Tapewire

NYSE · USD

GNW

GENWORTH FINANCIAL INC

Export transactions ↓
Tapewire entity
4085
SEC CIK
0001276520
Parsed reports
528

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2026 Filed Feb 18, 2026 21:29 UTC
Upton Jerome TEVP & Chief Financial Officer
Exercise / conversionCommon Stock 36,486 Not disclosed Not disclosed
Disclosure

SEC source: 0001509299-26-000002 · wk-form4_1771450144.xml · nonDerivative · entry 1

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:27 UTC
Hodges Mark BlakeleyEVP and Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 21,892 $0.00 $0.00
Disclosure

SEC source: 0001930685-26-000002 · wk-form4_1771450020.xml · derivative · entry 4

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 13, 2026.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 13, 2026.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:27 UTC
Hodges Mark BlakeleyEVP and Chief Risk Officer
Tax withholdingCommon Stock 7,284 $8.92 $64,973.28
Disclosure

SEC source: 0001930685-26-000002 · wk-form4_1771450020.xml · nonDerivative · entry 2

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,824

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 13, 2026.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:27 UTC
Hodges Mark BlakeleyEVP and Chief Risk Officer
Exercise / conversionCommon Stock 21,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001930685-26-000002 · wk-form4_1771450020.xml · nonDerivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:26 UTC
Hagerman MelissaEVP and Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 21,892 $0.00 $0.00
Disclosure

SEC source: 0001899394-26-000002 · wk-form4_1771449986.xml · derivative · entry 3

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 13, 2026.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 13, 2026.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:26 UTC
Hagerman MelissaEVP and Chief HR Officer
Tax withholdingCommon Stock 7,184 $8.92 $64,081.28
Disclosure

SEC source: 0001899394-26-000002 · wk-form4_1771449986.xml · nonDerivative · entry 2

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,279

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 13, 2026.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:26 UTC
Hagerman MelissaEVP and Chief HR Officer
Exercise / conversionCommon Stock 21,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001899394-26-000002 · wk-form4_1771449986.xml · nonDerivative · entry 1

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:24 UTC
Arland Jamala M.Pres. & CEO, U.S. Life Ins.
Exercise / conversionRestricted Stock Units · Derivative 10,946 $0.00 $0.00
Disclosure

SEC source: 0002005006-26-000003 · wk-form4_1771449877.xml · derivative · entry 3

Arland Jamala M. · CIK 0002005006 · Pres. & CEO, U.S. Life Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 13, 2026.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 13, 2026.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:24 UTC
Arland Jamala M.Pres. & CEO, U.S. Life Ins.
Tax withholdingCommon Stock 3,843 $8.92 $34,279.56
Disclosure

SEC source: 0002005006-26-000003 · wk-form4_1771449877.xml · nonDerivative · entry 2

Arland Jamala M. · CIK 0002005006 · Pres. & CEO, U.S. Life Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,010

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 13, 2026.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 21:24 UTC
Arland Jamala M.Pres. & CEO, U.S. Life Ins.
Exercise / conversionCommon Stock 10,946 Not disclosed Not disclosed
Disclosure

SEC source: 0002005006-26-000003 · wk-form4_1771449877.xml · nonDerivative · entry 1

Arland Jamala M. · CIK 0002005006 · Pres. & CEO, U.S. Life Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
December 02, 2025 Filed Dec 4, 2025 21:15 UTC
McInerney Thomas JDirector · President and CEO; Director
SaleCommon Stock 40,000 $8.64 $345,600.00
Disclosure

SEC source: 0001321272-25-000007 · wk-form4_1764882951.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,107,444

F1 · balance_after: Includes 419,534 shares that were transferred from the Reporting Person's grantor retained annuity trust (GRAT) to direct ownership upon termination of the GRAT on May 30, 2025.

Read SEC document
November 24, 2025 Filed Nov 25, 2025 21:16 UTC
Karawan Gregory S.EVP and General Counsel
SaleCommon Stock 40,000 $8.51 $340,404.00
Disclosure

SEC source: 0001899392-25-000006 · wk-form4_1764105395.xml · nonDerivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,000

F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $8.51 to $8.54 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:16 UTC
Hagerman MelissaEVP and Chief HR Officer
GiftCommon Stock 3,513 $0.00 $0.00
Disclosure

SEC source: 0001899394-25-000006 · wk-form4_1762982170.xml · nonDerivative · entry 1

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,571

F1 · kind: The shares reported in this transaction represent a gift to a charitable organization.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:16 UTC
Gupta RohitPresident & CEO, Enact
SaleCommon Stock 86,406 $8.68 $749,865.83
Disclosure

SEC source: 0001848069-25-000004 · ownership.xml · nonDerivative · entry 1

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,630

F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $8.67 to $8.69 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
July 11, 2025 Filed Jul 14, 2025 20:16 UTC
Shah Samir B.Pres. & CEO, CareScout Svcs.
Exercise / conversionRestricted Stock Units · Derivative 15,964 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-095587 · ownership.xml · derivative · entry 3

Shah Samir B. · CIK 0002012721 · Pres. & CEO, CareScout Svcs.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,965

Underlying: Common Stock · 15,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on July 11, 2025.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on July 11, 2025.

Read SEC document
July 11, 2025 Filed Jul 14, 2025 20:16 UTC
Shah Samir B.Pres. & CEO, CareScout Svcs.
Tax withholdingCommon Stock 8,160 $7.32 $59,731.20
Disclosure

SEC source: 0000950170-25-095587 · ownership.xml · nonDerivative · entry 2

Shah Samir B. · CIK 0002012721 · Pres. & CEO, CareScout Svcs.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,458

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on July 11, 2025.

Read SEC document
July 11, 2025 Filed Jul 14, 2025 20:16 UTC
Shah Samir B.Pres. & CEO, CareScout Svcs.
Exercise / conversionCommon Stock 15,964 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-095587 · ownership.xml · nonDerivative · entry 1

Shah Samir B. · CIK 0002012721 · Pres. & CEO, CareScout Svcs.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
May 27, 2025 Filed May 28, 2025 20:18 UTC
McInerney Thomas JDirector · President and CEO; Director
GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-078350 · ownership.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,727,910

F1 · kind: The shares reported in this transaction represent a gift to a charitable organization.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:22 UTC GrantCommon Stock 40,904.198 $6.97 $285,000.00
Disclosure

SEC source: 0000950170-25-076964 · ownership.xml · nonDerivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,181.537

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:24 UTC GrantCommon Stock 23,681.378 $6.97 $165,000.00
Disclosure

SEC source: 0000950170-25-076972 · ownership.xml · nonDerivative · entry 1

Smith Ramsey D. · CIK 0001853248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,391.011

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:23 UTC GrantCommon Stock 23,681.378 $6.97 $165,000.00
Disclosure

SEC source: 0000950170-25-076967 · ownership.xml · nonDerivative · entry 1

Mills Howard D. III · CIK 0001852739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,391.011

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:23 UTC GrantCommon Stock 23,681.378 $6.97 $165,000.00
Disclosure

SEC source: 0000950170-25-076968 · ownership.xml · nonDerivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,391.011

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:24 UTC GrantCommon Stock 41,621.816 $6.97 $290,000.00
Disclosure

SEC source: 0000950170-25-076973 · ownership.xml · nonDerivative · entry 2

Van Wyk Steven C. · CIK 0001569219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,575.883

F3 · shares: Reflects award of RSUs in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F4 · price: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:23 UTC GrantCommon Stock 41,621.816 $6.97 $290,000.00
Disclosure

SEC source: 0000950170-25-076970 · ownership.xml · nonDerivative · entry 1

Sarsynski Elaine A · CIK 0001552249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,899.154

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:22 UTC GrantCommon Stock 23,681.378 $6.97 $165,000.00
Disclosure

SEC source: 0000950170-25-076963 · ownership.xml · nonDerivative · entry 1

Goodman Jill R · CIK 0001551825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,391.011

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:22 UTC GrantCommon Stock 23,681.378 $6.97 $165,000.00
Disclosure

SEC source: 0000950170-25-076962 · ownership.xml · nonDerivative · entry 1

Dyson Karen Elizabeth · CIK 0001835315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,391.011

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:22 UTC GrantCommon Stock 23,681.378 $6.97 $165,000.00
Disclosure

SEC source: 0000950170-25-076961 · ownership.xml · nonDerivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,391.011

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Read SEC document
May 21, 2025 Filed May 23, 2025 20:24 UTC GrantCommon Stock 3,954.067 $6.67 $26,373.63
Disclosure

SEC source: 0000950170-25-076973 · ownership.xml · nonDerivative · entry 1

Van Wyk Steven C. · CIK 0001569219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,954.067

F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee for 2024-2025 service year. This award is pro-rated from March 19, 2025, the date the reporting person was elected as a Director, through the date of the 2025 Annual Meeting of Stockholders. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

F2 · price: Reflects the twenty-day average trading price per share of Common Stock as of March 19, 2025, which was used to determine the number of RSUs granted.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 16:25 UTC
White Andrea LynnPres. & CEO, CareScout Ins.
Tax withholdingCommon Stock 21,487 $6.96 $149,549.52
Disclosure

SEC source: 0000950170-25-032120 · ownership.xml · nonDerivative · entry 2

White Andrea Lynn · CIK 0001930961 · Pres. & CEO, CareScout Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,255

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 16:25 UTC
White Andrea LynnPres. & CEO, CareScout Ins.
GrantCommon Stock 47,641 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032120 · ownership.xml · nonDerivative · entry 1

White Andrea Lynn · CIK 0001930961 · Pres. & CEO, CareScout Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,742

F1 · shares: Reflects Performance Stock Units that were granted on February 17, 2022 and fully vested on March 3, 2025, and settled in Common Stock on a 1:1 basis.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:25 UTC
Upton Jerome TEVP & Chief Financial Officer
Tax withholdingCommon Stock 14,013 $6.96 $97,530.48
Disclosure

SEC source: 0000950170-25-032115 · ownership.xml · nonDerivative · entry 2

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,988

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:25 UTC
Upton Jerome TEVP & Chief Financial Officer
GrantCommon Stock 31,761 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032115 · ownership.xml · nonDerivative · entry 1

Upton Jerome T · CIK 0001509299 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,001

F1 · shares: Reflects Performance Stock Units that were granted on February 17, 2022 and fully vested on March 3, 2025, and settled in Common Stock on a 1:1 basis.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:24 UTC
McInerney Thomas JDirector · President and CEO; Director
Tax withholdingCommon Stock 290,264 $6.96 $2,020,237.44
Disclosure

SEC source: 0000950170-25-032111 · ownership.xml · nonDerivative · entry 2

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,877,910

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:24 UTC
McInerney Thomas JDirector · President and CEO; Director
GrantCommon Stock 635,220 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032111 · ownership.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,168,174

F1 · shares: Reflects Performance Stock Units that were granted on February 17, 2022 and fully vested on March 3, 2025, and settled in Common Stock on a 1:1 basis.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:24 UTC
Karawan Gregory S.EVP and General Counsel
Tax withholdingCommon Stock 21,487 $6.96 $149,549.52
Disclosure

SEC source: 0000950170-25-032107 · ownership.xml · nonDerivative · entry 2

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,000

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:24 UTC
Karawan Gregory S.EVP and General Counsel
GrantCommon Stock 47,641 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032107 · ownership.xml · nonDerivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,487

F1 · shares: Reflects Performance Stock Units that were granted on February 17, 2022 and fully vested on March 3, 2025, and settled in Common Stock on a 1:1 basis.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:23 UTC
Hodges Mark BlakeleyEVP and Chief Risk Officer
Tax withholdingCommon Stock 11,460 $6.96 $79,761.60
Disclosure

SEC source: 0000950170-25-032099 · ownership.xml · nonDerivative · entry 2

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,216

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:23 UTC
Hodges Mark BlakeleyEVP and Chief Risk Officer
GrantCommon Stock 25,409 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032099 · ownership.xml · nonDerivative · entry 1

Hodges Mark Blakeley · CIK 0001930685 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,676

F1 · shares: Reflects Performance Stock Units that were granted on March 23, 2022 and fully vested on March 3, 2025, and settled in Common Stock on a 1:1 basis.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:18 UTC
Hagerman MelissaEVP and Chief HR Officer
Tax withholdingCommon Stock 21,487 $6.96 $149,549.52
Disclosure

SEC source: 0000950170-25-032070 · ownership.xml · nonDerivative · entry 2

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,084

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:18 UTC
Hagerman MelissaEVP and Chief HR Officer
GrantCommon Stock 47,641 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032070 · ownership.xml · nonDerivative · entry 1

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,571

F1 · shares: Reflects Performance Stock Units that were granted on February 17, 2022 and fully vested on March 3, 2025, and settled in Common Stock on a 1:1 basis.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 16:20 UTC
Woodell Darren W.VP and Controller
GrantCash-Settled Restricted Stock Units · Derivative 22,152 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030035 · ownership.xml · derivative · entry 1

Woodell Darren W. · CIK 0002012078 · VP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,152

Underlying: Common Stock · 22,152 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the value of one share of Common Stock on each of 2/26/2026, 2/26/2027 and 2/26/2028.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the value of one share of Common Stock on each of 2/26/2026, 2/26/2027 and 2/26/2028.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the value of one share of Common Stock on each of 2/26/2026, 2/26/2027 and 2/26/2028.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:19 UTC
Shah Samir B.Pres. & CEO, CareScout Svcs.
GrantRestricted Stock Units · Derivative 112,518 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030030 · ownership.xml · derivative · entry 4

Shah Samir B. · CIK 0002012721 · Pres. & CEO, CareScout Svcs.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,518

Underlying: Common Stock · 112,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F4 · derivative.exercise_date: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on February 26, 2026.

F4 · derivative.expiration_date: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on February 26, 2026.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:19 UTC
Shah Samir B.Pres. & CEO, CareScout Svcs.
Exercise / conversionRestricted Stock Units · Derivative 43,431 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030030 · ownership.xml · derivative · entry 3

Shah Samir B. · CIK 0002012721 · Pres. & CEO, CareScout Svcs.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,862

Underlying: Common Stock · 43,431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2025.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2025.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:19 UTC
Shah Samir B.Pres. & CEO, CareScout Svcs.
Tax withholdingCommon Stock 15,308 $6.65 $101,798.20
Disclosure

SEC source: 0000950170-25-030030 · ownership.xml · nonDerivative · entry 2

Shah Samir B. · CIK 0002012721 · Pres. & CEO, CareScout Svcs.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,654

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2025.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:19 UTC
Shah Samir B.Pres. & CEO, CareScout Svcs.
Exercise / conversionCommon Stock 43,431 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-030030 · ownership.xml · nonDerivative · entry 1

Shah Samir B. · CIK 0002012721 · Pres. & CEO, CareScout Svcs.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 16:18 UTC
Saltzgaber Kelly AEVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 84,388 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030027 · ownership.xml · derivative · entry 4

Saltzgaber Kelly A · CIK 0001967338 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,388

Underlying: Common Stock · 84,388 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F4 · derivative.exercise_date: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on February 26, 2026.

F4 · derivative.expiration_date: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on February 26, 2026.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 16:18 UTC
Saltzgaber Kelly AEVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 29,316 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030027 · ownership.xml · derivative · entry 3

Saltzgaber Kelly A · CIK 0001967338 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,632

Underlying: Common Stock · 29,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2025.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Common Stock on February 26, 2025.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 16:18 UTC
Saltzgaber Kelly AEVP & Chief Investment Officer
Tax withholdingCommon Stock 8,499 $6.65 $56,518.35
Disclosure

SEC source: 0000950170-25-030027 · ownership.xml · nonDerivative · entry 2

Saltzgaber Kelly A · CIK 0001967338 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,575

F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2025.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 16:18 UTC
Saltzgaber Kelly AEVP & Chief Investment Officer
Exercise / conversionCommon Stock 29,316 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-030027 · ownership.xml · nonDerivative · entry 1

Saltzgaber Kelly A · CIK 0001967338 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 16:20 UTC
White Andrea LynnPres. & CEO, CareScout Ins.
GrantRestricted Stock Units · Derivative 56,259 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030033 · ownership.xml · derivative · entry 4

White Andrea Lynn · CIK 0001930961 · Pres. & CEO, CareScout Ins.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,259

Underlying: Common Stock · 56,259 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Common Stock on a 1:1 basis.

F4 · derivative.exercise_date: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on February 26, 2026.

F4 · derivative.expiration_date: Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on February 26, 2026.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.