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Nasdaq · USD

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Genasys Inc.

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7058
SEC CIK
0000924383
Parsed reports
175

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2017 Filed May 8, 2017 13:17 UTC PurchaseCommon Stock 11,000 $1.76 $19,360.00
Disclosure

SEC source: 0001437749-17-008260 · rdgdoc.xml · nonDerivative · entry 1

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Read SEC document
May 05, 2017 Filed May 8, 2017 17:49 UTC PurchaseCommon Stock 5,078 $1.75 $8,886.50
Disclosure

SEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 9

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Read SEC document
May 05, 2017 Filed May 8, 2017 17:49 UTC PurchaseCommon Stock 400 $1.75 $699.60
Disclosure

SEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 8

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,922

Read SEC document
May 05, 2017 Filed May 8, 2017 17:49 UTC PurchaseCommon Stock 7,600 $1.74 $13,224.00
Disclosure

SEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 7

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,522

Read SEC document
May 05, 2017 Filed May 8, 2017 17:49 UTC PurchaseCommon Stock 100 $1.73 $173.00
Disclosure

SEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 6

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,922

Read SEC document
May 05, 2017 Filed May 8, 2017 17:49 UTC PurchaseCommon Stock 1,198 $1.72 $2,060.56
Disclosure

SEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 5

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,822

Read SEC document
May 05, 2017 Filed May 8, 2017 17:49 UTC PurchaseCommon Stock 1,000 $1.72 $1,719.00
Disclosure

SEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 4

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,624

Read SEC document
May 05, 2017 Filed May 8, 2017 17:49 UTC PurchaseCommon Stock 794 $1.70 $1,349.80
Disclosure

SEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 3

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,624

Read SEC document
May 05, 2017 Filed May 8, 2017 17:49 UTC PurchaseCommon Stock 100 $1.66 $166.00
Disclosure

SEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 2

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,830

Read SEC document
May 05, 2017 Filed May 8, 2017 17:49 UTC PurchaseCommon Stock 3,730 $1.64 $6,117.20
Disclosure

SEC source: 0001437749-17-008266 · rdgdoc.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,730

Read SEC document
March 14, 2017 Filed Mar 16, 2017 14:31 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004688 · rdgdoc.xml · derivative · entry 2

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock.

F3 · derivative.exercise_date: RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs.

F3 · derivative.expiration_date: RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 14:31 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004688 · rdgdoc.xml · derivative · entry 1

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock.

F2 · derivative.exercise_date: RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs.

F2 · derivative.expiration_date: RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:32 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004689 · rdgdoc.xml · derivative · entry 2

McCollum Daniel H · CIK 0001669500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock.

F3 · derivative.exercise_date: RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs.

F3 · derivative.expiration_date: RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:32 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004689 · rdgdoc.xml · derivative · entry 1

McCollum Daniel H · CIK 0001669500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock.

F2 · derivative.exercise_date: RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs.

F2 · derivative.expiration_date: RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:30 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004686 · rdgdoc.xml · derivative · entry 2

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock.

F3 · derivative.exercise_date: RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs.

F3 · derivative.expiration_date: RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:30 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004686 · rdgdoc.xml · derivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock.

F2 · derivative.exercise_date: RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs.

F2 · derivative.expiration_date: RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:29 UTC
Clague LauraDirector
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004685 · rdgdoc.xml · derivative · entry 2

Clague Laura · CIK 0001388773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock.

F3 · derivative.exercise_date: RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs.

F3 · derivative.expiration_date: RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:29 UTC
Clague LauraDirector
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004685 · rdgdoc.xml · derivative · entry 1

Clague Laura · CIK 0001388773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock.

F2 · derivative.exercise_date: RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs.

F2 · derivative.expiration_date: RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:28 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004683 · rdgdoc.xml · derivative · entry 2

Coburn John G · CIK 0001582258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock.

F3 · derivative.exercise_date: RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs.

F3 · derivative.expiration_date: RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 18:28 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004683 · rdgdoc.xml · derivative · entry 1

Coburn John G · CIK 0001582258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock.

F2 · derivative.exercise_date: RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs.

F2 · derivative.expiration_date: RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 16:38 UTC PurchaseCommon Stock 6,000 $1.71 $10,263.60
Disclosure

SEC source: 0001437749-16-043225 · rdgdoc.xml · nonDerivative · entry 1

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
December 09, 2016 Filed Dec 12, 2016 21:54 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001437749-16-043228 · rdgdoc.xml · derivative · entry 1

MCDERMOTT KATHERINE H · CIK 0001203320 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2023-12-09

F1 · derivative.exercise_date: Grant to reporting person on December 9, 2016 of an option to purchase 100,000 shares. The option vests as to 1/3 of the shares on the date of grant and 1/12 of the shares quarterly thereafter until fully vested.

Read SEC document
November 14, 2016 Filed Nov 17, 2016 14:32 UTC SaleCommon Stock 202,953 $1.80 $365,315.40
Disclosure

SEC source: 0001535264-16-000171 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 3,989,757

F1 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,846,889 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 590,716 Shares held by SSPE, 214,978 Shares held by TECH and 1,337,174 Shares held by TECH II.

F2 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,846,889 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 590,716 Shares held by SSPE, 214,978 Shares held by TECH and 1,337,174 Shares held by TECH II.

F2 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,846,889 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 590,716 Shares held by SSPE, 214,978 Shares held by TECH and 1,337,174 Shares held by TECH II.

F2 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,846,889 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 590,716 Shares held by SSPE, 214,978 Shares held by TECH and 1,337,174 Shares held by TECH II.

F2 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.