Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENWORTH FINANCIAL INCGNW · Entity 4085 | EVP- Chief Strategy Officer | February 20, 2017 | February 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENWORTH FINANCIAL INC
Report date February 20, 2017 · Filed February 28, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 82,107 |
Last balance in matching sequence
After 2017-02-25 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2017-02-20 · Exercise / conversion · Acquired 10,000 · Balance 65,459 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Row 2 · 2017-02-20 · Tax withholding · Disposed 3,235 · Balance 62,224 F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017. Row 3 · 2017-02-25 · Exercise / conversion · Acquired 30,000 · Balance 92,224 F3: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Row 4 · 2017-02-25 · Tax withholding · Disposed 10,117 · Balance 82,107 F3: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F4: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,000 |
Reported balance
After 2017-02-20 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2017-02-20 · Exercise / conversion · Disposed 10,000 · Balance 10,000 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F5: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 60,000 |
Reported balance
After 2017-02-25 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2017-02-25 · Exercise / conversion · Disposed 30,000 · Balance 60,000 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F6: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017. |
| Class A Common StockSEC Table I · non-derivative | Indirectby 401(k) | 950.9853 |
Reported balance
Holding disclosure · report date 2017-02-20 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 950.9853 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017.
F3: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing.
F4: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017.
F5: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017.
F6: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2017 Filed Feb 28, 2017 16:08 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015240 · doc4a.xml · derivative · entry 7 McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F6 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017. F6 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 16:08 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 10,117 | $4.04 | $40,872.68 |
DisclosureSEC source: 0001209191-17-015240 · doc4a.xml · nonDerivative · entry 4 McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,107 F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F4 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 16:08 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015240 · doc4a.xml · nonDerivative · entry 3 McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 17:08 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012780 · doc4.xml · derivative · entry 7 McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 17:08 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 3,235 | $4.01 | $12,972.35 |
DisclosureSEC source: 0001209191-17-012780 · doc4.xml · nonDerivative · entry 4 McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,308 F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 17:08 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012780 · doc4.xml · nonDerivative · entry 3 McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 16:08 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015240 · doc4a.xml · derivative · entry 6 McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 16:08 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 3,235 | $4.01 | $12,972.35 |
DisclosureSEC source: 0001209191-17-015240 · doc4a.xml · nonDerivative · entry 2 McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,224 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 16:08 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015240 · doc4a.xml · nonDerivative · entry 1 McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 17:08 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012780 · doc4.xml · derivative · entry 6 McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F4 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 18, 2017. F4 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 18, 2017. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 17:08 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 10,916 | $4.01 | $43,773.16 |
DisclosureSEC source: 0001209191-17-012780 · doc4.xml · nonDerivative · entry 2 McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,543 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 18, 2017. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 17:08 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012780 · doc4.xml · nonDerivative · entry 1 McKay Scott J · CIK 0001290714 · EVP- Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.