Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENWORTH FINANCIAL INCGNW · Entity 4085 | EVP-U.S. Life Insurance | March 24, 2023 | March 27, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENWORTH FINANCIAL INC
Report date March 24, 2023 · Filed March 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 108,899 |
Ending reported balance
After 2023-03-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-24 · Exercise / conversion · Acquired 62,004 · Balance 138,383 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Row 2 · 2023-03-24 · Tax withholding · Disposed 29,484 · Balance 108,899 F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 24, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 62,004 |
Reported balance
After 2023-03-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-03-24 · Exercise / conversion · Disposed 62,004 · Balance 62,004 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023. |
| Class A Common StockSEC Table I · non-derivative | Indirectby 401(k) | 1,440.84 |
Reported balance
Holding disclosure · report date 2023-03-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,440.84 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 24, 2023.
F3: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 24, 2023 Filed Mar 27, 2023 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 62,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021218 · doc4.xml · derivative · entry 4 Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,004 Underlying: Class A Common Stock · 62,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023. Read SEC document |
| March 24, 2023 Filed Mar 27, 2023 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 29,484 | $4.70 | $138,574.80 |
DisclosureSEC source: 0001209191-23-021218 · doc4.xml · nonDerivative · entry 2 Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,899 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 24, 2023. Read SEC document |
| March 24, 2023 Filed Mar 27, 2023 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 62,004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-021218 · doc4.xml · nonDerivative · entry 1 Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 51,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011627 · doc4.xml · derivative · entry 4 Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,881 Underlying: Class A Common Stock · 51,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 15,605 | $6.23 | $97,219.15 |
DisclosureSEC source: 0001209191-23-011627 · doc4.xml · nonDerivative · entry 2 Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,379 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 17, 2023. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 51,440 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011627 · doc4.xml · nonDerivative · entry 1 Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 109,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010570 · doc4.xml · derivative · entry 1 Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,457 Underlying: Class A Common Stock · 109,457 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 16, 2024. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 16, 2024. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 62,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021314 · doc4.xml · derivative · entry 4 Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,008 Underlying: Class A Common Stock · 62,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 21,460 | $3.79 | $81,333.40 |
DisclosureSEC source: 0001209191-22-021314 · doc4.xml · nonDerivative · entry 2 Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,544 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2022. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 62,004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021314 · doc4.xml · nonDerivative · entry 1 Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 154,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011237 · doc4.xml · derivative · entry 1 Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,321 Underlying: Class A Common Stock · 154,321 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 17, 2023. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 17, 2023. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 186,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023437 · doc4.xml · derivative · entry 1 Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,012 Underlying: Class A Common Stock · 186,012 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 25, 2022. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 25, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.