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Hodges Mark Blakeley

Disclosed activity across 1 company

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63204
SEC CIK
0001930685

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENWORTH FINANCIAL INCGNW · Entity 4085EVP and Chief Risk OfficerMarch 02, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENWORTH FINANCIAL INC

Report date March 02, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect166,515 Ending reported balance After 2026-03-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-02 · Exercise / conversion · Acquired 49,918 · Balance 189,029

F1: Reflects Performance Stock Units that were granted on February 16, 2023 and fully vested on March 2, 2026, and settled in Common Stock on a 1:1 basis.

Row 2 · 2026-03-02 · Tax withholding · Disposed 22,514 · Balance 166,515

F2: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 2, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect45,714 Reported balance After 2026-03-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-03-02 · Grant · Acquired 45,714 · Balance 45,714

F3: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F4: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on March 2, 2027.

Common StockSEC Table I · non-derivativeIndirectby 401(k)4,532.611 Reported balance Holding disclosure · report date 2026-03-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,532.611

Filing footnotes · ownership attribution and instrument terms

F1: Reflects Performance Stock Units that were granted on February 16, 2023 and fully vested on March 2, 2026, and settled in Common Stock on a 1:1 basis.

F2: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 2, 2026.

F3: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F4: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on March 2, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2026 Filed Mar 3, 2026 21:21 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 GrantRestricted Stock Units · Derivative 45,714 $0.00 $0.00
Disclosure

SEC source: 0001930685-26-000006 · wk-form4_1772572891.xml · derivative · entry 4

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,714

Underlying: Common Stock · 45,714 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F4 · derivative.exercise_date: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on March 2, 2027.

F4 · derivative.expiration_date: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on March 2, 2027.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:21 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Tax withholdingCommon Stock 22,514 $8.46 $190,468.44
Disclosure

SEC source: 0001930685-26-000006 · wk-form4_1772572891.xml · nonDerivative · entry 2

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,515

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:21 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionCommon Stock 49,918 $0.00 $0.00
Disclosure

SEC source: 0001930685-26-000006 · wk-form4_1772572891.xml · nonDerivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects Performance Stock Units that were granted on February 16, 2023 and fully vested on March 2, 2026, and settled in Common Stock on a 1:1 basis.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 22:08 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionRestricted Stock Units · Derivative 18,753 $0.00 $0.00
Disclosure

SEC source: 0001930685-26-000004 · wk-form4_1772230092.xml · derivative · entry 7

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,506

Underlying: Common Stock · 18,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2026.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2026.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 22:08 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionRestricted Stock Units · Derivative 21,716 $0.00 $0.00
Disclosure

SEC source: 0001930685-26-000004 · wk-form4_1772230092.xml · derivative · entry 6

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,716

Underlying: Common Stock · 21,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2026.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2026.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 22:08 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Tax withholdingCommon Stock 5,645 $8.62 $48,659.90
Disclosure

SEC source: 0001930685-26-000004 · wk-form4_1772230092.xml · nonDerivative · entry 4

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,111

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2026.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 22:08 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionCommon Stock 18,753 Not disclosed Not disclosed
Disclosure

SEC source: 0001930685-26-000004 · wk-form4_1772230092.xml · nonDerivative · entry 3

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 22:08 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Tax withholdingCommon Stock 6,537 $8.62 $56,348.94
Disclosure

SEC source: 0001930685-26-000004 · wk-form4_1772230092.xml · nonDerivative · entry 2

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,003

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2026.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 22:08 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionCommon Stock 21,716 Not disclosed Not disclosed
Disclosure

SEC source: 0001930685-26-000004 · wk-form4_1772230092.xml · nonDerivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:27 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionRestricted Stock Units · Derivative 21,892 $0.00 $0.00
Disclosure

SEC source: 0001930685-26-000002 · wk-form4_1771450020.xml · derivative · entry 4

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 13, 2026.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 13, 2026.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:27 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Tax withholdingCommon Stock 7,284 $8.92 $64,973.28
Disclosure

SEC source: 0001930685-26-000002 · wk-form4_1771450020.xml · nonDerivative · entry 2

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,824

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 13, 2026.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:27 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionCommon Stock 21,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001930685-26-000002 · wk-form4_1771450020.xml · nonDerivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:23 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Tax withholdingCommon Stock 11,460 $6.96 $79,761.60
Disclosure

SEC source: 0000950170-25-032099 · ownership.xml · nonDerivative · entry 2

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,216

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:23 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 GrantCommon Stock 25,409 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032099 · ownership.xml · nonDerivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,676

F1 · shares: Reflects Performance Stock Units that were granted on March 23, 2022 and fully vested on March 3, 2025, and settled in Common Stock on a 1:1 basis.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:17 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 GrantRestricted Stock Units · Derivative 56,259 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030025 · ownership.xml · derivative · entry 5

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,259

Underlying: Common Stock · 56,259 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F4 · derivative.exercise_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2026.

F4 · derivative.expiration_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2026.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:17 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionRestricted Stock Units · Derivative 21,715 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030025 · ownership.xml · derivative · entry 4

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,432

Underlying: Common Stock · 21,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2025.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2025.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:17 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Tax withholdingCommon Stock 6,537 $6.65 $43,471.05
Disclosure

SEC source: 0000950170-25-030025 · ownership.xml · nonDerivative · entry 2

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,267

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2025.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:17 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionCommon Stock 21,715 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-030025 · ownership.xml · nonDerivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:18 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionRestricted Stock Units · Derivative 16,461 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023349 · ownership.xml · derivative · entry 7

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:18 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionRestricted Stock Units · Derivative 21,891 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023349 · ownership.xml · derivative · entry 6

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,892

Underlying: Common Stock · 21,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:18 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Tax withholdingCommon Stock 4,955 $7.30 $36,171.50
Disclosure

SEC source: 0000950170-25-023349 · ownership.xml · nonDerivative · entry 4

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,089

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 14, 2025.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:18 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionCommon Stock 16,461 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023349 · ownership.xml · nonDerivative · entry 3

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:18 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Tax withholdingCommon Stock 7,383 $7.30 $53,895.90
Disclosure

SEC source: 0000950170-25-023349 · ownership.xml · nonDerivative · entry 2

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,583

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 14, 2025.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:18 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionCommon Stock 21,891 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023349 · ownership.xml · nonDerivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 21:20 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 GrantRestricted Stock Units · Derivative 65,147 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-021190 · ownership.xml · derivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,147

Underlying: Class A Common Stock · 65,147 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

F2 · derivative.expiration_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionRestricted Stock Units · Derivative 16,461 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018056 · ownership.xml · derivative · entry 7

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,461

Underlying: Class A Common Stock · 16,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionRestricted Stock Units · Derivative 21,891 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018056 · ownership.xml · derivative · entry 6

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,783

Underlying: Class A Common Stock · 21,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Tax withholdingClass A Common Stock 4,948 $6.19 $30,628.12
Disclosure

SEC source: 0000950170-24-018056 · ownership.xml · nonDerivative · entry 4

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,075

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionClass A Common Stock 16,461 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018056 · ownership.xml · nonDerivative · entry 3

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Tax withholdingClass A Common Stock 7,482 $6.19 $46,313.58
Disclosure

SEC source: 0000950170-24-018056 · ownership.xml · nonDerivative · entry 2

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,562

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:02 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionClass A Common Stock 21,891 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-018056 · ownership.xml · nonDerivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:18 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionRestricted Stock Units · Derivative 16,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011634 · doc4.xml · derivative · entry 4

Hodges Mark Blakeley · CIK 0001930685 · EVP and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,922

Underlying: Class A Common Stock · 16,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:18 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Tax withholdingClass A Common Stock 5,781 $6.23 $36,015.63
Disclosure

SEC source: 0001209191-23-011634 · doc4.xml · nonDerivative · entry 2

Hodges Mark Blakeley · CIK 0001930685 · EVP and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,153

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 17, 2023.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:18 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 Exercise / conversionClass A Common Stock 16,461 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011634 · doc4.xml · nonDerivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

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February 16, 2023 Filed Feb 17, 2023 21:17 UTC GENWORTH FINANCIAL INC GNW · Entity 4085 GrantRestricted Stock Units · Derivative 65,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010580 · doc4.xml · derivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,674

Underlying: Class A Common Stock · 65,674 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 16, 2024.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 16, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.