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GNW

GENWORTH FINANCIAL INC

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4085
SEC CIK
0001276520
Parsed reports
528

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
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Aug 202602
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2019 Filed Feb 14, 2019 21:15 UTC
Bobitz Ward E.EVP and General Counsel
Tax withholdingClass A Common Stock 3,880 $4.61 $17,886.80
Disclosure

SEC source: 0001209191-19-010128 · doc4.xml · nonDerivative · entry 3

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,080

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:15 UTC
Bobitz Ward E.EVP and General Counsel
Tax withholdingClass A Common Stock 12,540 $4.61 $57,809.40
Disclosure

SEC source: 0001209191-19-010128 · doc4.xml · nonDerivative · entry 2

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,960

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:15 UTC
Bobitz Ward E.EVP and General Counsel
Exercise / conversionClass A Common Stock 23,500 $2.46 $57,810.00
Disclosure

SEC source: 0001209191-19-010128 · doc4.xml · nonDerivative · entry 1

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:18 UTC GrantDeferred Stock Units · Derivative 1,679.387 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-000259 · doc4.xml · derivative · entry 1

MOLONEY THOMAS E · CIK 0001109101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,415.989

Underlying: Class A Common Stock · 1,679.387 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4545 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:17 UTC GrantDeferred Stock Units · Derivative 1,679.387 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-000254 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,837.607

Underlying: Class A Common Stock · 1,679.387 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4545 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:18 UTC GrantDeferred Stock Units · Derivative 1,679.387 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-000262 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,403.98

Underlying: Class A Common Stock · 1,679.387 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4545 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 16:16 UTC GrantDeferred Stock Units · Derivative 1,679.387 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-000251 · doc4.xml · derivative · entry 1

BOLINDER WILLIAM H · CIK 0001244614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,671.736

Underlying: Class A Common Stock · 1,679.387 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4545 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:19 UTC GrantDeferred Stock Units · Derivative 1,679.387 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-000266 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,403.98

Underlying: Class A Common Stock · 1,679.387 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4545 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:17 UTC GrantDeferred Stock Units · Derivative 1,679.387 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-000257 · doc4.xml · derivative · entry 1

MOFFETT DAVID M · CIK 0001185490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,725.232

Underlying: Class A Common Stock · 1,679.387 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4545 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 16:20 UTC GrantDeferred Stock Units · Derivative 2,746.474 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-000269 · doc4.xml · derivative · entry 1

RIEPE JAMES S · CIK 0001203072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,055.652

Underlying: Class A Common Stock · 2,746.474 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4545 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:16 UTC GrantDeferred Stock Units · Derivative 1,679.387 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-000253 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,832.076

Underlying: Class A Common Stock · 1,679.387 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4545 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
November 03, 2018 Filed Nov 5, 2018 21:16 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057157 · doc4.xml · derivative · entry 4

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on November 3, 2018.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on November 3, 2018.

Read SEC document
November 03, 2018 Filed Nov 5, 2018 21:16 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 1,128 $4.07 $4,590.96
Disclosure

SEC source: 0001209191-18-057157 · doc4.xml · nonDerivative · entry 2

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,602

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on November 3, 2018.

Read SEC document
November 03, 2018 Filed Nov 5, 2018 21:16 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-057157 · doc4.xml · nonDerivative · entry 1

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:35 UTC GrantDeferred Stock Units · Derivative 8,119.854 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052788 · doc4.xml · derivative · entry 1

MOLONEY THOMAS E · CIK 0001109101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,736.602

Underlying: Class A Common Stock · 8,119.854 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.372 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:31 UTC GrantDeferred Stock Units · Derivative 8,119.854 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052767 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,158.22

Underlying: Class A Common Stock · 8,119.854 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.372 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:38 UTC GrantDeferred Stock Units · Derivative 8,119.854 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052797 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,724.593

Underlying: Class A Common Stock · 8,119.854 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.372 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 16:25 UTC GrantDeferred Stock Units · Derivative 8,119.854 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052762 · doc4.xml · derivative · entry 1

BOLINDER WILLIAM H · CIK 0001244614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,992.349

Underlying: Class A Common Stock · 8,119.854 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.372 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:39 UTC GrantDeferred Stock Units · Derivative 8,119.854 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052802 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,724.593

Underlying: Class A Common Stock · 8,119.854 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.372 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:33 UTC GrantDeferred Stock Units · Derivative 8,119.854 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052776 · doc4.xml · derivative · entry 1

MOFFETT DAVID M · CIK 0001185490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,045.845

Underlying: Class A Common Stock · 8,119.854 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.372 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 16:41 UTC GrantDeferred Stock Units · Derivative 14,981.702 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052807 · doc4.xml · derivative · entry 1

RIEPE JAMES S · CIK 0001203072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,309.178

Underlying: Class A Common Stock · 14,981.702 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.372 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:28 UTC GrantDeferred Stock Units · Derivative 8,119.854 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-052765 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,152.689

Underlying: Class A Common Stock · 8,119.854 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.372 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:19 UTC GrantDeferred Stock Units · Derivative 8,175.014 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-041027 · doc4.xml · derivative · entry 1

MOLONEY THOMAS E · CIK 0001109101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,616.748

Underlying: Class A Common Stock · 8,175.014 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3425 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:18 UTC GrantDeferred Stock Units · Derivative 8,175.014 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-041017 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,038.366

Underlying: Class A Common Stock · 8,175.014 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3425 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:19 UTC GrantDeferred Stock Units · Derivative 8,175.014 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-041031 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,604.739

Underlying: Class A Common Stock · 8,175.014 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3425 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 16:16 UTC GrantDeferred Stock Units · Derivative 8,175.014 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-041004 · doc4.xml · derivative · entry 1

BOLINDER WILLIAM H · CIK 0001244614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,872.495

Underlying: Class A Common Stock · 8,175.014 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3425 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:20 UTC GrantDeferred Stock Units · Derivative 8,175.014 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-041037 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,604.739

Underlying: Class A Common Stock · 8,175.014 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3425 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:18 UTC GrantDeferred Stock Units · Derivative 8,175.014 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-041023 · doc4.xml · derivative · entry 1

MOFFETT DAVID M · CIK 0001185490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,925.991

Underlying: Class A Common Stock · 8,175.014 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3425 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 16:20 UTC GrantDeferred Stock Units · Derivative 15,083.477 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-041043 · doc4.xml · derivative · entry 1

RIEPE JAMES S · CIK 0001203072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,327.476

Underlying: Class A Common Stock · 15,083.477 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3425 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:17 UTC GrantDeferred Stock Units · Derivative 8,175.014 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-041010 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,032.835

Underlying: Class A Common Stock · 8,175.014 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3425 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:16 UTC
McInerney Thomas JDirector · President and CEO; Director
GrantRestricted Stock Units · Derivative 739,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032577 · doc4.xml · derivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,000

Underlying: Class A Common Stock · 739,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 22, 2019.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 22, 2019.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:19 UTC GrantDeferred Stock Units · Derivative 12,025.745 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-022368 · doc4.xml · derivative · entry 1

MOLONEY THOMAS E · CIK 0001109101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,441.734

Underlying: Class A Common Stock · 12,025.745 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $2.952 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:17 UTC GrantDeferred Stock Units · Derivative 12,025.745 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-022366 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,863.352

Underlying: Class A Common Stock · 12,025.745 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $2.952 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:20 UTC GrantDeferred Stock Units · Derivative 12,025.745 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-022369 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,429.725

Underlying: Class A Common Stock · 12,025.745 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $2.952 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 16:16 UTC GrantDeferred Stock Units · Derivative 12,025.745 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-022364 · doc4.xml · derivative · entry 1

BOLINDER WILLIAM H · CIK 0001244614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,697.481

Underlying: Class A Common Stock · 12,025.745 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $2.952 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:21 UTC GrantDeferred Stock Units · Derivative 12,025.745 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-022370 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,429.725

Underlying: Class A Common Stock · 12,025.745 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $2.952 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:18 UTC GrantDeferred Stock Units · Derivative 12,025.745 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-022367 · doc4.xml · derivative · entry 1

MOFFETT DAVID M · CIK 0001185490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,750.977

Underlying: Class A Common Stock · 12,025.745 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $2.952 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 16:21 UTC GrantDeferred Stock Units · Derivative 22,188.347 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-022371 · doc4.xml · derivative · entry 1

RIEPE JAMES S · CIK 0001203072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,243.9991

Underlying: Class A Common Stock · 22,188.347 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $2.952 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:17 UTC GrantDeferred Stock Units · Derivative 12,025.745 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-022365 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,857.821

Underlying: Class A Common Stock · 12,025.745 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $2.952 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 16:17 UTC
Farney Matthew DVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 2,175 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021072 · doc4.xml · derivative · entry 3

Farney Matthew D · CIK 0001672491 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175

Underlying: Class A Common Stock · 2,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 20, 2018.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 20, 2018.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 16:17 UTC
Farney Matthew DVice President and Controller
Tax withholdingClass A Common Stock 655 $2.90 $1,899.50
Disclosure

SEC source: 0001209191-18-021072 · doc4.xml · nonDerivative · entry 2

Farney Matthew D · CIK 0001672491 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,180

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 20, 2018.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 16:17 UTC
Farney Matthew DVice President and Controller
Exercise / conversionClass A Common Stock 2,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-021072 · doc4.xml · nonDerivative · entry 1

Farney Matthew D · CIK 0001672491 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:17 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021073 · doc4.xml · derivative · entry 4

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,775

Underlying: Class A Common Stock · 7,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 20, 2018.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 20, 2018.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:17 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 3,507 $2.90 $10,170.30
Disclosure

SEC source: 0001209191-18-021073 · doc4.xml · nonDerivative · entry 2

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,230

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 20, 2018.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:17 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 7,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-021073 · doc4.xml · nonDerivative · entry 1

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:18 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 89,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020171 · doc4.xml · derivative · entry 3

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,333

Underlying: Class A Common Stock · 89,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:18 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Tax withholdingClass A Common Stock 40,305 $2.94 $118,496.70
Disclosure

SEC source: 0001209191-18-020171 · doc4.xml · nonDerivative · entry 2

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,279

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2018.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:18 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Exercise / conversionClass A Common Stock 89,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-020171 · doc4.xml · nonDerivative · entry 1

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:19 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 67,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020172 · doc4.xml · derivative · entry 3

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,666

Underlying: Class A Common Stock · 67,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:19 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Tax withholdingClass A Common Stock 31,203 $2.94 $91,736.82
Disclosure

SEC source: 0001209191-18-020172 · doc4.xml · nonDerivative · entry 2

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,852

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.