying: Common Stock · 26,470 shares

Expires 2025-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents 90,507 stock options granted on September 29, 2015 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 90,507 stock options with an exercise price of $4.79 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-19-025437 · doc4.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share.

SEC source: 0000899243-19-025437 · doc4.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-19-025436 · doc4.xml · derivative · entry 3

McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,352

Underlying: Common Stock · 50,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents 241,352 stock options granted on November 25, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 241,353 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-19-025436 · doc4.xml · nonDerivative · entry 2

McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,195

F1 · price: This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share.

SEC source: 0000899243-19-025436 · doc4.xml · nonDerivative · entry 1

McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-19-018001 · doc4.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 460

F2 · price: Shares were acquired by Mr. Lindberg's wife in a directed share program in connection with the Issuer's initial public offering. Mr. Lindberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Shares were acquired by Mr. Lindberg's wife in a directed share program in connection with the Issuer's initial public offering. Mr. Lindberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-19-018001 · doc4.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 460

F1 · price: Shares were acquired by Mr. Lindberg's child in a directed share program in connection with Grocery Outlet Holding Corp.'s (the "Issuer") initial public offering. Mr. Lindberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares were acquired by Mr. Lindberg's child in a directed share program in connection with Grocery Outlet Holding Corp.'s (the "Issuer") initial public offering. Mr. Lindberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

SEC source: 0000899243-19-018010 · doc4.xml · nonDerivative · entry 4

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,077

F3 · price: Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis.

SEC source: 0000899243-19-018010 · doc4.xml · nonDerivative · entry 3

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · security: Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis.

F3 · price: Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis.