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MCDERMOTT KATHERINE H

Disclosed activity across 2 companies

Tapewire entity
155598
SEC CIK
0001203320

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Beam GlobalEVSI · Entity 7457Chief Financial OfficerJuly 23, 2019August 07, 2019
Genasys Inc.LRAD · Entity 7058CFO/SecretaryDecember 09, 2016December 12, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Beam Global

Report date July 23, 2019 · Filed August 07, 2019 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.78 · Expires 2029-07-23Direct49,104 Reported balance After 2019-07-23 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2019-07-23 · Grant · Acquired 49,104 · Balance 49,104

F1: The exercise price of derivative security was changed from $5.56 to $5.78.

F2: The option vests and becomes exercisable in 48 equal monthly installments with the first vesting date beginning on August 31, 2019.

F3: The expiration date was changed from 7/23/2019 to 7/23/2029.

Filing footnotes · ownership attribution and instrument terms

F1: The exercise price of derivative security was changed from $5.56 to $5.78.

F2: The option vests and becomes exercisable in 48 equal monthly installments with the first vesting date beginning on August 31, 2019.

F3: The expiration date was changed from 7/23/2019 to 7/23/2029.

Genasys Inc.

Report date December 09, 2016 · Filed December 12, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.70 · Expires 2023-12-09Direct100,000 Reported balance After 2016-12-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2016-12-09 · Grant · Acquired 100,000 · Balance 100,000

F1: Grant to reporting person on December 9, 2016 of an option to purchase 100,000 shares. The option vests as to 1/3 of the shares on the date of grant and 1/12 of the shares quarterly thereafter until fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: Grant to reporting person on December 9, 2016 of an option to purchase 100,000 shares. The option vests as to 1/3 of the shares on the date of grant and 1/12 of the shares quarterly thereafter until fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 23, 2019 Filed Jul 23, 2019 18:35 UTC Beam Global EVSI · Entity 7457 GrantEmployee Stock Option (right to buy) · Derivative 49,104 $0.00 Strike: $5.56 $0.00
Disclosure

SEC source: 0001203320-19-000002 · primary_doc.xml · derivative · entry 1

MCDERMOTT KATHERINE H · CIK 0001203320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,104

Underlying: Common Stock · 49,104 shares

Expires 2019-07-23

F1 · derivative.exercise_date: The option vests and becomes exercisable in 48 equal monthly installments with the first vesting date beginning on August 31, 2019.

Read SEC document
July 23, 2019 Filed Aug 7, 2019 18:40 UTC Amendment Beam Global EVSI · Entity 7457 GrantEmployee Stock Option (right to buy) · Derivative 49,104 $0.00 Strike: $5.78 $0.00
Disclosure

SEC source: 0001203320-19-000004 · primary_doc.xml · derivative · entry 1

MCDERMOTT KATHERINE H · CIK 0001203320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,104

Underlying: Common Stock · 49,104 shares

Expires 2029-07-23

F1 · derivative.exercise_price: The exercise price of derivative security was changed from $5.56 to $5.78.

F2 · derivative.exercise_date: The option vests and becomes exercisable in 48 equal monthly installments with the first vesting date beginning on August 31, 2019.

F3 · derivative.expiration_date: The expiration date was changed from 7/23/2019 to 7/23/2029.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 21:54 UTC Genasys Inc. LRAD · Entity 7058 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001437749-16-043228 · rdgdoc.xml · derivative · entry 1

MCDERMOTT KATHERINE H · CIK 0001203320 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2023-12-09

F1 · derivative.exercise_date: Grant to reporting person on December 9, 2016 of an option to purchase 100,000 shares. The option vests as to 1/3 of the shares on the date of grant and 1/12 of the shares quarterly thereafter until fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.