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H&F Corporate Investors VII, Ltd.

Disclosed activity across 2 companies

Tapewire entity
105379
SEC CIK
0001660963

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2020-06-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2020-05-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-05-28 · Other · Disposed 9,634,862 · Balance 0

F1: H&F Globe Investor LP ("H&F Investor") and the other Reporting Persons have distributed these shares of Common Stock to their partners in accordance with their pro rata interests.

F2: Reflects securities previously directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

Filing footnotes · ownership attribution and instrument terms

F1: H&F Globe Investor LP ("H&F Investor") and the other Reporting Persons have distributed these shares of Common Stock to their partners in accordance with their pro rata interests.

F2: Reflects securities previously directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

Section 16 reporting ended · disclosed 2021-12-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2021-12-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-12-08 · Sale · Disposed 52,884,036 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F2: Reflects securities directly held by Hellman & Friedman Capital Partners VII, L.P. ("HFCP VII").

F11: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2021-12-08 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-12-08 · Sale · Disposed 20,244,387 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F3: Reflects securities directly held by Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII Parallel").

F11: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2021-12-08 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-12-08 · Sale · Disposed 3,630,740 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F4: Reflects securities directly held by HFCP VII (Parallel-A), L.P. ("HFCP VII Parallel-A").

F11: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2021-12-08 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-12-08 · Sale · Disposed 359,372 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F5: Reflects securities directly held by H&F Executives VII, L.P. ("H&F VII Executives", and together with HFCP VII, HFCP VII Parallel and HFCP VII Parallel-A, the "H&F VII Funds").

F11: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2021-12-08 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-12-08 · Sale · Disposed 35,622,429 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F6: Reflects securities directly held by Hellman & Friedman Capital Partners VIII, L.P. ("HFCP VIII").

F11: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2021-12-08 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-12-08 · Sale · Disposed 15,987,409 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F7: Reflects securities directly held by Hellman & Friedman Capital Partners VIII (Parallel), L.P. ("HFCP VIII Parallel").

F11: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2021-12-08 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2021-12-08 · Sale · Disposed 3,021,286 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F8: Reflects securities directly held by HFCP VIII (Parallel-A), L.P. ("HFCP VIII Parallel-A").

F11: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2021-12-08 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2021-12-08 · Sale · Disposed 934,469 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F9: Reflects securities directly held by H&F Executives VIII, L.P. ("H&F VIII Executives").

F11: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2021-12-08 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2021-12-08 · Sale · Disposed 157,138 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F10: Reflects securities directly held by H&F Associates VIII, L.P. ("H&F VIII Associates", and together with HFCP VIII, HFCP VIII Parallel, HFCP VIII Parallel-A and H&F VIII Executives, the "H&F VIII Funds").

F11: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Filing footnotes · ownership attribution and instrument terms

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F2: Reflects securities directly held by Hellman & Friedman Capital Partners VII, L.P. ("HFCP VII").

F3: Reflects securities directly held by Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII Parallel").

F4: Reflects securities directly held by HFCP VII (Parallel-A), L.P. ("HFCP VII Parallel-A").

F5: Reflects securities directly held by H&F Executives VII, L.P. ("H&F VII Executives", and together with HFCP VII, HFCP VII Parallel and HFCP VII Parallel-A, the "H&F VII Funds").

F6: Reflects securities directly held by Hellman & Friedman Capital Partners VIII, L.P. ("HFCP VIII").

F7: Reflects securities directly held by Hellman & Friedman Capital Partners VIII (Parallel), L.P. ("HFCP VIII Parallel").

F8: Reflects securities directly held by HFCP VIII (Parallel-A), L.P. ("HFCP VIII Parallel-A").

F9: Reflects securities directly held by H&F Executives VIII, L.P. ("H&F VIII Executives").

F10: Reflects securities directly held by H&F Associates VIII, L.P. ("H&F VIII Associates", and together with HFCP VIII, HFCP VIII Parallel, HFCP VIII Parallel-A and H&F VIII Executives, the "H&F VIII Funds").

F11: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2021 Filed Dec 8, 2021 16:53 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 157,138 $47.50 $7,464,055.00
Disclosure

SEC source: 0000899243-21-047342 · doc4.xml · nonDerivative · entry 9

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F10 · ownership.nature: Reflects securities directly held by H&F Associates VIII, L.P. ("H&F VIII Associates", and together with HFCP VIII, HFCP VIII Parallel, HFCP VIII Parallel-A and H&F VIII Executives, the "H&F VIII Funds").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
December 08, 2021 Filed Dec 8, 2021 16:53 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 934,469 $47.50 $44,387,277.50
Disclosure

SEC source: 0000899243-21-047342 · doc4.xml · nonDerivative · entry 8

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F9 · ownership.nature: Reflects securities directly held by H&F Executives VIII, L.P. ("H&F VIII Executives").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
December 08, 2021 Filed Dec 8, 2021 16:53 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 3,021,286 $47.50 $143,511,085.00
Disclosure

SEC source: 0000899243-21-047342 · doc4.xml · nonDerivative · entry 7

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F8 · ownership.nature: Reflects securities directly held by HFCP VIII (Parallel-A), L.P. ("HFCP VIII Parallel-A").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
December 08, 2021 Filed Dec 8, 2021 16:53 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 15,987,409 $47.50 $759,401,927.50
Disclosure

SEC source: 0000899243-21-047342 · doc4.xml · nonDerivative · entry 6

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F7 · ownership.nature: Reflects securities directly held by Hellman & Friedman Capital Partners VIII (Parallel), L.P. ("HFCP VIII Parallel").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
December 08, 2021 Filed Dec 8, 2021 16:53 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 35,622,429 $47.50 $1,692,065,377.50
Disclosure

SEC source: 0000899243-21-047342 · doc4.xml · nonDerivative · entry 5

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F6 · ownership.nature: Reflects securities directly held by Hellman & Friedman Capital Partners VIII, L.P. ("HFCP VIII").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
December 08, 2021 Filed Dec 8, 2021 16:53 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 359,372 $47.50 $17,070,170.00
Disclosure

SEC source: 0000899243-21-047342 · doc4.xml · nonDerivative · entry 4

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F5 · ownership.nature: Reflects securities directly held by H&F Executives VII, L.P. ("H&F VII Executives", and together with HFCP VII, HFCP VII Parallel and HFCP VII Parallel-A, the "H&F VII Funds").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
December 08, 2021 Filed Dec 8, 2021 16:53 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 3,630,740 $47.50 $172,460,150.00
Disclosure

SEC source: 0000899243-21-047342 · doc4.xml · nonDerivative · entry 3

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F4 · ownership.nature: Reflects securities directly held by HFCP VII (Parallel-A), L.P. ("HFCP VII Parallel-A").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
December 08, 2021 Filed Dec 8, 2021 16:53 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 20,244,387 $47.50 $961,608,382.50
Disclosure

SEC source: 0000899243-21-047342 · doc4.xml · nonDerivative · entry 2

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F3 · ownership.nature: Reflects securities directly held by Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII Parallel").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
December 08, 2021 Filed Dec 8, 2021 16:53 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 52,884,036 $47.50 $2,511,991,710.00
Disclosure

SEC source: 0000899243-21-047342 · doc4.xml · nonDerivative · entry 1

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F2 · ownership.nature: Reflects securities directly held by Hellman & Friedman Capital Partners VII, L.P. ("HFCP VII").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC PPD, Inc. PPD · Entity 15247 GiftCommon Stock 127,867 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026095 · doc4.xml · nonDerivative · entry 11

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F13 · ownership.direct: These shares of Common Stock were received by Mr. Thorpe in connection with pro rata distributions made by HFCP VII described above and were transferred as a charitable donation upon receipt.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 30,264 $31.28 $946,733.58
Disclosure

SEC source: 0000899243-20-026095 · doc4.xml · nonDerivative · entry 10

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 157,138

F1 · price: This amount represents the $32.25 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $0.9675 per share.

F10 · ownership.nature: Reflects securities directly held by H&F Associates VIII, L.P. ("H&F VIII Associates", and together with HFCP VIII, HFCP VIII Parallel, HFCP VIII Parallel-A and H&F VIII Executives, the "H&F VIII Funds").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 179,980 $31.28 $5,630,224.35
Disclosure

SEC source: 0000899243-20-026095 · doc4.xml · nonDerivative · entry 9

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 934,469

F1 · price: This amount represents the $32.25 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $0.9675 per share.

F9 · ownership.nature: Reflects securities directly held by H&F Executives VIII, L.P. ("H&F VIII Executives").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 581,903 $31.28 $18,203,380.60
Disclosure

SEC source: 0000899243-20-026095 · doc4.xml · nonDerivative · entry 8

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,021,286

F1 · price: This amount represents the $32.25 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $0.9675 per share.

F8 · ownership.nature: Reflects securities directly held by HFCP VIII (Parallel-A), L.P. ("HFCP VIII Parallel-A").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 3,079,193 $31.28 $96,324,855.02
Disclosure

SEC source: 0000899243-20-026095 · doc4.xml · nonDerivative · entry 7

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,987,409

F1 · price: This amount represents the $32.25 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $0.9675 per share.

F7 · ownership.nature: Reflects securities directly held by Hellman & Friedman Capital Partners VIII (Parallel), L.P. ("HFCP VIII Parallel").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 6,860,919 $31.28 $214,626,698.62
Disclosure

SEC source: 0000899243-20-026095 · doc4.xml · nonDerivative · entry 6

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 35,622,429

F1 · price: This amount represents the $32.25 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $0.9675 per share.

F6 · ownership.nature: Reflects securities directly held by Hellman & Friedman Capital Partners VIII, L.P. ("HFCP VIII").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

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September 21, 2020 Filed Sep 23, 2020 16:47 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 69,215 $31.28 $2,165,218.24
Disclosure

SEC source: 0000899243-20-026095 · doc4.xml · nonDerivative · entry 5

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 359,372

F1 · price: This amount represents the $32.25 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $0.9675 per share.

F5 · ownership.nature: Reflects securities directly held by H&F Executives VII, L.P. ("H&F VII Executives", and together with HFCP VII, HFCP VII Parallel and HFCP VII Parallel-A, the "H&F VII Funds").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 699,284 $31.28 $21,875,351.73
Disclosure

SEC source: 0000899243-20-026095 · doc4.xml · nonDerivative · entry 4

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,630,740

F1 · price: This amount represents the $32.25 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $0.9675 per share.

F4 · ownership.nature: Reflects securities directly held by HFCP VII (Parallel-A), L.P. ("HFCP VII Parallel-A").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 3,899,092 $31.28 $121,973,345.49
Disclosure

SEC source: 0000899243-20-026095 · doc4.xml · nonDerivative · entry 3

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 20,244,387

F1 · price: This amount represents the $32.25 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $0.9675 per share.

F3 · ownership.nature: Reflects securities directly held by Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII Parallel").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC PPD, Inc. PPD · Entity 15247 OtherCommon Stock 883,200 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-026095 · doc4.xml · nonDerivative · entry 2

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 52,884,036

F12 · kind: Represents in-kind distributions of shares of Common Stock previously held by HFCP VII to certain of its direct and indirect partners for the sole purpose of charitable giving.

F2 · ownership.nature: Reflects securities directly held by Hellman & Friedman Capital Partners VII, L.P. ("HFCP VII").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 9,302,325 $31.28 $290,999,981.81
Disclosure

SEC source: 0000899243-20-026095 · doc4.xml · nonDerivative · entry 1

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII, L.P. · CIK 0001458179 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

HFCP VII (PARALLEL-A), L.P. · CIK 0001458221 · 10% owner

H&F EXECUTIVES VII, L.P. · CIK 0001458212 · 10% owner

Thorpe Allen R · CIK 0001405076 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 53,767,236

F1 · price: This amount represents the $32.25 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $0.9675 per share.

F2 · ownership.nature: Reflects securities directly held by Hellman & Friedman Capital Partners VII, L.P. ("HFCP VII").

F11 · ownership.nature: Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of each of the H&F VII Funds. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII. Hellman & Friedman Investors VIII, L.P. ("H&F Investors VIII") is the general partner of each of the H&F VIII Funds. H&F Corporate Investors VIII, Ltd. ("H&F VIII") is the general partner of H&F Investors VIII. A three member board of directors of each of H&F VII and H&F VIII has investment discretion over the shares held by the H&F VII Funds and the H&F VIII Funds, respectively. Allen R. Thorpe, a member of the board of directors of PPD, Inc. is a member of the boards of directors of H&F VII and H&F VIII.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 16:15 UTC Grocery Outlet Holding Corp. GO · Entity 4840 OtherCommon Stock 9,634,862 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014720 · doc4.xml · nonDerivative · entry 1

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

H&F Globe Investor GP LLC · CIK 0001779163 · 10% owner

H&F Globe Investor LP · CIK 0001779166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: H&F Globe Investor LP ("H&F Investor") and the other Reporting Persons have distributed these shares of Common Stock to their partners in accordance with their pro rata interests.

F1 · price: H&F Globe Investor LP ("H&F Investor") and the other Reporting Persons have distributed these shares of Common Stock to their partners in accordance with their pro rata interests.

F2 · ownership.nature: Reflects securities previously directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 19:44 UTC Grocery Outlet Holding Corp. GO · Entity 4840 OtherCommon Stock 165,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011600 · doc4.xml · nonDerivative · entry 2

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

H&F Globe Investor GP LLC · CIK 0001779163 · 10% owner

H&F Globe Investor LP · CIK 0001779166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,634,862

F3 · kind: Represents in-kind distributions of shares of Common Stock previously held by H&F Investor to certain of its direct and indirect partners for the sole purpose of charitable giving.

F2 · ownership.nature: Reflects securities directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 19:44 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 16,743,500 $32.73 $547,931,037.50
Disclosure

SEC source: 0000899243-20-011600 · doc4.xml · nonDerivative · entry 1

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

H&F Globe Investor GP LLC · CIK 0001779163 · 10% owner

H&F Globe Investor LP · CIK 0001779166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,799,862

F1 · price: This amount represents the $34.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.275 per share.

F2 · ownership.nature: Reflects securities directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 16:35 UTC Grocery Outlet Holding Corp. GO · Entity 4840 OtherCommon Stock 883,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003278 · doc4.xml · nonDerivative · entry 2

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

H&F Globe Investor GP LLC · CIK 0001779163 · 10% owner

H&F Globe Investor LP · CIK 0001779166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,543,362

F3 · kind: Represents in-kind distributions of shares of Common Stock previously held by H&F Investor to certain of its direct and indirect partners for the sole purpose of charitable giving.

F2 · ownership.nature: Reflects securities directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 16:35 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 14,935,531 $31.85 $475,621,984.70
Disclosure

SEC source: 0000899243-20-003278 · doc4.xml · nonDerivative · entry 1

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

H&F Globe Investor GP LLC · CIK 0001779163 · 10% owner

H&F Globe Investor LP · CIK 0001779166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,426,362

F1 · price: This amount represents the $33.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.155 per share.

F2 · ownership.nature: Reflects securities directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 17:17 UTC Grocery Outlet Holding Corp. GO · Entity 4840 OtherCommon Stock 883,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025445 · doc4.xml · nonDerivative · entry 2

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

H&F Globe Investor GP LLC · CIK 0001779163 · 10% owner

H&F Globe Investor LP · CIK 0001779166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 42,361,893

F3 · kind: Represents in-kind distributions of shares of Common Stock previously held by H&F Investor to certain of its direct and indirect partners for the sole purpose of charitable giving.

F2 · ownership.nature: Reflects securities directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 17:17 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 11,398,299 $32.57 $371,228,920.47
Disclosure

SEC source: 0000899243-19-025445 · doc4.xml · nonDerivative · entry 1

H&F Corporate Investors VII, Ltd. · CIK 0001660963 · 10% owner

Hellman & Friedman Investors VII, L.P. · CIK 0001779162 · 10% owner

HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. · CIK 0001458222 · 10% owner

H&F Globe Investor GP LLC · CIK 0001779163 · 10% owner

H&F Globe Investor LP · CIK 0001779166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,244,893

F1 · price: This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share.

F2 · ownership.nature: Reflects securities directly held by H&F Globe Investor LP ("H&F Investor"). The general partner of H&F Investor is H&F Globe Investor GP LLC ("Globe Investor GP"). Hellman & Friedman Capital Partners VII (Parallel), L.P. ("HFCP VII") is the managing member of Globe Investor GP. Hellman & Friedman Investors VII, L.P. ("H&F Investors VII") is the general partner of HFCP VII. H&F Corporate Investors VII, Ltd. ("H&F VII") is the general partner of H&F Investors VII.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.