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GNW

GENWORTH FINANCIAL INC

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Tapewire entity
4085
SEC CIK
0001276520
Parsed reports
528

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2023 Filed May 22, 2023 21:02 UTC GrantClass A Common Stock 27,412.281 $5.47 $150,000.00
Disclosure

SEC source: 0001209191-23-031507 · doc4.xml · nonDerivative · entry 1

Dyson Karen Elizabeth · CIK 0001835315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,412.281

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:02 UTC GrantDeferred Stock Units · Derivative 3,539.498 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031508 · doc4.xml · derivative · entry 2

Goodman Jill R · CIK 0001551825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,009.371

Underlying: Class A Common Stock · 3,539.498 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F4 · price: The number of Deferred Stock Units acquired represents a pro-rata payment of a quarterly portion of the Reporting Person's annual retainer fee and was based on a twenty-day average trading price per share of Class A Common Stock of $5.472.

F3 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F3 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:02 UTC GrantClass A Common Stock 27,412.281 $5.47 $150,000.00
Disclosure

SEC source: 0001209191-23-031508 · doc4.xml · nonDerivative · entry 1

Goodman Jill R · CIK 0001551825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,412.281

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:01 UTC GrantDeferred Stock Units · Derivative 3,539.498 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031505 · doc4.xml · derivative · entry 2

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,530.112

Underlying: Class A Common Stock · 3,539.498 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F4 · price: The number of Deferred Stock Units acquired represents a pro-rata payment of a quarterly portion of the Reporting Person's annual retainer fee and was based on a twenty-day average trading price per share of Class A Common Stock of $5.472.

F3 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F3 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:01 UTC GrantClass A Common Stock 27,412.281 $5.47 $150,000.00
Disclosure

SEC source: 0001209191-23-031505 · doc4.xml · nonDerivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,412.281

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 18, 2023 Filed Jun 29, 2023 20:16 UTC Amendment GrantClass A Common Stock 49,342.105 $5.47 $270,000.00
Disclosure

SEC source: 0001209191-23-040169 · doc4a.xml · nonDerivative · entry 1

Sarsynski Elaine A · CIK 0001552249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,342.105

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of the reporting person's annual retainer fee. On May 22, 2023, the reporting person filed a Form 4 which inadvertently understated by 6,044.759 the number of RSUs awarded to the reporting person. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the average closing price of Class A Common Stock on the 20 trading days preceding the grant date.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 16:18 UTC
White Andrea LynnEVP-GR & Chief of Staff
Exercise / conversionRestricted Stock Units · Derivative 33,513 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023898 · doc4.xml · derivative · entry 3

White Andrea Lynn · CIK 0001930961 · EVP-GR & Chief of Staff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on April 6, 2023.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on April 6, 2023.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 16:18 UTC
White Andrea LynnEVP-GR & Chief of Staff
Tax withholdingClass A Common Stock 15,115 $5.26 $79,504.90
Disclosure

SEC source: 0001209191-23-023898 · doc4.xml · nonDerivative · entry 2

White Andrea Lynn · CIK 0001930961 · EVP-GR & Chief of Staff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,781

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 6, 2023.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 16:18 UTC
White Andrea LynnEVP-GR & Chief of Staff
Exercise / conversionClass A Common Stock 33,513 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-023898 · doc4.xml · nonDerivative · entry 1

White Andrea Lynn · CIK 0001930961 · EVP-GR & Chief of Staff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 20:18 UTC
Upton Jerome TEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 13,405 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023897 · doc4.xml · derivative · entry 3

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on April 6, 2023.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on April 6, 2023.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 20:18 UTC
Upton Jerome TEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 5,926 $5.26 $31,170.76
Disclosure

SEC source: 0001209191-23-023897 · doc4.xml · nonDerivative · entry 2

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,345

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 6, 2023.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 20:18 UTC
Upton Jerome TEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 13,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-023897 · doc4.xml · nonDerivative · entry 1

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 20:17 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 15,639 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023895 · doc4.xml · derivative · entry 4

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on April 6, 2023.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on April 6, 2023.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 20:17 UTC
Karawan Gregory S.EVP and General Counsel
Tax withholdingClass A Common Stock 7,054 $5.26 $37,104.04
Disclosure

SEC source: 0001209191-23-023895 · doc4.xml · nonDerivative · entry 2

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,497

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 6, 2023.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 20:17 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionClass A Common Stock 15,639 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-023895 · doc4.xml · nonDerivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 20:16 UTC
Gupta RohitPresident & CEO, Enact
Exercise / conversionRestricted Stock Units · Derivative 44,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023893 · doc4.xml · derivative · entry 4

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 44,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on April 6, 2023.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on April 6, 2023.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 20:16 UTC
Gupta RohitPresident & CEO, Enact
Tax withholdingClass A Common Stock 19,750 $5.26 $103,885.00
Disclosure

SEC source: 0001209191-23-023893 · doc4.xml · nonDerivative · entry 2

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,204

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 6, 2023.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 20:16 UTC
Gupta RohitPresident & CEO, Enact
Exercise / conversionClass A Common Stock 44,683 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-023893 · doc4.xml · nonDerivative · entry 1

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:24 UTC GrantDeferred Stock Units · Derivative 12,885.368 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022192 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,798.755

Underlying: Class A Common Stock · 12,885.368 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $5.2385 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:27 UTC GrantDeferred Stock Units · Derivative 7,158.538 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022205 · doc4.xml · derivative · entry 1

Smith Ramsey D. · CIK 0001853248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,469.873

Underlying: Class A Common Stock · 7,158.538 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $5.2385 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:24 UTC GrantDeferred Stock Units · Derivative 7,158.538 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022193 · doc4.xml · derivative · entry 1

Mills Howard D. III · CIK 0001852739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,469.873

Underlying: Class A Common Stock · 7,158.538 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $5.2385 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:25 UTC GrantDeferred Stock Units · Derivative 7,158.538 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022198 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,562.518

Underlying: Class A Common Stock · 7,158.538 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $5.2385 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:26 UTC GrantDeferred Stock Units · Derivative 7,158.538 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022202 · doc4.xml · derivative · entry 1

Sarsynski Elaine A · CIK 0001552249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,158.538

Underlying: Class A Common Stock · 7,158.538 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $5.2385 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:23 UTC GrantDeferred Stock Units · Derivative 7,158.538 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022188 · doc4.xml · derivative · entry 1

Goodman Jill R · CIK 0001551825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,469.873

Underlying: Class A Common Stock · 7,158.538 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $5.2385 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:22 UTC GrantDeferred Stock Units · Derivative 7,158.538 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022183 · doc4.xml · derivative · entry 1

Dyson Karen Elizabeth · CIK 0001835315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,120.435

Underlying: Class A Common Stock · 7,158.538 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $5.2385 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:22 UTC GrantDeferred Stock Units · Derivative 7,158.538 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022180 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,990.614

Underlying: Class A Common Stock · 7,158.538 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $5.2385 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 16:18 UTC
White Andrea LynnEVP-GR & Chief of Staff
Exercise / conversionRestricted Stock Units · Derivative 37,203 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021221 · doc4.xml · derivative · entry 3

White Andrea Lynn · CIK 0001930961 · EVP-GR & Chief of Staff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,203

Underlying: Class A Common Stock · 37,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 16:18 UTC
White Andrea LynnEVP-GR & Chief of Staff
Tax withholdingClass A Common Stock 16,779 $4.70 $78,861.30
Disclosure

SEC source: 0001209191-23-021221 · doc4.xml · nonDerivative · entry 2

White Andrea Lynn · CIK 0001930961 · EVP-GR & Chief of Staff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,383

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 24, 2023.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 16:18 UTC
White Andrea LynnEVP-GR & Chief of Staff
Exercise / conversionClass A Common Stock 37,203 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021221 · doc4.xml · nonDerivative · entry 1

White Andrea Lynn · CIK 0001930961 · EVP-GR & Chief of Staff

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:17 UTC
Upton Jerome TEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 24,802 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021220 · doc4.xml · derivative · entry 3

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,802

Underlying: Class A Common Stock · 24,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:17 UTC
Upton Jerome TEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 10,963 $4.70 $51,526.10
Disclosure

SEC source: 0001209191-23-021220 · doc4.xml · nonDerivative · entry 2

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,866

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 24, 2023.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:17 UTC
Upton Jerome TEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 24,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021220 · doc4.xml · nonDerivative · entry 1

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:16 UTC
Haendiges BrianEVP-U.S. Life Insurance
Exercise / conversionRestricted Stock Units · Derivative 62,004 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021218 · doc4.xml · derivative · entry 4

Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,004

Underlying: Class A Common Stock · 62,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:16 UTC
Haendiges BrianEVP-U.S. Life Insurance
Tax withholdingClass A Common Stock 29,484 $4.70 $138,574.80
Disclosure

SEC source: 0001209191-23-021218 · doc4.xml · nonDerivative · entry 2

Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,899

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 24, 2023.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:16 UTC
Haendiges BrianEVP-U.S. Life Insurance
Exercise / conversionClass A Common Stock 62,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021218 · doc4.xml · nonDerivative · entry 1

Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:17 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 17,361 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021219 · doc4.xml · derivative · entry 4

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,362

Underlying: Class A Common Stock · 17,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:17 UTC
Karawan Gregory S.EVP and General Counsel
Tax withholdingClass A Common Stock 7,830 $4.70 $36,801.00
Disclosure

SEC source: 0001209191-23-021219 · doc4.xml · nonDerivative · entry 2

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,912

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 24, 2023.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:17 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionClass A Common Stock 17,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021219 · doc4.xml · nonDerivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:16 UTC
Gupta RohitPresident & CEO, Enact
Exercise / conversionRestricted Stock Units · Derivative 105,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021217 · doc4.xml · derivative · entry 4

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,407

Underlying: Class A Common Stock · 105,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 24, 2023.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:16 UTC
Gupta RohitPresident & CEO, Enact
Tax withholdingClass A Common Stock 46,590 $4.70 $218,973.00
Disclosure

SEC source: 0001209191-23-021217 · doc4.xml · nonDerivative · entry 2

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,271

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 24, 2023.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 20:16 UTC
Gupta RohitPresident & CEO, Enact
Exercise / conversionClass A Common Stock 105,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021217 · doc4.xml · nonDerivative · entry 1

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 503,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:25 UTC
White Andrea LynnEVP-GR & Chief of Staff
Tax withholdingClass A Common Stock 77,953 $6.15 $479,410.95
Disclosure

SEC source: 0001209191-23-015490 · doc4.xml · nonDerivative · entry 2

White Andrea Lynn · CIK 0001930961 · EVP-GR & Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,959

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 16:25 UTC
White Andrea LynnEVP-GR & Chief of Staff
GrantClass A Common Stock 188,004 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015490 · doc4.xml · nonDerivative · entry 1

White Andrea Lynn · CIK 0001930961 · EVP-GR & Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,912

F1 · shares: Reflects Performance Stock Units that were granted on April 7, 2020 and fully vested on March 1, 2023, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:24 UTC
Upton Jerome TEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 33,240 $6.15 $204,426.00
Disclosure

SEC source: 0001209191-23-015489 · doc4.xml · nonDerivative · entry 2

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,027

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:24 UTC
Upton Jerome TEVP & Chief Financial Officer
GrantClass A Common Stock 75,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015489 · doc4.xml · nonDerivative · entry 1

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,267

F1 · shares: Reflects Performance Stock Units that were granted on April 7, 2020 and fully vested on March 1, 2023, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:23 UTC
McInerney Thomas JDirector · President and CEO; Director
Tax withholdingClass A Common Stock 932,682 $6.15 $5,735,994.30
Disclosure

SEC source: 0001209191-23-015488 · doc4.xml · nonDerivative · entry 2

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,774,974

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:23 UTC
McInerney Thomas JDirector · President and CEO; Director
GrantClass A Common Stock 2,068,031 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015488 · doc4.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,707,656

F1 · shares: Reflects Performance Stock Units that were granted on April 7, 2020 and fully vested on March 1, 2023, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:22 UTC
Karawan Gregory S.EVP and General Counsel
Tax withholdingClass A Common Stock 38,708 $6.15 $238,054.20
Disclosure

SEC source: 0001209191-23-015486 · doc4.xml · nonDerivative · entry 2

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,381

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:22 UTC
Karawan Gregory S.EVP and General Counsel
GrantClass A Common Stock 87,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015486 · doc4.xml · nonDerivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,089

F1 · shares: Reflects Performance Stock Units that were granted on April 7, 2020 and fully vested on March 1, 2023, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:22 UTC
Gupta RohitPresident & CEO, Enact
Tax withholdingClass A Common Stock 110,797 $6.15 $681,401.55
Disclosure

SEC source: 0001209191-23-015483 · doc4.xml · nonDerivative · entry 2

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,454

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.