Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Enact Holdings, Inc.ACT · Entity 3734 | Director | March 01, 2023 | March 02, 2023 |
| GENWORTH FINANCIAL INCGNW · Entity 4085 | EVP & Chief Financial Officer | March 02, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Enact Holdings, Inc.
Report date March 01, 2023 · Filed March 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,000 |
GENWORTH FINANCIAL INC
Report date March 02, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 560,388 |
Ending reported balance
After 2026-03-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-02 · Exercise / conversion · Acquired 83,196 · Balance 596,943 F1: Reflects Performance Stock Units that were granted on February 16, 2023 and fully vested on March 2, 2026, and settled in Common Stock on a 1:1 basis. Row 2 · 2026-03-02 · Tax withholding · Disposed 36,555 · Balance 560,388 F2: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 2, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 91,429 |
Reported balance
After 2026-03-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-02 · Grant · Acquired 91,429 · Balance 91,429 F3: Restricted Stock Units settle in Common Stock on a 1:1 basis. F4: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on March 2, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects Performance Stock Units that were granted on February 16, 2023 and fully vested on March 2, 2026, and settled in Common Stock on a 1:1 basis.
F2: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 2, 2026.
F3: Restricted Stock Units settle in Common Stock on a 1:1 basis.
F4: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on March 2, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2026 Filed Mar 3, 2026 21:24 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 91,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001509299-26-000006 · wk-form4_1772573043.xml · derivative · entry 3 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,429 Underlying: Common Stock · 91,429 shares Expires not disclosed F3 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis. F4 · derivative.exercise_date: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on March 2, 2027. F4 · derivative.expiration_date: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on March 2, 2027. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 21:24 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingCommon Stock | 36,555 | $8.46 | $309,255.30 |
DisclosureSEC source: 0001509299-26-000006 · wk-form4_1772573043.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560,388 F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 2, 2026. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 21:24 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionCommon Stock | 83,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001509299-26-000006 · wk-form4_1772573043.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 596,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects Performance Stock Units that were granted on February 16, 2023 and fully vested on March 2, 2026, and settled in Common Stock on a 1:1 basis. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 22:10 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 37,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001509299-26-000004 · wk-form4_1772230210.xml · derivative · entry 6 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,012 Underlying: Common Stock · 37,506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2026. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2026. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 22:10 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 43,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001509299-26-000004 · wk-form4_1772230210.xml · derivative · entry 5 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,431 Underlying: Common Stock · 43,431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2026. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2026. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 22:10 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingCommon Stock | 10,415 | $8.62 | $89,777.30 |
DisclosureSEC source: 0001509299-26-000004 · wk-form4_1772230210.xml · nonDerivative · entry 4 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 513,747 F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2026. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 22:10 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionCommon Stock | 37,506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001509299-26-000004 · wk-form4_1772230210.xml · nonDerivative · entry 3 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 524,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 22:10 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingCommon Stock | 11,548 | $8.62 | $99,543.76 |
DisclosureSEC source: 0001509299-26-000004 · wk-form4_1772230210.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,656 F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2026. Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 22:10 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionCommon Stock | 43,431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001509299-26-000004 · wk-form4_1772230210.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 498,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis. Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 21:29 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 36,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001509299-26-000002 · wk-form4_1771450144.xml · derivative · entry 3 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 13, 2026. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 13, 2026. Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 21:29 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingCommon Stock | 9,701 | $8.92 | $86,532.92 |
DisclosureSEC source: 0001509299-26-000002 · wk-form4_1771450144.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 454,773 F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 13, 2026. Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 21:29 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionCommon Stock | 36,486 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001509299-26-000002 · wk-form4_1771450144.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 464,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:25 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingCommon Stock | 14,013 | $6.96 | $97,530.48 |
DisclosureSEC source: 0000950170-25-032115 · ownership.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 427,988 F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 3, 2025. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:25 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantCommon Stock | 31,761 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032115 · ownership.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 442,001 F1 · shares: Reflects Performance Stock Units that were granted on February 17, 2022 and fully vested on March 3, 2025, and settled in Common Stock on a 1:1 basis. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 112,518 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-030031 · ownership.xml · derivative · entry 4 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,518 Underlying: Common Stock · 112,518 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis. F4 · derivative.exercise_date: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on February 26, 2026. F4 · derivative.expiration_date: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on February 26, 2026. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 43,431 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-030031 · ownership.xml · derivative · entry 3 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,862 Underlying: Common Stock · 43,431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2025. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2025. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingCommon Stock | 11,627 | $6.65 | $77,319.55 |
DisclosureSEC source: 0000950170-25-030031 · ownership.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 410,240 F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2025. Read SEC document |
| February 26, 2025 Filed Feb 28, 2025 21:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionCommon Stock | 43,431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-030031 · ownership.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:20 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 20,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-023353 · ownership.xml · derivative · entry 6 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:20 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 36,486 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-023353 · ownership.xml · derivative · entry 5 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,486 Underlying: Common Stock · 36,486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:20 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingCommon Stock | 5,509 | $7.30 | $40,215.70 |
DisclosureSEC source: 0000950170-25-023353 · ownership.xml · nonDerivative · entry 4 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,436 F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 14, 2025. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:20 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionCommon Stock | 20,576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-023353 · ownership.xml · nonDerivative · entry 3 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 383,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:20 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingCommon Stock | 9,768 | $7.30 | $71,306.40 |
DisclosureSEC source: 0000950170-25-023353 · ownership.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,369 F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 14, 2025. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:20 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionCommon Stock | 36,486 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-023353 · ownership.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 373,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis. Read SEC document |
| March 25, 2024 Filed Mar 26, 2024 20:22 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 24,802 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-036433 · ownership.xml · derivative · entry 3 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024. Read SEC document |
| March 25, 2024 Filed Mar 26, 2024 20:22 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 10,318 | $6.34 | $65,416.12 |
DisclosureSEC source: 0000950170-24-036433 · ownership.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 336,651 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2024. Read SEC document |
| March 25, 2024 Filed Mar 26, 2024 20:22 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 24,802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-036433 · ownership.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 62,685 | $6.15 | $385,512.75 |
DisclosureSEC source: 0000950170-24-025958 · ownership.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,167 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2024. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 142,626 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-025958 · ownership.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 384,852 F1 · shares: Reflects Performance Stock Units that were granted on March 25, 2021 and fully vested on March 1, 2024, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 130,293 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-021165 · ownership.xml · derivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,293 Underlying: Class A Common Stock · 130,293 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025. F2 · derivative.expiration_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:04 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 20,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-018061 · ownership.xml · derivative · entry 6 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,576 Underlying: Class A Common Stock · 20,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:04 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 36,485 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-018061 · ownership.xml · derivative · entry 5 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,972 Underlying: Class A Common Stock · 36,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:04 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 5,474 | $6.19 | $33,884.06 |
DisclosureSEC source: 0000950170-24-018061 · ownership.xml · nonDerivative · entry 4 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,226 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:04 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 20,576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-018061 · ownership.xml · nonDerivative · entry 3 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:04 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 9,706 | $6.19 | $60,080.14 |
DisclosureSEC source: 0000950170-24-018061 · ownership.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,124 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:04 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 36,485 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-018061 · ownership.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 13,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023897 · doc4.xml · derivative · entry 3 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on April 6, 2023. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on April 6, 2023. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 5,926 | $5.26 | $31,170.76 |
DisclosureSEC source: 0001209191-23-023897 · doc4.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,345 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 6, 2023. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 13,405 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-023897 · doc4.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 24, 2023 Filed Mar 27, 2023 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 24,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021220 · doc4.xml · derivative · entry 3 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,802 Underlying: Class A Common Stock · 24,802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023. Read SEC document |
| March 24, 2023 Filed Mar 27, 2023 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 10,963 | $4.70 | $51,526.10 |
DisclosureSEC source: 0001209191-23-021220 · doc4.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,866 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 24, 2023. Read SEC document |
| March 24, 2023 Filed Mar 27, 2023 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 24,802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-021220 · doc4.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:24 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 33,240 | $6.15 | $204,426.00 |
DisclosureSEC source: 0001209191-23-015489 · doc4.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,027 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:24 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 75,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015489 · doc4.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,267 F1 · shares: Reflects Performance Stock Units that were granted on April 7, 2020 and fully vested on March 1, 2023, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:21 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 20,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011646 · doc4.xml · derivative · entry 3 Upton Jerome T · CIK 0001509299 · SVP, Deputy CFO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,152 Underlying: Class A Common Stock · 20,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:21 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 6,660 | $6.23 | $41,491.80 |
DisclosureSEC source: 0001209191-23-011646 · doc4.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · SVP, Deputy CFO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,065 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 17, 2023. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:21 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 20,576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011646 · doc4.xml · nonDerivative · entry 1 Upton Jerome T · CIK 0001509299 · SVP, Deputy CFO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 109,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010587 · doc4.xml · derivative · entry 1 Upton Jerome T · CIK 0001509299 · SVP, Deputy CFO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,457 Underlying: Class A Common Stock · 109,457 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 16, 2024. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 16, 2024. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:22 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 13,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029627 · doc4.xml · derivative · entry 3 Upton Jerome T · CIK 0001509299 · SVP, Deputy CFO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:22 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 6,006 | $3.95 | $23,723.70 |
DisclosureSEC source: 0001209191-22-029627 · doc4.xml · nonDerivative · entry 2 Upton Jerome T · CIK 0001509299 · SVP, Deputy CFO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,149 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 16, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.