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GNW

GENWORTH FINANCIAL INC

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Tapewire entity
4085
SEC CIK
0001276520
Parsed reports
528

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2024 Filed Feb 21, 2024 17:03 UTC
Saltzgaber Kelly AEVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 21,891 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018059 · ownership.xml · derivative · entry 3

Saltzgaber Kelly A · CIK 0001967338 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,783

Underlying: Class A Common Stock · 21,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:03 UTC
Saltzgaber Kelly AEVP & Chief Investment Officer
Tax withholdingClass A Common Stock 7,386 $6.19 $45,719.34
Disclosure

SEC source: 0000950170-24-018059 · ownership.xml · nonDerivative · entry 2

Saltzgaber Kelly A · CIK 0001967338 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,025

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:03 UTC
Saltzgaber Kelly AEVP & Chief Investment Officer
Exercise / conversionClass A Common Stock 21,891 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018059 · ownership.xml · nonDerivative · entry 1

Saltzgaber Kelly A · CIK 0001967338 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:04 UTC
White Andrea LynnEVP-CareScout Insurance
Exercise / conversionRestricted Stock Units · Derivative 30,864 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018064 · ownership.xml · derivative · entry 6

White Andrea Lynn · CIK 0001930961 · EVP-CareScout Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,865

Underlying: Class A Common Stock · 30,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:04 UTC
White Andrea LynnEVP-CareScout Insurance
Exercise / conversionRestricted Stock Units · Derivative 21,891 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018064 · ownership.xml · derivative · entry 5

White Andrea Lynn · CIK 0001930961 · EVP-CareScout Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,783

Underlying: Class A Common Stock · 21,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:04 UTC
White Andrea LynnEVP-CareScout Insurance
Tax withholdingClass A Common Stock 9,291 $6.19 $57,511.29
Disclosure

SEC source: 0000950170-24-018064 · ownership.xml · nonDerivative · entry 4

White Andrea Lynn · CIK 0001930961 · EVP-CareScout Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,862

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:04 UTC
White Andrea LynnEVP-CareScout Insurance
Exercise / conversionClass A Common Stock 30,864 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018064 · ownership.xml · nonDerivative · entry 3

White Andrea Lynn · CIK 0001930961 · EVP-CareScout Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:04 UTC
White Andrea LynnEVP-CareScout Insurance
Tax withholdingClass A Common Stock 7,383 $6.19 $45,700.77
Disclosure

SEC source: 0000950170-24-018064 · ownership.xml · nonDerivative · entry 2

White Andrea Lynn · CIK 0001930961 · EVP-CareScout Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,289

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:04 UTC
White Andrea LynnEVP-CareScout Insurance
Exercise / conversionClass A Common Stock 21,891 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018064 · ownership.xml · nonDerivative · entry 1

White Andrea Lynn · CIK 0001930961 · EVP-CareScout Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:04 UTC
Upton Jerome TEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 20,576 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018061 · ownership.xml · derivative · entry 6

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,576

Underlying: Class A Common Stock · 20,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:04 UTC
Upton Jerome TEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 36,485 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018061 · ownership.xml · derivative · entry 5

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,972

Underlying: Class A Common Stock · 36,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:04 UTC
Upton Jerome TEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 5,474 $6.19 $33,884.06
Disclosure

SEC source: 0000950170-24-018061 · ownership.xml · nonDerivative · entry 4

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,226

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:04 UTC
Upton Jerome TEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 20,576 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018061 · ownership.xml · nonDerivative · entry 3

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:04 UTC
Upton Jerome TEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 9,706 $6.19 $60,080.14
Disclosure

SEC source: 0000950170-24-018061 · ownership.xml · nonDerivative · entry 2

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,124

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:04 UTC
Upton Jerome TEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 36,485 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018061 · ownership.xml · nonDerivative · entry 1

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 30,864 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018057 · ownership.xml · derivative · entry 7

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,865

Underlying: Class A Common Stock · 30,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 21,891 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018057 · ownership.xml · derivative · entry 6

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,783

Underlying: Class A Common Stock · 21,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Karawan Gregory S.EVP and General Counsel
Tax withholdingClass A Common Stock 9,291 $6.19 $57,511.29
Disclosure

SEC source: 0000950170-24-018057 · ownership.xml · nonDerivative · entry 4

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,777

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionClass A Common Stock 30,864 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018057 · ownership.xml · nonDerivative · entry 3

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Karawan Gregory S.EVP and General Counsel
Tax withholdingClass A Common Stock 7,184 $6.19 $44,468.96
Disclosure

SEC source: 0000950170-24-018057 · ownership.xml · nonDerivative · entry 2

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,204

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionClass A Common Stock 21,891 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018057 · ownership.xml · nonDerivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Hodges Mark BlakeleyEVP and Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 16,461 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018056 · ownership.xml · derivative · entry 7

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,461

Underlying: Class A Common Stock · 16,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Hodges Mark BlakeleyEVP and Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 21,891 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018056 · ownership.xml · derivative · entry 6

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,783

Underlying: Class A Common Stock · 21,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Hodges Mark BlakeleyEVP and Chief Risk Officer
Tax withholdingClass A Common Stock 4,948 $6.19 $30,628.12
Disclosure

SEC source: 0000950170-24-018056 · ownership.xml · nonDerivative · entry 4

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,075

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Hodges Mark BlakeleyEVP and Chief Risk Officer
Exercise / conversionClass A Common Stock 16,461 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018056 · ownership.xml · nonDerivative · entry 3

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Hodges Mark BlakeleyEVP and Chief Risk Officer
Tax withholdingClass A Common Stock 7,482 $6.19 $46,313.58
Disclosure

SEC source: 0000950170-24-018056 · ownership.xml · nonDerivative · entry 2

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,562

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Hodges Mark BlakeleyEVP and Chief Risk Officer
Exercise / conversionClass A Common Stock 21,891 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018056 · ownership.xml · nonDerivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Hagerman MelissaEVP and Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 30,864 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018052 · ownership.xml · derivative · entry 6

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,865

Underlying: Class A Common Stock · 30,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Hagerman MelissaEVP and Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 21,891 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018052 · ownership.xml · derivative · entry 5

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,783

Underlying: Class A Common Stock · 21,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Hagerman MelissaEVP and Chief HR Officer
Tax withholdingClass A Common Stock 9,291 $6.19 $57,511.29
Disclosure

SEC source: 0000950170-24-018052 · ownership.xml · nonDerivative · entry 4

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,540

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Hagerman MelissaEVP and Chief HR Officer
Exercise / conversionClass A Common Stock 30,864 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018052 · ownership.xml · nonDerivative · entry 3

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Hagerman MelissaEVP and Chief HR Officer
Tax withholdingClass A Common Stock 7,314 $6.19 $45,273.66
Disclosure

SEC source: 0000950170-24-018052 · ownership.xml · nonDerivative · entry 2

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,967

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC
Hagerman MelissaEVP and Chief HR Officer
Exercise / conversionClass A Common Stock 21,891 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018052 · ownership.xml · nonDerivative · entry 1

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:01 UTC
Arland Jamala M.EVP-U.S. Life Insurance
Exercise / conversionRestricted Stock Units · Derivative 10,945 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018050 · ownership.xml · derivative · entry 3

Arland Jamala M. · CIK 0002005006 · EVP-U.S. Life Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,892

Underlying: Class A Common Stock · 10,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:01 UTC
Arland Jamala M.EVP-U.S. Life Insurance
Tax withholdingClass A Common Stock 3,875 $6.19 $23,986.25
Disclosure

SEC source: 0000950170-24-018050 · ownership.xml · nonDerivative · entry 2

Arland Jamala M. · CIK 0002005006 · EVP-U.S. Life Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,863

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:01 UTC
Arland Jamala M.EVP-U.S. Life Insurance
Exercise / conversionClass A Common Stock 10,945 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018050 · ownership.xml · nonDerivative · entry 1

Arland Jamala M. · CIK 0002005006 · EVP-U.S. Life Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

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December 04, 2023 Filed Dec 5, 2023 21:15 UTC
McInerney Thomas JDirector · President and CEO; Director
SaleClass A Common Stock 200,000 $6.18 $1,235,400.00
Disclosure

SEC source: 0000950170-23-068175 · ownership.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,270,010

F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $5.930 to $6.230 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

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August 11, 2023 Filed Aug 14, 2023 21:01 UTC
McInerney Thomas JDirector · President and CEO; Director
SaleClass A Common Stock 200,000 $6.01 $1,201,200.00
Disclosure

SEC source: 0001209191-23-045674 · doc4.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,470,010

F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $6.000 to $6.025 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

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May 22, 2023 Filed May 23, 2023 21:00 UTC
McInerney Thomas JDirector · President and CEO; Director
SaleClass A Common 125,000 $5.52 $690,500.00
Disclosure

SEC source: 0001209191-23-031688 · doc4.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,649,974

F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $5.495 to $5.655 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

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May 18, 2023 Filed May 22, 2023 21:03 UTC GrantDeferred Stock Units · Derivative 6,371.096 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031511 · doc4.xml · derivative · entry 2

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,169.851

Underlying: Class A Common Stock · 6,371.096 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F4 · price: The number of Deferred Stock Units acquired represents a pro-rata payment of a quarterly portion of the Reporting Person's annual retainer fee and was based on a twenty-day average trading price per share of Class A Common Stock of $5.472.

F3 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F3 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:03 UTC GrantClass A Common Stock 49,342.106 $5.47 $270,000.00
Disclosure

SEC source: 0001209191-23-031511 · doc4.xml · nonDerivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,342.106

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:05 UTC GrantDeferred Stock Units · Derivative 3,539.498 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031520 · doc4.xml · derivative · entry 2

Smith Ramsey D. · CIK 0001853248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,009.371

Underlying: Class A Common Stock · 3,539.498 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F4 · price: The number of Deferred Stock Units acquired represents a pro-rata payment of a quarterly portion of the Reporting Person's annual retainer fee and was based on a twenty-day average trading price per share of Class A Common Stock of $5.472.

F3 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F3 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:05 UTC GrantClass A Common Stock 27,412.281 $5.47 $150,000.00
Disclosure

SEC source: 0001209191-23-031520 · doc4.xml · nonDerivative · entry 1

Smith Ramsey D. · CIK 0001853248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,412.281

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:03 UTC GrantDeferred Stock Units · Derivative 3,539.498 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031513 · doc4.xml · derivative · entry 2

Mills Howard D. III · CIK 0001852739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,009.371

Underlying: Class A Common Stock · 3,539.498 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F4 · price: The number of Deferred Stock Units acquired represents a pro-rata payment of a quarterly portion of the Reporting Person's annual retainer fee and was based on a twenty-day average trading price per share of Class A Common Stock of $5.472.

F3 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F3 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:03 UTC GrantClass A Common Stock 27,412.281 $5.47 $150,000.00
Disclosure

SEC source: 0001209191-23-031513 · doc4.xml · nonDerivative · entry 1

Mills Howard D. III · CIK 0001852739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,412.281

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:04 UTC GrantDeferred Stock Units · Derivative 3,539.498 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031515 · doc4.xml · derivative · entry 3

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,102.016

Underlying: Class A Common Stock · 3,539.498 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F4 · price: The number of Deferred Stock Units acquired represents a pro-rata payment of a quarterly portion of the Reporting Person's annual retainer fee and was based on a twenty-day average trading price per share of Class A Common Stock of $5.472.

F3 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F3 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:04 UTC GrantClass A Common Stock 27,412.281 $5.47 $150,000.00
Disclosure

SEC source: 0001209191-23-031515 · doc4.xml · nonDerivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,412.281

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:05 UTC GrantDeferred Stock Units · Derivative 3,539.498 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031517 · doc4.xml · derivative · entry 2

Sarsynski Elaine A · CIK 0001552249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,698.036

Underlying: Class A Common Stock · 3,539.498 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F4 · price: The number of Deferred Stock Units acquired represents a pro-rata payment of a quarterly portion of the Reporting Person's annual retainer fee and was based on a twenty-day average trading price per share of Class A Common Stock of $5.472.

F3 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F3 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

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May 18, 2023 Filed May 22, 2023 21:05 UTC GrantClass A Common Stock 43,297.346 $5.47 $236,923.08
Disclosure

SEC source: 0001209191-23-031517 · doc4.xml · nonDerivative · entry 1

Sarsynski Elaine A · CIK 0001552249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,297.346

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:02 UTC GrantDeferred Stock Units · Derivative 3,539.498 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031507 · doc4.xml · derivative · entry 2

Dyson Karen Elizabeth · CIK 0001835315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,659.933

Underlying: Class A Common Stock · 3,539.498 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F4 · price: The number of Deferred Stock Units acquired represents a pro-rata payment of a quarterly portion of the Reporting Person's annual retainer fee and was based on a twenty-day average trading price per share of Class A Common Stock of $5.472.

F3 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F3 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.