Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2019 Filed Mar 25, 2019 20:34 UTC |
Sheehan Daniel J IVEVP - Chief Investment Officer
|
GrantClass A Common Stock | 327,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021172 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,152 F1 · shares: Reflects Performance Stock Units that were granted on March 16, 2016 and fully vested on March 21, 2019, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:33 UTC |
McInerney Thomas JDirector · President and CEO; Director
|
Tax withholdingClass A Common Stock | 805,036 | $3.95 | $3,179,892.20 |
DisclosureSEC source: 0001209191-19-021170 · doc4.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,347,330 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 21, 2019. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:33 UTC |
McInerney Thomas JDirector · President and CEO; Director
|
GrantClass A Common Stock | 1,785,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021170 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,152,366 F1 · shares: Reflects Performance Stock Units that were granted on March 16, 2016 and fully vested on March 21, 2019, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:33 UTC |
TUMINELLI KELLY LEVP & Chief Financial Officer
|
Tax withholdingClass A Common Stock | 96,605 | $3.95 | $381,589.75 |
DisclosureSEC source: 0001209191-19-021169 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,735 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 21, 2019. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:33 UTC |
TUMINELLI KELLY LEVP & Chief Financial Officer
|
GrantClass A Common Stock | 214,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021169 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,340 F1 · shares: Reflects Performance Stock Units that were granted on March 16, 2016 and fully vested on March 21, 2019, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:33 UTC |
EVANGEL LORI MEVP & Chief Risk Officer
|
Tax withholdingClass A Common Stock | 56,872 | $3.95 | $224,644.40 |
DisclosureSEC source: 0001209191-19-021168 · doc4.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,825 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 21, 2019. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:33 UTC |
EVANGEL LORI MEVP & Chief Risk Officer
|
GrantClass A Common Stock | 136,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021168 · doc4.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,697 F1 · shares: Reflects Performance Stock Units that were granted on March 16, 2016 and fully vested on March 21, 2019, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:32 UTC |
Bobitz Ward E.EVP and General Counsel
|
Tax withholdingClass A Common Stock | 46,659 | $3.95 | $184,303.05 |
DisclosureSEC source: 0001209191-19-021166 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,428 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 21, 2019. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:32 UTC |
Bobitz Ward E.EVP and General Counsel
|
GrantClass A Common Stock | 107,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021166 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,087 F1 · shares: Reflects Performance Stock Units that were granted on March 16, 2016 and fully vested on March 21, 2019, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 16:15 UTC |
Farney Matthew DVice President and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 2,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020752 · doc4.xml · derivative · entry 3 Farney Matthew D · CIK 0001672491 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 20, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 20, 2019. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 16:15 UTC |
Farney Matthew DVice President and Controller
|
Tax withholdingClass A Common Stock | 655 | $3.95 | $2,587.25 |
DisclosureSEC source: 0001209191-19-020752 · doc4.xml · nonDerivative · entry 2 Farney Matthew D · CIK 0001672491 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 20, 2019. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 16:15 UTC |
Farney Matthew DVice President and Controller
|
Exercise / conversionClass A Common Stock | 2,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-020752 · doc4.xml · nonDerivative · entry 1 Farney Matthew D · CIK 0001672491 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:16 UTC |
TUMINELLI KELLY LEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020753 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 20, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 20, 2019. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:16 UTC |
TUMINELLI KELLY LEVP & Chief Financial Officer
|
Tax withholdingClass A Common Stock | 3,507 | $3.95 | $13,852.65 |
DisclosureSEC source: 0001209191-19-020753 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,140 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 20, 2019. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:16 UTC |
TUMINELLI KELLY LEVP & Chief Financial Officer
|
Exercise / conversionClass A Common Stock | 7,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-020753 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:19 UTC |
Schneider Kevin DouglasEVP & Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 89,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019990 · doc4.xml · derivative · entry 3 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,666 Underlying: Class A Common Stock · 89,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:19 UTC |
Schneider Kevin DouglasEVP & Chief Operating Officer
|
Tax withholdingClass A Common Stock | 40,082 | $4.01 | $160,728.82 |
DisclosureSEC source: 0001209191-19-019990 · doc4.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,288 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:19 UTC |
Schneider Kevin DouglasEVP & Chief Operating Officer
|
Exercise / conversionClass A Common Stock | 89,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019990 · doc4.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:19 UTC |
Sheehan Daniel J IVEVP - Chief Investment Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 67,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019992 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,333 Underlying: Class A Common Stock · 67,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:19 UTC |
Sheehan Daniel J IVEVP - Chief Investment Officer
|
Tax withholdingClass A Common Stock | 31,203 | $4.01 | $125,124.03 |
DisclosureSEC source: 0001209191-19-019992 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,902 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:19 UTC |
Sheehan Daniel J IVEVP - Chief Investment Officer
|
Exercise / conversionClass A Common Stock | 67,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019992 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:18 UTC |
McInerney Thomas JDirector · President and CEO; Director
|
Exercise / conversionRestricted Stock Units · Derivative | 184,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019989 · doc4.xml · derivative · entry 3 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,666 Underlying: Class A Common Stock · 184,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:18 UTC |
McInerney Thomas JDirector · President and CEO; Director
|
Tax withholdingClass A Common Stock | 83,285 | $4.01 | $333,972.85 |
DisclosureSEC source: 0001209191-19-019989 · doc4.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,366 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:18 UTC |
McInerney Thomas JDirector · President and CEO; Director
|
Exercise / conversionClass A Common Stock | 184,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019989 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:17 UTC |
TUMINELLI KELLY LEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 44,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019988 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,666 Underlying: Class A Common Stock · 44,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:17 UTC |
TUMINELLI KELLY LEVP & Chief Financial Officer
|
Tax withholdingClass A Common Stock | 20,145 | $4.01 | $80,781.45 |
DisclosureSEC source: 0001209191-19-019988 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,872 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:17 UTC |
TUMINELLI KELLY LEVP & Chief Financial Officer
|
Exercise / conversionClass A Common Stock | 44,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019988 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:17 UTC |
EVANGEL LORI MEVP & Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 28,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019987 · doc4.xml · derivative · entry 3 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,333 Underlying: Class A Common Stock · 28,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:17 UTC |
EVANGEL LORI MEVP & Chief Risk Officer
|
Tax withholdingClass A Common Stock | 8,529 | $4.01 | $34,201.29 |
DisclosureSEC source: 0001209191-19-019987 · doc4.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,847 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:17 UTC |
EVANGEL LORI MEVP & Chief Risk Officer
|
Exercise / conversionClass A Common Stock | 28,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019987 · doc4.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:16 UTC |
Bobitz Ward E.EVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 28,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019986 · doc4.xml · derivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,333 Underlying: Class A Common Stock · 28,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:16 UTC |
Bobitz Ward E.EVP and General Counsel
|
Tax withholdingClass A Common Stock | 8,529 | $4.01 | $34,201.29 |
DisclosureSEC source: 0001209191-19-019986 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,987 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:16 UTC |
Bobitz Ward E.EVP and General Counsel
|
Exercise / conversionClass A Common Stock | 28,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019986 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 28, 2019 20:16 UTC Amendment |
McInerney Thomas JDirector · President and CEO; Director
|
Tax withholdingClass A Common Stock | 78,946 | $4.01 | $316,573.46 |
DisclosureSEC source: 0001209191-19-021622 · doc4a.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,705 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. F2 · shares: This amendment is being filed to correct the number of shares withheld for payment of reporting person's tax liability upon vesting of the restricted stock units previously reported, and to correct the number of shares held directly by reporting person following this change. F2 · balance_after: This amendment is being filed to correct the number of shares withheld for payment of reporting person's tax liability upon vesting of the restricted stock units previously reported, and to correct the number of shares held directly by reporting person following this change. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:17 UTC |
Schneider Kevin DouglasEVP & Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 121,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014049 · doc4.xml · derivative · entry 3 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 121,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:17 UTC |
Schneider Kevin DouglasEVP & Chief Operating Officer
|
Tax withholdingClass A Common Stock | 36,242 | $4.01 | $145,330.42 |
DisclosureSEC source: 0001209191-19-014049 · doc4.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,703 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:17 UTC |
Schneider Kevin DouglasEVP & Chief Operating Officer
|
Exercise / conversionClass A Common Stock | 121,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014049 · doc4.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:18 UTC |
Sheehan Daniel J IVEVP - Chief Investment Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 91,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014051 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 91,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:18 UTC |
Sheehan Daniel J IVEVP - Chief Investment Officer
|
Tax withholdingClass A Common Stock | 28,746 | $4.01 | $115,271.46 |
DisclosureSEC source: 0001209191-19-014051 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,772 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:18 UTC |
Sheehan Daniel J IVEVP - Chief Investment Officer
|
Exercise / conversionClass A Common Stock | 91,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014051 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:17 UTC |
TUMINELLI KELLY LEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014048 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 60,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:17 UTC |
TUMINELLI KELLY LEVP & Chief Financial Officer
|
Tax withholdingClass A Common Stock | 18,252 | $4.01 | $73,190.52 |
DisclosureSEC source: 0001209191-19-014048 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,350 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:17 UTC |
TUMINELLI KELLY LEVP & Chief Financial Officer
|
Exercise / conversionClass A Common Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014048 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:16 UTC |
EVANGEL LORI MEVP & Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 38,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014046 · doc4.xml · derivative · entry 3 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 38,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:16 UTC |
EVANGEL LORI MEVP & Chief Risk Officer
|
Tax withholdingClass A Common Stock | 12,147 | $4.01 | $48,709.47 |
DisclosureSEC source: 0001209191-19-014046 · doc4.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,043 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:16 UTC |
EVANGEL LORI MEVP & Chief Risk Officer
|
Exercise / conversionClass A Common Stock | 38,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014046 · doc4.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC |
Bobitz Ward E.EVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014043 · doc4.xml · derivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC |
Bobitz Ward E.EVP and General Counsel
|
Tax withholdingClass A Common Stock | 8,897 | $4.01 | $35,676.97 |
DisclosureSEC source: 0001209191-19-014043 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,183 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC |
Bobitz Ward E.EVP and General Counsel
|
Exercise / conversionClass A Common Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014043 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:15 UTC |
Bobitz Ward E.EVP and General Counsel
|
Exercise / conversionStock Options · Derivative | 23,500 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001209191-19-010128 · doc4.xml · derivative · entry 5 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 23,500 shares Expires 2019-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options reported on this Form 4 were set to expire on February 12, 2019 but automatically exercised pursuant to the terms of the plan. F2 · shares: The stock options became vested and exercisable in three annual installments beginning on February 12, 2010, and were fully vested and exercisable on February 12, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.