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NYSE · USD

GNW

GENWORTH FINANCIAL INC

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Tapewire entity
4085
SEC CIK
0001276520
Parsed reports
528

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2025 Filed Feb 19, 2025 22:17 UTC
Hagerman MelissaEVP and Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 30,865 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023347 · ownership.xml · derivative · entry 6

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:17 UTC
Hagerman MelissaEVP and Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 21,891 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023347 · ownership.xml · derivative · entry 5

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,892

Underlying: Common Stock · 21,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:17 UTC
Hagerman MelissaEVP and Chief HR Officer
Tax withholdingCommon Stock 9,291 $7.30 $67,824.30
Disclosure

SEC source: 0000950170-25-023347 · ownership.xml · nonDerivative · entry 4

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,752

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 14, 2025

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:17 UTC
Hagerman MelissaEVP and Chief HR Officer
Exercise / conversionCommon Stock 30,865 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023347 · ownership.xml · nonDerivative · entry 3

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:17 UTC
Hagerman MelissaEVP and Chief HR Officer
Tax withholdingCommon Stock 7,253 $7.30 $52,946.90
Disclosure

SEC source: 0000950170-25-023347 · ownership.xml · nonDerivative · entry 2

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,178

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 14, 2025

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:17 UTC
Hagerman MelissaEVP and Chief HR Officer
Exercise / conversionCommon Stock 21,891 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023347 · ownership.xml · nonDerivative · entry 1

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:17 UTC
Arland Jamala M.Pres. & CEO, U.S. Life Ins.
Exercise / conversionRestricted Stock Units · Derivative 10,946 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023345 · ownership.xml · derivative · entry 3

Arland Jamala M. · CIK 0002005006 · Pres. & CEO, U.S. Life Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,946

Underlying: Common Stock · 10,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 14, 2025.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:17 UTC
Arland Jamala M.Pres. & CEO, U.S. Life Ins.
Tax withholdingCommon Stock 3,875 $7.30 $28,287.50
Disclosure

SEC source: 0000950170-25-023345 · ownership.xml · nonDerivative · entry 2

Arland Jamala M. · CIK 0002005006 · Pres. & CEO, U.S. Life Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,934

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 14, 2025.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:17 UTC
Arland Jamala M.Pres. & CEO, U.S. Life Ins.
Exercise / conversionCommon Stock 10,946 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023345 · ownership.xml · nonDerivative · entry 1

Arland Jamala M. · CIK 0002005006 · Pres. & CEO, U.S. Life Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
August 26, 2024 Filed Aug 27, 2024 20:59 UTC
McInerney Thomas JDirector · President and CEO; Director
SaleClass A Common Stock 150,000 $6.88 $1,031,700.00
Disclosure

SEC source: 0000950170-24-101083 · ownership.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,532,954

F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $6.87 to $6.895 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 28, 2024 Filed May 28, 2024 21:02 UTC
McInerney Thomas JDirector · President and CEO; Director
GiftClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065345 · ownership.xml · nonDerivative · entry 2

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,211,980

F2 · kind: The shares reported in this transaction represent a gift to a charitable organization.

Read SEC document
May 24, 2024 Filed May 28, 2024 21:02 UTC
McInerney Thomas JDirector · President and CEO; Director
SaleClass A Common Stock 200,000 $6.27 $1,254,800.00
Disclosure

SEC source: 0000950170-24-065345 · ownership.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,361,980

F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $6.25 to $6.335 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:02 UTC GrantClass A Common Stock 41,935.233 $6.44 $270,000.00
Disclosure

SEC source: 0000950170-24-065343 · ownership.xml · nonDerivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,277.339

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:04 UTC GrantClass A Common Stock 23,297.352 $6.44 $150,000.00
Disclosure

SEC source: 0000950170-24-065350 · ownership.xml · nonDerivative · entry 1

Smith Ramsey D. · CIK 0001853248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,709.633

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:03 UTC GrantClass A Common Stock 23,297.352 $6.44 $150,000.00
Disclosure

SEC source: 0000950170-24-065347 · ownership.xml · nonDerivative · entry 1

Mills Howard D. III · CIK 0001852739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,709.633

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:03 UTC GrantClass A Common Stock 23,297.352 $6.44 $150,000.00
Disclosure

SEC source: 0000950170-24-065348 · ownership.xml · nonDerivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,709.633

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:04 UTC GrantClass A Common Stock 41,935.233 $6.44 $270,000.00
Disclosure

SEC source: 0000950170-24-065349 · ownership.xml · nonDerivative · entry 1

Sarsynski Elaine A · CIK 0001552249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,277.338

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:01 UTC GrantClass A Common Stock 23,297.352 $6.44 $150,000.00
Disclosure

SEC source: 0000950170-24-065340 · ownership.xml · nonDerivative · entry 1

Goodman Jill R · CIK 0001551825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,709.633

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:00 UTC GrantClass A Common Stock 23,297.352 $6.44 $150,000.00
Disclosure

SEC source: 0000950170-24-065339 · ownership.xml · nonDerivative · entry 1

Dyson Karen Elizabeth · CIK 0001835315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,709.633

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:00 UTC GrantClass A Common Stock 23,297.352 $6.44 $150,000.00
Disclosure

SEC source: 0000950170-24-065337 · ownership.xml · nonDerivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,709.633

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 16:21 UTC
White Andrea LynnEVP-CareScout Insurance
Exercise / conversionRestricted Stock Units · Derivative 37,203 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-036431 · ownership.xml · derivative · entry 3

White Andrea Lynn · CIK 0001930961 · EVP-CareScout Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 37,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 16:21 UTC
White Andrea LynnEVP-CareScout Insurance
Tax withholdingClass A Common Stock 16,779 $6.34 $106,378.86
Disclosure

SEC source: 0000950170-24-036431 · ownership.xml · nonDerivative · entry 2

White Andrea Lynn · CIK 0001930961 · EVP-CareScout Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590,739

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2024.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 16:21 UTC
White Andrea LynnEVP-CareScout Insurance
Exercise / conversionClass A Common Stock 37,203 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-036431 · ownership.xml · nonDerivative · entry 1

White Andrea Lynn · CIK 0001930961 · EVP-CareScout Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 607,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:23 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 17,362 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-036435 · ownership.xml · derivative · entry 4

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:23 UTC
Karawan Gregory S.EVP and General Counsel
Tax withholdingClass A Common Stock 7,831 $6.34 $49,648.54
Disclosure

SEC source: 0000950170-24-036435 · ownership.xml · nonDerivative · entry 2

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,120

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2024.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:23 UTC
Karawan Gregory S.EVP and General Counsel
Exercise / conversionClass A Common Stock 17,362 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-036435 · ownership.xml · nonDerivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:22 UTC
Gupta RohitPresident & CEO, Enact
Exercise / conversionRestricted Stock Units · Derivative 105,407 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-036434 · ownership.xml · derivative · entry 4

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 105,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:22 UTC
Gupta RohitPresident & CEO, Enact
Tax withholdingClass A Common Stock 46,327 $6.34 $293,713.18
Disclosure

SEC source: 0000950170-24-036434 · ownership.xml · nonDerivative · entry 2

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 881,036

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2024.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:22 UTC
Gupta RohitPresident & CEO, Enact
Exercise / conversionClass A Common Stock 105,407 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-036434 · ownership.xml · nonDerivative · entry 1

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 927,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:22 UTC
Upton Jerome TEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 24,802 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-036433 · ownership.xml · derivative · entry 3

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2024.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:22 UTC
Upton Jerome TEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 10,318 $6.34 $65,416.12
Disclosure

SEC source: 0000950170-24-036433 · ownership.xml · nonDerivative · entry 2

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,651

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2024.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:22 UTC
Upton Jerome TEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 24,802 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-036433 · ownership.xml · nonDerivative · entry 1

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:18 UTC
White Andrea LynnEVP-CareScout Insurance
Tax withholdingClass A Common Stock 96,487 $6.15 $593,395.05
Disclosure

SEC source: 0000950170-24-025960 · ownership.xml · nonDerivative · entry 2

White Andrea Lynn · CIK 0001930961 · EVP-CareScout Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,315

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:18 UTC
White Andrea LynnEVP-CareScout Insurance
GrantClass A Common Stock 213,940 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025960 · ownership.xml · nonDerivative · entry 1

White Andrea Lynn · CIK 0001930961 · EVP-CareScout Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666,802

F1 · shares: Reflects Performance Stock Units that were granted on March 25, 2021 and fully vested on March 1, 2024, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:18 UTC
Upton Jerome TEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 62,685 $6.15 $385,512.75
Disclosure

SEC source: 0000950170-24-025958 · ownership.xml · nonDerivative · entry 2

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,167

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:18 UTC
Upton Jerome TEVP & Chief Financial Officer
GrantClass A Common Stock 142,626 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025958 · ownership.xml · nonDerivative · entry 1

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,852

F1 · shares: Reflects Performance Stock Units that were granted on March 25, 2021 and fully vested on March 1, 2024, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:17 UTC
McInerney Thomas JDirector · President and CEO; Director
Tax withholdingClass A Common Stock 1,061,346 $6.15 $6,527,277.90
Disclosure

SEC source: 0000950170-24-025954 · ownership.xml · nonDerivative · entry 2

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,561,980

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2024.

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March 01, 2024 Filed Mar 5, 2024 21:17 UTC
McInerney Thomas JDirector · President and CEO; Director
GrantClass A Common Stock 2,353,316 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025954 · ownership.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,623,326

F1 · shares: Reflects Performance Stock Units that were granted on March 25, 2021 and fully vested on March 1, 2024, and settled in Class A Common Stock on a 1:1 basis.

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March 01, 2024 Filed Mar 5, 2024 21:17 UTC
Karawan Gregory S.EVP and General Counsel
Tax withholdingClass A Common Stock 45,028 $6.15 $276,922.20
Disclosure

SEC source: 0000950170-24-025949 · ownership.xml · nonDerivative · entry 2

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,589

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2024.

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March 01, 2024 Filed Mar 5, 2024 21:17 UTC
Karawan Gregory S.EVP and General Counsel
GrantClass A Common Stock 99,840 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025949 · ownership.xml · nonDerivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,617

F1 · shares: Reflects Performance Stock Units that were granted on March 25, 2021 and fully vested on March 1, 2024, and settled in Class A Common Stock on a 1:1 basis.

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March 01, 2024 Filed Mar 5, 2024 21:16 UTC
Gupta RohitPresident & CEO, Enact
Tax withholdingClass A Common Stock 266,408 $6.15 $1,638,409.20
Disclosure

SEC source: 0000950170-24-025942 · ownership.xml · nonDerivative · entry 2

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821,956

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2024.

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March 01, 2024 Filed Mar 5, 2024 21:16 UTC
Gupta RohitPresident & CEO, Enact
GrantClass A Common Stock 606,160 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025942 · ownership.xml · nonDerivative · entry 1

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,088,364

F1 · shares: Reflects Performance Stock Units that were granted on March 25, 2021 and fully vested on March 1, 2024, and settled in Class A Common Stock on a 1:1 basis.

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February 26, 2024 Filed Feb 27, 2024 16:20 UTC
Woodell Darren W.VP and Controller
GrantCash Settled Restricted Stock Units · Derivative 25,652 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-021196 · ownership.xml · derivative · entry 1

Woodell Darren W. · CIK 0002012078 · VP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,652

Underlying: Class A Common Stock · 25,652 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the value of one share of Class A Common Stock on each of 2/26/2025, 2/26/2026 and 2/26/2027.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the value of one share of Class A Common Stock on each of 2/26/2025, 2/26/2026 and 2/26/2027.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the value of one share of Class A Common Stock on each of 2/26/2025, 2/26/2026 and 2/26/2027.

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February 26, 2024 Filed Feb 27, 2024 16:18 UTC
Saltzgaber Kelly AEVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 87,948 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-021182 · ownership.xml · derivative · entry 1

Saltzgaber Kelly A · CIK 0001967338 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,948

Underlying: Class A Common Stock · 87,948 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

F2 · derivative.expiration_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

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February 26, 2024 Filed Feb 27, 2024 16:19 UTC
White Andrea LynnEVP-CareScout Insurance
GrantRestricted Stock Units · Derivative 65,147 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-021188 · ownership.xml · derivative · entry 1

White Andrea Lynn · CIK 0001930961 · EVP-CareScout Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,147

Underlying: Class A Common Stock · 65,147 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

F2 · derivative.expiration_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

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February 26, 2024 Filed Feb 27, 2024 21:20 UTC
Hodges Mark BlakeleyEVP and Chief Risk Officer
GrantRestricted Stock Units · Derivative 65,147 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-021190 · ownership.xml · derivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,147

Underlying: Class A Common Stock · 65,147 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

F2 · derivative.expiration_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

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February 26, 2024 Filed Feb 27, 2024 21:18 UTC
Hagerman MelissaEVP and Chief HR Officer
GrantRestricted Stock Units · Derivative 65,147 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-021184 · ownership.xml · derivative · entry 1

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,147

Underlying: Class A Common Stock · 65,147 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

F2 · derivative.expiration_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

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February 26, 2024 Filed Feb 27, 2024 21:17 UTC
Karawan Gregory S.EVP and General Counsel
GrantRestricted Stock Units · Derivative 81,433 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-021177 · ownership.xml · derivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,433

Underlying: Class A Common Stock · 81,433 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

F2 · derivative.expiration_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

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February 26, 2024 Filed Feb 27, 2024 21:16 UTC
Arland Jamala M.EVP-U.S. Life Insurance
GrantRestricted Stock Units · Derivative 81,433 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-021171 · ownership.xml · derivative · entry 1

Arland Jamala M. · CIK 0002005006 · EVP-U.S. Life Insurance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,433

Underlying: Class A Common Stock · 81,433 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

F2 · derivative.expiration_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

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February 26, 2024 Filed Feb 27, 2024 21:15 UTC
Upton Jerome TEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 130,293 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-021165 · ownership.xml · derivative · entry 1

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,293

Underlying: Class A Common Stock · 130,293 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

F2 · derivative.expiration_date: Restriced Stock Units vest and convert to Class A Common Stock in three equal installments beginning on February 26, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.