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GNW

GENWORTH FINANCIAL INC

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4085
SEC CIK
0001276520
Parsed reports
528

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2020 Filed May 26, 2020 20:15 UTC
McInerney Thomas JDirector · President and CEO; Director
Exercise / conversionRestricted Stock Units · Derivative 246,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031989 · doc4.xml · derivative · entry 3

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,333

Underlying: Class A Common Stock · 246,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 22, 2020.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 22, 2020.

Read SEC document
May 22, 2020 Filed May 26, 2020 20:15 UTC
McInerney Thomas JDirector · President and CEO; Director
Tax withholdingClass A Common Stock 105,308 $3.27 $344,357.16
Disclosure

SEC source: 0001209191-20-031989 · doc4.xml · nonDerivative · entry 2

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225,268

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 22, 2020.

Read SEC document
May 22, 2020 Filed May 26, 2020 20:15 UTC
McInerney Thomas JDirector · President and CEO; Director
Exercise / conversionClass A Common Stock 246,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-031989 · doc4.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
May 15, 2020 Filed May 18, 2020 16:17 UTC
Harrison Pamela MEVP - Human Resources
Exercise / conversionRestricted Stock Units · Derivative 33,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030070 · doc4.xml · derivative · entry 3

Harrison Pamela M · CIK 0001726929 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,568

Underlying: Class A Common Stock · 33,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 18, 2020 16:17 UTC
Harrison Pamela MEVP - Human Resources
Tax withholdingClass A Common Stock 10,169 $2.68 $27,252.92
Disclosure

SEC source: 0001209191-20-030070 · doc4.xml · nonDerivative · entry 2

Harrison Pamela M · CIK 0001726929 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,615

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 18, 2020 16:17 UTC
Harrison Pamela MEVP - Human Resources
Exercise / conversionClass A Common Stock 33,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030070 · doc4.xml · nonDerivative · entry 1

Harrison Pamela M · CIK 0001726929 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:18 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 90,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030072 · doc4.xml · derivative · entry 3

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,181

Underlying: Class A Common Stock · 90,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:18 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Tax withholdingClass A Common Stock 40,271 $2.68 $107,926.28
Disclosure

SEC source: 0001209191-20-030072 · doc4.xml · nonDerivative · entry 2

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033,055

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:18 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Exercise / conversionClass A Common Stock 90,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030072 · doc4.xml · nonDerivative · entry 1

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:18 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 90,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030075 · doc4.xml · derivative · entry 3

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,181

Underlying: Class A Common Stock · 90,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:18 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Tax withholdingClass A Common Stock 41,748 $2.68 $111,884.64
Disclosure

SEC source: 0001209191-20-030075 · doc4.xml · nonDerivative · entry 2

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,837

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:18 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Exercise / conversionClass A Common Stock 90,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030075 · doc4.xml · nonDerivative · entry 1

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:16 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 90,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030068 · doc4.xml · derivative · entry 4

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,181

Underlying: Class A Common Stock · 90,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:16 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 40,631 $2.68 $108,891.08
Disclosure

SEC source: 0001209191-20-030068 · doc4.xml · nonDerivative · entry 2

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,690

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:16 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 90,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030068 · doc4.xml · nonDerivative · entry 1

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:16 UTC
Bobitz Ward E.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 33,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030065 · doc4.xml · derivative · entry 4

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,568

Underlying: Class A Common Stock · 33,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:16 UTC
Bobitz Ward E.EVP and General Counsel
Tax withholdingClass A Common Stock 15,237 $2.68 $40,835.16
Disclosure

SEC source: 0001209191-20-030065 · doc4.xml · nonDerivative · entry 2

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,887

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 18, 2020 20:16 UTC
Bobitz Ward E.EVP and General Counsel
Exercise / conversionClass A Common Stock 33,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030065 · doc4.xml · nonDerivative · entry 1

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 16:17 UTC
Harrison Pamela MEVP - Human Resources
GrantRestricted Stock Units · Derivative 100,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023912 · doc4.xml · derivative · entry 1

Harrison Pamela M · CIK 0001726929 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,537

Underlying: Class A Common Stock · 100,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 20:18 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
GrantRestricted Stock Units · Derivative 268,097 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023915 · doc4.xml · derivative · entry 1

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,097

Underlying: Class A Common Stock · 268,097 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 20:17 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
GrantRestricted Stock Units · Derivative 268,097 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023913 · doc4.xml · derivative · entry 1

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,097

Underlying: Class A Common Stock · 268,097 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 20:16 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 308,311 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023911 · doc4.xml · derivative · entry 1

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,311

Underlying: Class A Common Stock · 308,311 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 20:15 UTC
Bobitz Ward E.EVP and General Counsel
GrantRestricted Stock Units · Derivative 100,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023910 · doc4.xml · derivative · entry 1

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,537

Underlying: Class A Common Stock · 100,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:42 UTC GrantDeferred Stock Units · Derivative 8,848.455 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-022142 · doc4.xml · derivative · entry 1

MOLONEY THOMAS E · CIK 0001109101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,264.444

Underlying: Class A Common Stock · 8,848.455 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.0120 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:41 UTC GrantDeferred Stock Units · Derivative 8,848.455 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-022138 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,686.062

Underlying: Class A Common Stock · 8,848.455 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.0120 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:43 UTC GrantDeferred Stock Units · Derivative 8,848.455 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-022147 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,252.435

Underlying: Class A Common Stock · 8,848.455 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.0120 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:42 UTC GrantDeferred Stock Units · Derivative 8,848.455 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-022145 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,252.435

Underlying: Class A Common Stock · 8,848.455 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.0120 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:41 UTC GrantDeferred Stock Units · Derivative 8,848.455 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-022141 · doc4.xml · derivative · entry 1

MOFFETT DAVID M · CIK 0001185490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,573.687

Underlying: Class A Common Stock · 8,848.455 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.0120 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 16:43 UTC GrantDeferred Stock Units · Derivative 16,326.022 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-022148 · doc4.xml · derivative · entry 1

RIEPE JAMES S · CIK 0001203072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,381.674

Underlying: Class A Common Stock · 16,326.022 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.0120 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:40 UTC GrantDeferred Stock Units · Derivative 8,848.455 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-022136 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,680.531

Underlying: Class A Common Stock · 8,848.455 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.0120 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:45 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 89,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019292 · doc4.xml · derivative · entry 3

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 89,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:45 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Tax withholdingClass A Common Stock 40,081 $4.02 $161,125.62
Disclosure

SEC source: 0001209191-20-019292 · doc4.xml · nonDerivative · entry 2

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,236

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:45 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Exercise / conversionClass A Common Stock 89,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-019292 · doc4.xml · nonDerivative · entry 1

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:45 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 67,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019294 · doc4.xml · derivative · entry 3

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 67,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:45 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Tax withholdingClass A Common Stock 31,203 $4.02 $125,436.06
Disclosure

SEC source: 0001209191-20-019294 · doc4.xml · nonDerivative · entry 2

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,495

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:45 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Exercise / conversionClass A Common Stock 67,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-019294 · doc4.xml · nonDerivative · entry 1

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:44 UTC
McInerney Thomas JDirector · President and CEO; Director
Exercise / conversionRestricted Stock Units · Derivative 184,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019290 · doc4.xml · derivative · entry 3

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 184,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:44 UTC
McInerney Thomas JDirector · President and CEO; Director
Tax withholdingClass A Common Stock 78,945 $4.02 $317,358.90
Disclosure

SEC source: 0001209191-20-019290 · doc4.xml · nonDerivative · entry 2

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084,243

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:44 UTC
McInerney Thomas JDirector · President and CEO; Director
Exercise / conversionClass A Common Stock 184,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-019290 · doc4.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,163,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:43 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 44,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019289 · doc4.xml · derivative · entry 4

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 44,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:43 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 20,145 $4.02 $80,982.90
Disclosure

SEC source: 0001209191-20-019289 · doc4.xml · nonDerivative · entry 2

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,231

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:43 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 44,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-019289 · doc4.xml · nonDerivative · entry 1

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:43 UTC
Bobitz Ward E.EVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 28,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019286 · doc4.xml · derivative · entry 4

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 28,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:43 UTC
Bobitz Ward E.EVP and General Counsel
Tax withholdingClass A Common Stock 12,779 $4.02 $51,371.58
Disclosure

SEC source: 0001209191-20-019286 · doc4.xml · nonDerivative · entry 2

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,340

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:43 UTC
Bobitz Ward E.EVP and General Counsel
Exercise / conversionClass A Common Stock 28,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-019286 · doc4.xml · nonDerivative · entry 1

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:40 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Tax withholdingClass A Common Stock 145,333 $4.22 $613,305.26
Disclosure

SEC source: 0001209191-20-010186 · doc4.xml · nonDerivative · entry 2

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,651

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:40 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
GrantClass A Common Stock 403,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010186 · doc4.xml · nonDerivative · entry 1

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078,984

F1 · shares: Reflects Performance Stock Units that were granted on March 15, 2017 and fully vested on February 13, 2020, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:41 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Tax withholdingClass A Common Stock 105,140 $4.22 $443,690.80
Disclosure

SEC source: 0001209191-20-010189 · doc4.xml · nonDerivative · entry 2

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,365

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:41 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
GrantClass A Common Stock 303,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010189 · doc4.xml · nonDerivative · entry 1

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,505

F1 · shares: Reflects Performance Stock Units that were granted on March 15, 2017 and fully vested on February 13, 2020, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:39 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 61,026 $4.22 $257,529.72
Disclosure

SEC source: 0001209191-20-010180 · doc4.xml · nonDerivative · entry 2

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,710

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on February 13, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.