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GNW

GENWORTH FINANCIAL INC

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Tapewire entity
4085
SEC CIK
0001276520
Parsed reports
528

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 2, 2022 21:18 UTC
Sheehan Daniel J IVEVP, CFO & CIO
GrantClass A Common Stock 540,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014723 · doc4.xml · nonDerivative · entry 1

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469,674

F1 · shares: Reflects Performance Stock Units that were granted on May 16, 2019 and fully vested on March 1, 2022, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:18 UTC
McInerney Thomas JDirector · President and CEO; Director
Tax withholdingClass A Common Stock 1,005,609 $4.00 $4,022,436.00
Disclosure

SEC source: 0001209191-22-014721 · doc4.xml · nonDerivative · entry 2

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,039,625

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:18 UTC
McInerney Thomas JDirector · President and CEO; Director
GrantClass A Common Stock 2,229,730 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014721 · doc4.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,045,234

F1 · shares: Reflects Performance Stock Units that were granted on May 16, 2019 and fully vested on March 1, 2022, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:17 UTC
Karawan Gregory S.EVP and General Counsel
Tax withholdingClass A Common Stock 17,085 $4.00 $68,340.00
Disclosure

SEC source: 0001209191-22-014717 · doc4.xml · nonDerivative · entry 2

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,673

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:17 UTC
Karawan Gregory S.EVP and General Counsel
GrantClass A Common Stock 56,758 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014717 · doc4.xml · nonDerivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,758

F1 · shares: Reflects Performance Stock Units that were granted on May 16, 2019 and fully vested on March 1, 2022, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:16 UTC
Gupta RohitPresident & CEO, Enact
Tax withholdingClass A Common Stock 120,109 $4.00 $480,436.00
Disclosure

SEC source: 0001209191-22-014715 · doc4.xml · nonDerivative · entry 2

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,854

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:16 UTC
Gupta RohitPresident & CEO, Enact
GrantClass A Common Stock 270,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014715 · doc4.xml · nonDerivative · entry 1

Gupta Rohit · CIK 0001848069 · President & CEO, Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,963

F1 · shares: Reflects Performance Stock Units that were granted on May 16, 2019 and fully vested on March 1, 2022, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:45 UTC
McInerney Thomas JDirector · President and CEO; Director
SaleClass A Common Stock 150,000 $4.17 $625,950.00
Disclosure

SEC source: 0001209191-22-012729 · doc4.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,815,504

F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.14 to $4.198 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:18 UTC
Sheehan Daniel J IVEVP, CFO & CIO
GrantRestricted Stock Units · Derivative 308,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011241 · doc4.xml · derivative · entry 1

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,642

Underlying: Class A Common Stock · 308,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 17, 2023.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 17, 2023.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:18 UTC
Karawan Gregory S.EVP and General Counsel
GrantRestricted Stock Units · Derivative 92,593 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011240 · doc4.xml · derivative · entry 1

Karawan Gregory S. · CIK 0001899392 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,593

Underlying: Class A Common Stock · 92,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 17, 2023.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 17, 2023.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:17 UTC
Hagerman MelissaEVP and Chief HR Officer
GrantRestricted Stock Units · Derivative 92,593 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011239 · doc4.xml · derivative · entry 1

Hagerman Melissa · CIK 0001899394 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,593

Underlying: Class A Common Stock · 92,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 17, 2023.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 17, 2023.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:16 UTC
Haendiges BrianEVP-U.S. Life Insurance
GrantRestricted Stock Units · Derivative 154,321 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011237 · doc4.xml · derivative · entry 1

Haendiges Brian · CIK 0001822836 · EVP-U.S. Life Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,321

Underlying: Class A Common Stock · 154,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 17, 2023.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 17, 2023.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 21:15 UTC PurchaseClass A Common Stock 50,000 $3.93 $196,650.00
Disclosure

SEC source: 0001209191-22-007436 · doc4.xml · nonDerivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: Price indicated is the weighted average purchase price as a result of a series of broker-assisted transactions ranging from $3.900 to $3.975 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:25 UTC GrantDeferred Stock Units · Derivative 7,718.639 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-000762 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,913.387

Underlying: Class A Common Stock · 7,718.639 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.037 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:29 UTC GrantDeferred Stock Units · Derivative 9,289.076 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-000778 · doc4.xml · derivative · entry 1

Smith Ramsey D. · CIK 0001853248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,311.335

Underlying: Class A Common Stock · 9,289.076 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.037 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:26 UTC GrantDeferred Stock Units · Derivative 9,289.076 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-000766 · doc4.xml · derivative · entry 1

Mills Howard D. III · CIK 0001852739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,311.335

Underlying: Class A Common Stock · 9,289.076 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.037 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:27 UTC GrantDeferred Stock Units · Derivative 287.378 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-000772 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,403.98

Underlying: Class A Common Stock · 287.378 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.037 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:27 UTC GrantDeferred Stock Units · Derivative 287.378 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-000775 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,403.98

Underlying: Class A Common Stock · 287.378 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.037 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:24 UTC GrantDeferred Stock Units · Derivative 9,289.076 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-000758 · doc4.xml · derivative · entry 1

Goodman Jill R · CIK 0001551825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,311.335

Underlying: Class A Common Stock · 9,289.076 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.037 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:23 UTC GrantDeferred Stock Units · Derivative 287.378 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-000754 · doc4.xml · derivative · entry 1

Dyson Karen Elizabeth · CIK 0001835315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,961.897

Underlying: Class A Common Stock · 287.378 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.037 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:22 UTC GrantDeferred Stock Units · Derivative 287.378 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-000751 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,832.076

Underlying: Class A Common Stock · 287.378 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.037 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:16 UTC
McInerney Thomas JDirector · President and CEO; Director
SaleClass A Common Stock 150,000 $4.38 $656,520.00
Disclosure

SEC source: 0001209191-21-064757 · doc4.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,965,504

F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.32 to $4.435 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:18 UTC GrantDeferred Stock Units · Derivative 18,690.295 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-058442 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,194.748

Underlying: Class A Common Stock · 18,690.295 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.6115 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:21 UTC GrantDeferred Stock Units · Derivative 10,383.497 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-058451 · doc4.xml · derivative · entry 1

Smith Ramsey D. · CIK 0001853248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,022.259

Underlying: Class A Common Stock · 10,383.497 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.6115 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:19 UTC GrantDeferred Stock Units · Derivative 10,383.497 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-058443 · doc4.xml · derivative · entry 1

Mills Howard D. III · CIK 0001852739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,022.259

Underlying: Class A Common Stock · 10,383.497 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.6115 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:20 UTC GrantDeferred Stock Units · Derivative 10,383.497 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-058446 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,116.602

Underlying: Class A Common Stock · 10,383.497 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.6115 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:21 UTC GrantDeferred Stock Units · Derivative 10,383.497 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-058448 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,116.602

Underlying: Class A Common Stock · 10,383.497 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.6115 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:17 UTC GrantDeferred Stock Units · Derivative 10,383.497 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-058438 · doc4.xml · derivative · entry 1

Goodman Jill R · CIK 0001551825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,022.259

Underlying: Class A Common Stock · 10,383.497 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.6115 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:16 UTC GrantDeferred Stock Units · Derivative 10,383.497 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-058434 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,544.698

Underlying: Class A Common Stock · 10,383.497 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.6115 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:16 UTC GrantDeferred Stock Units · Derivative 10,383.497 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-058437 · doc4.xml · derivative · entry 1

Dyson Karen Elizabeth · CIK 0001835315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,674.519

Underlying: Class A Common Stock · 10,383.497 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.6115 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:26 UTC GrantDeferred Stock Units · Derivative 12,159.224 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-044398 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,504.453

Underlying: Class A Common Stock · 12,159.224 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.099 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:29 UTC GrantDeferred Stock Units · Derivative 8,821.503 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-044415 · doc4.xml · derivative · entry 1

Smith Ramsey D. · CIK 0001853248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,638.762

Underlying: Class A Common Stock · 8,821.503 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.099 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:27 UTC GrantDeferred Stock Units · Derivative 8,821.503 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-044402 · doc4.xml · derivative · entry 1

Mills Howard D. III · CIK 0001852739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,638.762

Underlying: Class A Common Stock · 8,821.503 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.099 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:27 UTC GrantDeferred Stock Units · Derivative 8,821.503 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-044404 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,733.105

Underlying: Class A Common Stock · 8,821.503 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.099 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:28 UTC GrantDeferred Stock Units · Derivative 8,821.503 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-044409 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,733.105

Underlying: Class A Common Stock · 8,821.503 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.099 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:23 UTC GrantDeferred Stock Units · Derivative 8,821.503 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-044392 · doc4.xml · derivative · entry 1

Dyson Karen Elizabeth · CIK 0001835315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,291.022

Underlying: Class A Common Stock · 8,821.503 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.099 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:25 UTC GrantDeferred Stock Units · Derivative 8,821.503 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-044395 · doc4.xml · derivative · entry 1

Goodman Jill R · CIK 0001551825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,638.762

Underlying: Class A Common Stock · 8,821.503 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.099 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:22 UTC GrantDeferred Stock Units · Derivative 8,821.503 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-044386 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,161.201

Underlying: Class A Common Stock · 8,821.503 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.099 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
May 27, 2021 Filed May 28, 2021 20:16 UTC
Bobitz Ward E.EVP and General Counsel
SaleClass A Common Stock 90,000 $4.21 $378,468.00
Disclosure

SEC source: 0001209191-21-036531 · doc4.xml · nonDerivative · entry 1

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,832

F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.19 to $4.215 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 26, 2021 Filed May 27, 2021 21:02 UTC
Gupta RohitEVP - Enact
SaleClass A Common Stock 60,000 $4.21 $252,462.00
Disclosure

SEC source: 0001209191-21-036295 · doc4.xml · nonDerivative · entry 1

Gupta Rohit · CIK 0001848069 · EVP - Enact

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,691

F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.18 to $4.23 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 21, 2021 Filed May 24, 2021 20:15 UTC
McInerney Thomas JDirector · President and CEO; Director
Exercise / conversionRestricted Stock Units · Derivative 246,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035306 · doc4.xml · derivative · entry 3

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 246,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 21, 2021.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 21, 2021.

Read SEC document
May 21, 2021 Filed May 24, 2021 20:15 UTC
McInerney Thomas JDirector · President and CEO; Director
Tax withholdingClass A Common Stock 105,308 $4.16 $438,081.28
Disclosure

SEC source: 0001209191-21-035306 · doc4.xml · nonDerivative · entry 2

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115,504

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 21, 2021.

Read SEC document
May 21, 2021 Filed May 24, 2021 20:15 UTC
McInerney Thomas JDirector · President and CEO; Director
Exercise / conversionClass A Common Stock 246,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-035306 · doc4.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,220,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
May 14, 2021 Filed May 17, 2021 16:16 UTC
Harrison Pamela MEVP - Human Resources
Exercise / conversionRestricted Stock Units · Derivative 33,784 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033136 · doc4.xml · derivative · entry 3

Harrison Pamela M · CIK 0001726929 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,784

Underlying: Class A Common Stock · 33,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 16:16 UTC
Harrison Pamela MEVP - Human Resources
Tax withholdingClass A Common Stock 17,281 $4.01 $69,296.81
Disclosure

SEC source: 0001209191-21-033136 · doc4.xml · nonDerivative · entry 2

Harrison Pamela M · CIK 0001726929 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,516

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 16:16 UTC
Harrison Pamela MEVP - Human Resources
Exercise / conversionClass A Common Stock 33,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-033136 · doc4.xml · nonDerivative · entry 1

Harrison Pamela M · CIK 0001726929 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:17 UTC
Sheehan Daniel J IVEVP, CFO and CIO
Exercise / conversionRestricted Stock Units · Derivative 90,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033137 · doc4.xml · derivative · entry 3

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,091

Underlying: Class A Common Stock · 90,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:17 UTC
Sheehan Daniel J IVEVP, CFO and CIO
Tax withholdingClass A Common Stock 41,748 $4.01 $167,409.48
Disclosure

SEC source: 0001209191-21-033137 · doc4.xml · nonDerivative · entry 2

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,132

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:17 UTC
Sheehan Daniel J IVEVP, CFO and CIO
Exercise / conversionClass A Common Stock 90,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-033137 · doc4.xml · nonDerivative · entry 1

Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:16 UTC
Gupta RohitEVP - U.S. Mortgage Insurance
Exercise / conversionRestricted Stock Units · Derivative 45,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033134 · doc4.xml · derivative · entry 4

Gupta Rohit · CIK 0001848069 · EVP - U.S. Mortgage Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,046

Underlying: Class A Common Stock · 45,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.