Tapewire

NYSE · USD

GNW

GENWORTH FINANCIAL INC

Export transactions ↓
Tapewire entity
4085
SEC CIK
0001276520
Parsed reports
528

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015234 · doc4a.xml · derivative · entry 7

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Class A Common Stock · 60,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F6 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

F6 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment
TUMINELLI KELLY LEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 20,080 $4.04 $81,123.20
Disclosure

SEC source: 0001209191-17-015234 · doc4a.xml · nonDerivative · entry 4

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,922

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F4 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015234 · doc4a.xml · nonDerivative · entry 3

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 16:08 UTC Amendment
McKay Scott JEVP- Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015240 · doc4a.xml · derivative · entry 7

McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F6 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

F6 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 16:08 UTC Amendment
McKay Scott JEVP- Chief Strategy Officer
Tax withholdingClass A Common Stock 10,117 $4.04 $40,872.68
Disclosure

SEC source: 0001209191-17-015240 · doc4a.xml · nonDerivative · entry 4

McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,107

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F4 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 16:08 UTC Amendment
McKay Scott JEVP- Chief Strategy Officer
Exercise / conversionClass A Common Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015240 · doc4a.xml · nonDerivative · entry 3

McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 16:07 UTC Amendment
Laming Michael SEVP - Human Resources
Exercise / conversionRestricted Stock Units · Derivative 38,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015237 · doc4a.xml · derivative · entry 9

Laming Michael S · CIK 0001290227 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,666

Underlying: Class A Common Stock · 38,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F6 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

F6 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 16:07 UTC Amendment
Laming Michael SEVP - Human Resources
Tax withholdingClass A Common Stock 13,106 $4.04 $52,948.24
Disclosure

SEC source: 0001209191-17-015237 · doc4a.xml · nonDerivative · entry 4

Laming Michael S · CIK 0001290227 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,880

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F4 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 16:07 UTC Amendment
Laming Michael SEVP - Human Resources
Exercise / conversionClass A Common Stock 38,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015237 · doc4a.xml · nonDerivative · entry 3

Laming Michael S · CIK 0001290227 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 21:09 UTC Amendment
Sheehan Daniel J IVEVP - Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 91,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015247 · doc4a.xml · derivative · entry 6

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,333

Underlying: Class A Common Stock · 91,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F6 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

F6 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 21:09 UTC Amendment
Sheehan Daniel J IVEVP - Chief Investment Officer
Tax withholdingClass A Common Stock 44,862 $4.04 $181,242.48
Disclosure

SEC source: 0001209191-17-015247 · doc4a.xml · nonDerivative · entry 4

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,810

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F4 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 21:09 UTC Amendment
Sheehan Daniel J IVEVP - Chief Investment Officer
Exercise / conversionClass A Common Stock 91,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015247 · doc4a.xml · nonDerivative · entry 3

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment
EVANGEL LORI MEVP & Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 38,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015233 · doc4a.xml · derivative · entry 6

EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,666

Underlying: Class A Common Stock · 38,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F6 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

F6 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment
EVANGEL LORI MEVP & Chief Risk Officer
Tax withholdingClass A Common Stock 12,563 $4.04 $50,754.52
Disclosure

SEC source: 0001209191-17-015233 · doc4a.xml · nonDerivative · entry 4

EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,764

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F4 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment
EVANGEL LORI MEVP & Chief Risk Officer
Exercise / conversionClass A Common Stock 38,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015233 · doc4a.xml · nonDerivative · entry 3

EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment
Bobitz Ward E.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015229 · doc4a.xml · derivative · entry 10

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F6 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

F6 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment
Bobitz Ward E.EVP and General Counsel
Tax withholdingClass A Common Stock 9,930 $4.04 $40,117.20
Disclosure

SEC source: 0001209191-17-015229 · doc4a.xml · nonDerivative · entry 6

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,197

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F4 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017.

Read SEC document
February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment
Bobitz Ward E.EVP and General Counsel
Exercise / conversionClass A Common Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015229 · doc4a.xml · nonDerivative · entry 5

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 17:07 UTC
Farney Matthew DVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012777 · doc4.xml · derivative · entry 3

Farney Matthew D · CIK 0001672491 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

Underlying: Class A Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 17:07 UTC
Farney Matthew DVice President and Controller
Tax withholdingClass A Common Stock 173 $4.01 $693.73
Disclosure

SEC source: 0001209191-17-012777 · doc4.xml · nonDerivative · entry 2

Farney Matthew D · CIK 0001672491 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,370

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 17:07 UTC
Farney Matthew DVice President and Controller
Exercise / conversionClass A Common Stock 450 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-012777 · doc4.xml · nonDerivative · entry 1

Farney Matthew D · CIK 0001672491 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:09 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 26,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012781 · doc4.xml · derivative · entry 6

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Class A Common Stock · 26,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:09 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Tax withholdingClass A Common Stock 12,680 $4.01 $50,846.80
Disclosure

SEC source: 0001209191-17-012781 · doc4.xml · nonDerivative · entry 4

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,259

F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:09 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Exercise / conversionClass A Common Stock 26,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-012781 · doc4.xml · nonDerivative · entry 3

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 17:08 UTC
McKay Scott JEVP- Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012780 · doc4.xml · derivative · entry 7

McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 17:08 UTC
McKay Scott JEVP- Chief Strategy Officer
Tax withholdingClass A Common Stock 3,235 $4.01 $12,972.35
Disclosure

SEC source: 0001209191-17-012780 · doc4.xml · nonDerivative · entry 4

McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,308

F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 17:08 UTC
McKay Scott JEVP- Chief Strategy Officer
Exercise / conversionClass A Common Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-012780 · doc4.xml · nonDerivative · entry 3

McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 17:14 UTC
Laming Michael SEVP - Human Resources
Exercise / conversionRestricted Stock Units · Derivative 11,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012790 · doc4.xml · derivative · entry 9

Laming Michael S · CIK 0001290227 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,666

Underlying: Class A Common Stock · 11,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 17:14 UTC
Laming Michael SEVP - Human Resources
Tax withholdingClass A Common Stock 3,588 $4.01 $14,387.88
Disclosure

SEC source: 0001209191-17-012790 · doc4.xml · nonDerivative · entry 4

Laming Michael S · CIK 0001290227 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,692

F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 17:14 UTC
Laming Michael SEVP - Human Resources
Exercise / conversionClass A Common Stock 11,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-012790 · doc4.xml · nonDerivative · entry 3

Laming Michael S · CIK 0001290227 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:09 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 51,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012782 · doc4.xml · derivative · entry 6

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,666

Underlying: Class A Common Stock · 51,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:09 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Tax withholdingClass A Common Stock 25,286 $4.01 $101,396.86
Disclosure

SEC source: 0001209191-17-012782 · doc4.xml · nonDerivative · entry 4

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,810

F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:09 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Exercise / conversionClass A Common Stock 51,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-012782 · doc4.xml · nonDerivative · entry 3

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:08 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012778 · doc4.xml · derivative · entry 7

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062

Underlying: Class A Common Stock · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:08 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 352 $4.01 $1,411.52
Disclosure

SEC source: 0001209191-17-012778 · doc4.xml · nonDerivative · entry 4

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,605

F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:08 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 1,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-012778 · doc4.xml · nonDerivative · entry 3

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:06 UTC
EVANGEL LORI MEVP & Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 11,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012774 · doc4.xml · derivative · entry 6

EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,666

Underlying: Class A Common Stock · 11,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:06 UTC
EVANGEL LORI MEVP & Chief Risk Officer
Tax withholdingClass A Common Stock 3,862 $4.01 $15,486.62
Disclosure

SEC source: 0001209191-17-012774 · doc4.xml · nonDerivative · entry 4

EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,919

F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:06 UTC
EVANGEL LORI MEVP & Chief Risk Officer
Exercise / conversionClass A Common Stock 11,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-012774 · doc4.xml · nonDerivative · entry 3

EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:06 UTC
Bobitz Ward E.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012773 · doc4.xml · derivative · entry 10

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Class A Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:06 UTC
Bobitz Ward E.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012773 · doc4.xml · derivative · entry 9

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Class A Common Stock · 1,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:06 UTC
Bobitz Ward E.EVP and General Counsel
Tax withholdingClass A Common Stock 2,759 $4.01 $11,063.59
Disclosure

SEC source: 0001209191-17-012773 · doc4.xml · nonDerivative · entry 6

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,197

F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:06 UTC
Bobitz Ward E.EVP and General Counsel
Exercise / conversionClass A Common Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-012773 · doc4.xml · nonDerivative · entry 5

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:06 UTC
Bobitz Ward E.EVP and General Counsel
Tax withholdingClass A Common Stock 447 $4.01 $1,792.47
Disclosure

SEC source: 0001209191-17-012773 · doc4.xml · nonDerivative · entry 4

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,623

F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 21, 2017 22:06 UTC
Bobitz Ward E.EVP and General Counsel
Exercise / conversionClass A Common Stock 1,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-012773 · doc4.xml · nonDerivative · entry 3

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 20, 2017 Filed Feb 28, 2017 21:50 UTC Amendment
Schneider Kevin DouglasEVP & Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 26,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015330 · doc4a.xml · derivative · entry 5

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Class A Common Stock · 26,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 28, 2017 21:50 UTC Amendment
Schneider Kevin DouglasEVP & Chief Operating Officer
Tax withholdingClass A Common Stock 12,680 $4.01 $50,846.80
Disclosure

SEC source: 0001209191-17-015330 · doc4a.xml · nonDerivative · entry 2

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,444

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 28, 2017 21:50 UTC Amendment
Schneider Kevin DouglasEVP & Chief Operating Officer
Exercise / conversionClass A Common Stock 26,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-015330 · doc4a.xml · nonDerivative · entry 1

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 20, 2017 Filed Feb 28, 2017 21:06 UTC Amendment
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015234 · doc4a.xml · derivative · entry 6

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062

Underlying: Class A Common Stock · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.

Read SEC document
February 20, 2017 Filed Feb 28, 2017 21:06 UTC Amendment
TUMINELLI KELLY LEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 352 $4.01 $1,411.52
Disclosure

SEC source: 0001209191-17-015234 · doc4a.xml · nonDerivative · entry 2

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,002

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.