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Grocery Outlet Holding Corp.

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Tapewire entity
4840
SEC CIK
0001771515
Parsed reports
567

Last 12 months

Inside the activity.

19 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 2026159
Apr 202601
May 202600
Jun 202620
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2022 Filed May 17, 2022 23:32 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001771515-22-000069 · wf-form4_165283030040144.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 13, 2022 19:14 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 40,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000060 · wf-form4_165248363310279.xml · derivative · entry 7

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,155

Underlying: Common Stock · 40,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
May 13, 2022 Filed May 13, 2022 19:14 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 40,000 $37.52 $1,500,920.00
Disclosure

SEC source: 0001771515-22-000060 · wf-form4_165248363310279.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.44 to $37.67, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 13, 2022 Filed May 13, 2022 19:14 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 40,000 $3.81 $152,400.00
Disclosure

SEC source: 0001771515-22-000060 · wf-form4_165248363310279.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2022 Filed May 13, 2022 19:16 UTC GrantCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000061 · wf-form4_165248373983555.xml · nonDerivative · entry 1

Moody-Byrd Gail · CIK 0001843188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,974

F1 · shares: Represents 705 restricted stock units ("RSUs") granted to the reporting person that will vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date. Such RSUs were granted in connection with an April 2022 amendment to the issuer's non-employee director compensation policy.

Read SEC document
May 12, 2022 Filed May 13, 2022 19:27 UTC GrantCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000067 · wf-form4_165248439395666.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,697

F1 · shares: Represents 705 deferred stock units ("DSUs") granted to the reporting person that will vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors. Such DSUs were granted in connection with an April 2022 amendment to the issuer's non-employee director compensation policy.

Read SEC document
May 12, 2022 Filed May 13, 2022 23:21 UTC GrantCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000064 · wf-form4_165248403084652.xml · nonDerivative · entry 1

BACHMAN JOHN E. · CIK 0001670760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,035

F1 · shares: Represents 705 restricted stock units ("RSUs") granted to the reporting person that will vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date. Such RSUs were granted in connection with an April 2022 amendment to the issuer's non-employee director compensation policy.

Read SEC document
May 12, 2022 Filed May 13, 2022 19:07 UTC GrantCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000057 · wf-form4_165248316431456.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,974

F1 · shares: Represents 705 deferred stock units ("DSUs") granted to the reporting person that will vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors. Such DSUs were granted in connection with an April 2022 amendment to the issuer's non-employee director compensation policy.

Read SEC document
May 12, 2022 Filed May 13, 2022 23:09 UTC GrantCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000058 · wf-form4_165248332103019.xml · nonDerivative · entry 1

HABEN MARY KAY · CIK 0001190910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,035

F1 · shares: Represents 705 deferred stock units ("DSUs") granted to the reporting person that will vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors. Such DSUs were granted in connection with an April 2022 amendment to the issuer's non-employee director compensation policy.

Read SEC document
May 12, 2022 Filed May 13, 2022 19:19 UTC GrantCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000063 · wf-form4_165248394448209.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,036

F1 · shares: Represents 705 restricted stock units ("RSUs") granted to the reporting person that will vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date. Such RSUs were granted in connection with an April 2022 amendment to the issuer's non-employee director compensation policy.

Read SEC document
May 12, 2022 Filed May 13, 2022 23:25 UTC GrantCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000066 · wf-form4_165248427206785.xml · nonDerivative · entry 1

Alterman Kenneth W. · CIK 0001779737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,871

F1 · shares: Represents 705 restricted stock units ("RSUs") granted to the reporting person that will vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date. Such RSUs were granted in connection with an April 2022 amendment to the issuer's non-employee director compensation policy.

Read SEC document
May 12, 2022 Filed May 13, 2022 23:18 UTC GrantCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000062 · wf-form4_165248385795277.xml · nonDerivative · entry 1

Jaros Carey F. · CIK 0001823561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,734

F1 · shares: Represents 705 restricted stock units ("RSUs") granted to the reporting person that will vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date. Such RSUs were granted in connection with an April 2022 amendment to the issuer's non-employee director compensation policy.

Read SEC document
May 12, 2022 Filed May 13, 2022 23:23 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,556 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000065 · wf-form4_165248415363269.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,855

Underlying: Common Stock · 5,556 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

Read SEC document
May 12, 2022 Filed May 13, 2022 23:23 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
SaleCommon Stock 5,556 $35.65 $198,071.40
Disclosure

SEC source: 0001771515-22-000065 · wf-form4_165248415363269.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,993

Read SEC document
May 12, 2022 Filed May 13, 2022 23:23 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionCommon Stock 5,556 $3.81 $21,168.36
Disclosure

SEC source: 0001771515-22-000065 · wf-form4_165248415363269.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2022 Filed May 13, 2022 23:11 UTC
York JeffreyDirector
GrantCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000059 · wf-form4_165248342414351.xml · nonDerivative · entry 1

York Jeffrey · CIK 0001780265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,459

F1 · shares: Represents 705 restricted stock units ("RSUs") granted to the reporting person that will vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date. Such RSUs were granted in connection with an April 2022 amendment to the issuer's non-employee director compensation policy.

Read SEC document
May 12, 2022 Filed May 13, 2022 23:05 UTC GrantCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000056 · wf-form4_165248307307896.xml · nonDerivative · entry 1

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,924

F1 · shares: Represents 705 deferred stock units ("DSUs") granted to the reporting person that will vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the first business day of 2025. Such DSUs were granted in connection with an April 2022 amendment to the issuer's non-employee director compensation policy.

Read SEC document
April 18, 2022 Filed Apr 18, 2022 19:17 UTC SaleCommon Stock 2,000 $34.07 $68,138.00
Disclosure

SEC source: 0001771515-22-000049 · wf-form4_165032383432646.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 43,517

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.68 to $34.57, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
April 11, 2022 Filed Apr 12, 2022 23:22 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000048 · wf-form4_164980573269855.xml · derivative · entry 7

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 11, 2022 Filed Apr 12, 2022 23:22 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 25,000 $36.04 $901,000.00
Disclosure

SEC source: 0001771515-22-000048 · wf-form4_164980573269855.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,114

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.690 to $36.275, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
April 11, 2022 Filed Apr 12, 2022 23:22 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001771515-22-000048 · wf-form4_164980573269855.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 22:32 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000047 · wf-form4_164945715590240.xml · derivative · entry 7

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 22:32 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 25,000 $35.26 $881,500.00
Disclosure

SEC source: 0001771515-22-000047 · wf-form4_164945715590240.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,114

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.53, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 22:32 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0001771515-22-000047 · wf-form4_164945715590240.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 22:28 UTC
Burke Pamela B.See Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001771515-22-000046 · wf-form4_164945691670376.xml · derivative · entry 3

Burke Pamela B. · CIK 0001779772 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,075

Underlying: Common Stock · 10,000 shares

Expires 2027-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 22:28 UTC
Burke Pamela B.See Remarks
SaleCommon Stock 10,000 $35.00 $350,000.00
Disclosure

SEC source: 0001771515-22-000046 · wf-form4_164945691670376.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,108

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 22:28 UTC
Burke Pamela B.See Remarks
Exercise / conversionCommon Stock 10,000 $8.57 $85,700.00
Disclosure

SEC source: 0001771515-22-000046 · wf-form4_164945691670376.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 21:44 UTC
Burke Pamela B.See Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 22,567 $0.00 Strike: $8.11 $0.00
Disclosure

SEC source: 0001771515-22-000042 · wf-form4_164919507476616.xml · derivative · entry 3

Burke Pamela B. · CIK 0001779772 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,567 shares

Expires 2025-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 21:44 UTC
Burke Pamela B.See Remarks
SaleCommon Stock 22,567 $33.53 $756,671.51
Disclosure

SEC source: 0001771515-22-000042 · wf-form4_164919507476616.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,108

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.21 to $34.70, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 21:44 UTC
Burke Pamela B.See Remarks
Exercise / conversionCommon Stock 22,567 $8.11 $183,018.37
Disclosure

SEC source: 0001771515-22-000042 · wf-form4_164919507476616.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:48 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,555 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000043 · wf-form4_164919527495470.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,411

Underlying: Common Stock · 5,555 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:48 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
SaleCommon Stock 5,555 $32.81 $182,259.55
Disclosure

SEC source: 0001771515-22-000043 · wf-form4_164919527495470.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,993

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:48 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionCommon Stock 5,555 $3.81 $21,164.55
Disclosure

SEC source: 0001771515-22-000043 · wf-form4_164919527495470.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 18:33 UTC GrantCommon Stock 769 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000040 · wf-form4_164738358882701.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,992

F1 · shares: Represents a grant of 769 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 18:34 UTC SaleCommon Stock 2,000 $28.82 $57,638.00
Disclosure

SEC source: 0001771515-22-000041 · wf-form4_164738364477293.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 45,517

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.03 to $30.11, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 22:32 UTC GrantCommon Stock 1,454 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000039 · wf-form4_164738353558693.xml · nonDerivative · entry 1

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,219

F1 · shares: Represents a grant of 1,454 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock on the first business day of 2025.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:33 UTC
McAndrews BrianSee Remarks
SaleCommon Stock 3,800 $29.28 $111,264.00
Disclosure

SEC source: 0001771515-22-000038 · wf-form4_164729346302945.xml · nonDerivative · entry 2

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,533

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March 10, 2022 Filed Mar 14, 2022 17:33 UTC
McAndrews BrianSee Remarks
SaleCommon Stock 1,200 $29.28 $35,134.80
Disclosure

SEC source: 0001771515-22-000038 · wf-form4_164729346302945.xml · nonDerivative · entry 1

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,333

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March 07, 2022 Filed Mar 9, 2022 01:47 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,556 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000035 · wf-form4_164679043635004.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,966

Underlying: Common Stock · 5,556 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

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March 07, 2022 Filed Mar 9, 2022 01:47 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
SaleCommon Stock 5,556 $30.00 $166,680.00
Disclosure

SEC source: 0001771515-22-000035 · wf-form4_164679043635004.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,993

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March 07, 2022 Filed Mar 9, 2022 01:47 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionCommon Stock 5,556 $3.81 $21,168.36
Disclosure

SEC source: 0001771515-22-000035 · wf-form4_164679043635004.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 07, 2022 Filed Mar 9, 2022 21:26 UTC
Burke Pamela B.See Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 29,000 $0.00 Strike: $11.64 $0.00
Disclosure

SEC source: 0001771515-22-000037 · wf-form4_164686118749883.xml · derivative · entry 3

Burke Pamela B. · CIK 0001779772 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,105

Underlying: Common Stock · 29,000 shares

Expires 2028-12-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were granted on December 26, 2018 covering 49,105 shares and vest in five equal installments on each of the first five anniversaries of the grant date.

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March 07, 2022 Filed Mar 9, 2022 21:26 UTC
Burke Pamela B.See Remarks
SaleCommon Stock 29,000 $29.62 $858,980.00
Disclosure

SEC source: 0001771515-22-000037 · wf-form4_164686118749883.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,108

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.600 to $29.745, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

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March 07, 2022 Filed Mar 9, 2022 21:26 UTC
Burke Pamela B.See Remarks
Exercise / conversionCommon Stock 29,000 $11.64 $337,560.00
Disclosure

SEC source: 0001771515-22-000037 · wf-form4_164686118749883.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 04, 2022 Filed Mar 7, 2022 19:37 UTC
McAndrews BrianSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0001771515-22-000031 · wf-form4_164669985414353.xml · derivative · entry 5

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,165

Underlying: Common Stock · 10,000 shares

Expires 2028-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

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March 04, 2022 Filed Mar 7, 2022 19:37 UTC
McAndrews BrianSee Remarks
SaleCommon Stock 10,000 $29.26 $292,590.00
Disclosure

SEC source: 0001771515-22-000031 · wf-form4_164669985414353.xml · nonDerivative · entry 4

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,533

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.24 to $29.30, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 04, 2022 Filed Mar 7, 2022 19:37 UTC
McAndrews BrianSee Remarks
Exercise / conversionCommon Stock 10,000 $10.30 $103,000.00
Disclosure

SEC source: 0001771515-22-000031 · wf-form4_164669985414353.xml · nonDerivative · entry 3

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:42 UTC GrantCommon Stock 3,448 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000021 · wf-form4_164669653635691.xml · nonDerivative · entry 1

Moody-Byrd Gail · CIK 0001843188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,269

F1 · shares: Represents 3,448 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date.

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March 03, 2022 Filed Mar 7, 2022 18:38 UTC GrantCommon Stock 3,448 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000020 · wf-form4_164669631147166.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,223

F1 · shares: Represents a grant of 3,448 deferred stock units that will vest in full on March 1, 2023, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors.

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March 03, 2022 Filed Mar 7, 2022 19:37 UTC
McAndrews BrianSee Remarks
GrantCommon Stock 10,864 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000031 · wf-form4_164669985414353.xml · nonDerivative · entry 2

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,533

F2 · shares: Represents 10,864 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2022 to March 1, 2025, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 16,295 unvested performance stock units at target achievement (or up to an additional 32,590 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.