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GNW

GENWORTH FINANCIAL INC

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Tapewire entity
4085
SEC CIK
0001276520
Parsed reports
528

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2022 Filed Jul 5, 2022 20:19 UTC GrantDeferred Stock Units · Derivative 10,032.103 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-040642 · doc4.xml · derivative · entry 1

Mills Howard D. III · CIK 0001852739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,250.968

Underlying: Class A Common Stock · 10,032.103 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.738 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:19 UTC GrantDeferred Stock Units · Derivative 10,032.103 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-040649 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,343.613

Underlying: Class A Common Stock · 10,032.103 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.738 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:20 UTC GrantDeferred Stock Units · Derivative 18,057.785 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-040653 · doc4.xml · derivative · entry 1

Sarsynski Elaine A · CIK 0001552249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,841.14

Underlying: Class A Common Stock · 18,057.785 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.738 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:16 UTC GrantDeferred Stock Units · Derivative 10,032.103 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-040632 · doc4.xml · derivative · entry 1

Goodman Jill R · CIK 0001551825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,250.968

Underlying: Class A Common Stock · 10,032.103 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.738 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:16 UTC GrantDeferred Stock Units · Derivative 10,032.103 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-040628 · doc4.xml · derivative · entry 1

Dyson Karen Elizabeth · CIK 0001835315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,901.53

Underlying: Class A Common Stock · 10,032.103 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.738 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:15 UTC GrantDeferred Stock Units · Derivative 10,032.103 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-040625 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,771.709

Underlying: Class A Common Stock · 10,032.103 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.738 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
May 24, 2022 Filed May 26, 2022 20:13 UTC
McInerney Thomas JDirector · President and CEO; Director
SaleClass A Common 100,000 $3.95 $394,700.00
Disclosure

SEC source: 0001209191-22-032182 · doc4.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,939,625

F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $3.93 to $3.96 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:21 UTC
Sheehan Daniel J IVEVP, CFO & CIO
Exercise / conversionRestricted Stock Units · Derivative 90,091 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029620 · doc4.xml · derivative · entry 3

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 90,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:21 UTC
Sheehan Daniel J IVEVP, CFO & CIO
Tax withholdingClass A Common Stock 41,749 $3.95 $164,908.55
Disclosure

SEC source: 0001209191-22-029620 · doc4.xml · nonDerivative · entry 2

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382,023

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 16, 2022.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:21 UTC
Sheehan Daniel J IVEVP, CFO & CIO
Exercise / conversionClass A Common Stock 90,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-029620 · doc4.xml · nonDerivative · entry 1

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:22 UTC
Upton Jerome TSVP, Deputy CFO and Controller
Exercise / conversionRestricted Stock Units · Derivative 13,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029627 · doc4.xml · derivative · entry 3

Upton Jerome T · CIK 0001509299 · SVP, Deputy CFO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:22 UTC
Upton Jerome TSVP, Deputy CFO and Controller
Tax withholdingClass A Common Stock 6,006 $3.95 $23,723.70
Disclosure

SEC source: 0001209191-22-029627 · doc4.xml · nonDerivative · entry 2

Upton Jerome T · CIK 0001509299 · SVP, Deputy CFO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,149

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 16, 2022.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:22 UTC
Upton Jerome TSVP, Deputy CFO and Controller
Exercise / conversionClass A Common Stock 13,514 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-029627 · doc4.xml · nonDerivative · entry 1

Upton Jerome T · CIK 0001509299 · SVP, Deputy CFO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:20 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 9,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029614 · doc4.xml · derivative · entry 4

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:20 UTC
Karawan Gregory S.EVP and General Counsel
Tax withholdingClass A Common Stock 2,848 $3.95 $11,249.60
Disclosure

SEC source: 0001209191-22-029614 · doc4.xml · nonDerivative · entry 2

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,351

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 16, 2022.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:20 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionClass A Common Stock 9,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-029614 · doc4.xml · nonDerivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:18 UTC
Gupta RohitPresident & CEO, Enact
Exercise / conversionRestricted Stock Units · Derivative 45,046 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029607 · doc4.xml · derivative · entry 4

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,046 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:18 UTC
Gupta RohitPresident & CEO, Enact
Tax withholdingClass A Common Stock 20,019 $3.95 $79,075.05
Disclosure

SEC source: 0001209191-22-029607 · doc4.xml · nonDerivative · entry 2

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,270

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 16, 2022.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:18 UTC
Gupta RohitPresident & CEO, Enact
Exercise / conversionClass A Common Stock 45,046 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-029607 · doc4.xml · nonDerivative · entry 1

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 21:16 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 15,639 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023884 · doc4.xml · derivative · entry 4

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,639

Underlying: Class A Common Stock · 15,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2022.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2022.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 21:16 UTC
Karawan Gregory S.EVP and General Counsel
Tax withholdingClass A Common Stock 4,708 $3.69 $17,372.52
Disclosure

SEC source: 0001209191-22-023884 · doc4.xml · nonDerivative · entry 2

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,739

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2022.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 21:16 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionClass A Common Stock 15,639 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023884 · doc4.xml · nonDerivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 21:17 UTC
Sheehan Daniel J IVEVP, CFO & CIO
Exercise / conversionRestricted Stock Units · Derivative 89,366 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023885 · doc4.xml · derivative · entry 3

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,366

Underlying: Class A Common Stock · 89,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2022.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2022.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 21:17 UTC
Sheehan Daniel J IVEVP, CFO & CIO
Tax withholdingClass A Common Stock 41,413 $3.69 $152,813.97
Disclosure

SEC source: 0001209191-22-023885 · doc4.xml · nonDerivative · entry 2

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333,681

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2022.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 21:17 UTC
Sheehan Daniel J IVEVP, CFO & CIO
Exercise / conversionClass A Common Stock 89,366 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023885 · doc4.xml · nonDerivative · entry 1

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 21:16 UTC
Gupta RohitPresident & CEO, Enact
Exercise / conversionRestricted Stock Units · Derivative 44,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023883 · doc4.xml · derivative · entry 4

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,683

Underlying: Class A Common Stock · 44,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2022.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2022.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 21:16 UTC
Gupta RohitPresident & CEO, Enact
Tax withholdingClass A Common Stock 19,858 $3.69 $73,276.02
Disclosure

SEC source: 0001209191-22-023883 · doc4.xml · nonDerivative · entry 2

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,243

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2022.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 21:16 UTC
Gupta RohitPresident & CEO, Enact
Exercise / conversionClass A Common Stock 44,683 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-023883 · doc4.xml · nonDerivative · entry 1

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:17 UTC GrantDeferred Stock Units · Derivative 17,833.554 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021987 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,746.941

Underlying: Class A Common Stock · 17,833.554 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.785 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:21 UTC GrantDeferred Stock Units · Derivative 9,907.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021993 · doc4.xml · derivative · entry 1

Smith Ramsey D. · CIK 0001853248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,218.865

Underlying: Class A Common Stock · 9,907.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.785 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:19 UTC GrantDeferred Stock Units · Derivative 9,907.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021988 · doc4.xml · derivative · entry 1

Mills Howard D. III · CIK 0001852739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,218.865

Underlying: Class A Common Stock · 9,907.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.785 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:19 UTC GrantDeferred Stock Units · Derivative 9,907.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021990 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,311.51

Underlying: Class A Common Stock · 9,907.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.785 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:20 UTC GrantDeferred Stock Units · Derivative 9,907.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021991 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,311.51

Underlying: Class A Common Stock · 9,907.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.785 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:21 UTC GrantDeferred Stock Units · Derivative 1,783.355 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021992 · doc4.xml · derivative · entry 1

Sarsynski Elaine A · CIK 0001552249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783.355

Underlying: Class A Common Stock · 1,783.355 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.785 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:17 UTC GrantDeferred Stock Units · Derivative 9,907.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021986 · doc4.xml · derivative · entry 1

Goodman Jill R · CIK 0001551825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,218.865

Underlying: Class A Common Stock · 9,907.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.785 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:16 UTC GrantDeferred Stock Units · Derivative 9,907.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021984 · doc4.xml · derivative · entry 1

Dyson Karen Elizabeth · CIK 0001835315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,869.427

Underlying: Class A Common Stock · 9,907.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.785 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:15 UTC GrantDeferred Stock Units · Derivative 9,907.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021982 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,739.606

Underlying: Class A Common Stock · 9,907.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.785 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:18 UTC
Sheehan Daniel J IVEVP, CFO & CIO
Exercise / conversionRestricted Stock Units · Derivative 124,008 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021316 · doc4.xml · derivative · entry 3

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,016

Underlying: Class A Common Stock · 124,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:18 UTC
Sheehan Daniel J IVEVP, CFO & CIO
Tax withholdingClass A Common Stock 57,466 $3.79 $217,796.14
Disclosure

SEC source: 0001209191-22-021316 · doc4.xml · nonDerivative · entry 2

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,728

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:18 UTC
Sheehan Daniel J IVEVP, CFO & CIO
Exercise / conversionClass A Common Stock 124,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021316 · doc4.xml · nonDerivative · entry 1

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:17 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 17,361 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021315 · doc4.xml · derivative · entry 4

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,723

Underlying: Class A Common Stock · 17,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:17 UTC
Karawan Gregory S.EVP and General Counsel
Tax withholdingClass A Common Stock 5,226 $3.79 $19,806.54
Disclosure

SEC source: 0001209191-22-021315 · doc4.xml · nonDerivative · entry 2

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,808

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:17 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionClass A Common Stock 17,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021315 · doc4.xml · nonDerivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:17 UTC
Haendiges BrianEVP-U.S. Life Insurance
Exercise / conversionRestricted Stock Units · Derivative 62,004 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021314 · doc4.xml · derivative · entry 4

Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,008

Underlying: Class A Common Stock · 62,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:17 UTC
Haendiges BrianEVP-U.S. Life Insurance
Tax withholdingClass A Common Stock 21,460 $3.79 $81,333.40
Disclosure

SEC source: 0001209191-22-021314 · doc4.xml · nonDerivative · entry 2

Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,544

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:17 UTC
Haendiges BrianEVP-U.S. Life Insurance
Exercise / conversionClass A Common Stock 62,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021314 · doc4.xml · nonDerivative · entry 1

Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:16 UTC
Gupta RohitPresident & CEO, Enact
Exercise / conversionRestricted Stock Units · Derivative 105,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021313 · doc4.xml · derivative · entry 4

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,814

Underlying: Class A Common Stock · 105,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:16 UTC
Gupta RohitPresident & CEO, Enact
Tax withholdingClass A Common Stock 46,843 $3.79 $177,534.97
Disclosure

SEC source: 0001209191-22-021313 · doc4.xml · nonDerivative · entry 2

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,418

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:16 UTC
Gupta RohitPresident & CEO, Enact
Exercise / conversionClass A Common Stock 105,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021313 · doc4.xml · nonDerivative · entry 1

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:18 UTC
Sheehan Daniel J IVEVP, CFO & CIO
Tax withholdingClass A Common Stock 250,488 $4.00 $1,001,952.00
Disclosure

SEC source: 0001209191-22-014723 · doc4.xml · nonDerivative · entry 2

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,186

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.