Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 22, 2020 Filed Jul 23, 2020 20:57 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 11,239 | $4.52 | $50,747.46 |
DisclosureSEC source: 0001535264-20-000041 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 4,775,059 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,270,962 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 595,548 Shares held by SSPE, 264,340 Shares held by TECH and 1,644,209 Shares held by TECH II. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,270,962 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 595,548 Shares held by SSPE, 264,340 Shares held by TECH and 1,644,209 Shares held by TECH II. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,270,962 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 595,548 Shares held by SSPE, 264,340 Shares held by TECH and 1,644,209 Shares held by TECH II. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,270,962 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 595,548 Shares held by SSPE, 264,340 Shares held by TECH and 1,644,209 Shares held by TECH II. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 20:57 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 12,050 | $4.82 | $58,129.20 |
DisclosureSEC source: 0001535264-20-000041 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 4,786,298 F1 · price: This is a weighted average price. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 20:57 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 20,358 | $4.80 | $97,744.87 |
DisclosureSEC source: 0001535264-20-000041 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 4,798,348 F1 · price: This is a weighted average price. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 18:54 UTC |
McCollum Daniel HDirector
|
SaleCommon stock | 9,900 | $5.58 | $55,242.00 |
DisclosureSEC source: 0001437749-20-013218 · rdgdoc.xml · nonDerivative · entry 2 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction at prices ranging from $5.26 to $5.82, inclusive. The reporting person undertakes to provide to LRAD Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 18:54 UTC |
McCollum Daniel HDirector
|
SaleCommon stock | 100 | $5.50 | $550.00 |
DisclosureSEC source: 0001437749-20-013218 · rdgdoc.xml · nonDerivative · entry 1 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,400 Read SEC document |
| June 08, 2020 Filed Jun 11, 2020 00:27 UTC |
Osgood Richard Hoe IIIDirector
|
Exercise / conversionStock option · Derivative | 30,000 | $1.76 Strike: $1.76 | $52,800.00 |
DisclosureSEC source: 0001437749-20-012851 · rdgdoc.xml · derivative · entry 3 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2020-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 11, 2020 00:27 UTC |
Osgood Richard Hoe IIIDirector
|
GiftCommon stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-012851 · rdgdoc.xml · nonDerivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,000 Read SEC document |
| June 08, 2020 Filed Jun 11, 2020 00:27 UTC |
Osgood Richard Hoe IIIDirector
|
Exercise / conversionCommon stock | 30,000 | $1.76 | $52,800.00 |
DisclosureSEC source: 0001437749-20-012851 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:37 UTC |
Osgood Richard Hoe IIIDirector
|
GiftCommon stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-011169 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,000 Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 15:42 UTC |
Coburn John GDirector
|
PurchaseCommon stock | 1,060 | $2.17 | $2,300.20 |
DisclosureSEC source: 0001437749-20-005858 · rdgdoc.xml · nonDerivative · entry 3 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,202 Read SEC document |
| March 12, 2020 Filed Mar 13, 2019 20:42 UTC |
Anchin Scott LDirector
|
GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004840 · rdgdoc.xml · derivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. Read SEC document |
| March 12, 2020 Filed Mar 14, 2019 00:48 UTC |
Clague LauraDirector
|
GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004842 · rdgdoc.xml · derivative · entry 1 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · derivative.exercise_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. F2 · derivative.expiration_date: RSUs vest on March 12, 2020. Expiration date is not applicable to RSUs. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 19:03 UTC Amendment |
Anchin Scott LDirector
|
Exercise / conversionRestricted Stock units · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-005001 · rdgdoc.xml · derivative · entry 3 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · derivative.expiration_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 19:03 UTC Amendment |
Anchin Scott LDirector
|
Exercise / conversionCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-005001 · rdgdoc.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · shares: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 14:28 UTC |
Anchin Scott LDirector
|
Exercise / conversionRestricted Stock units · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004914 · rdgdoc.xml · derivative · entry 3 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 116,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · derivative.expiration_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 14:28 UTC |
Anchin Scott LDirector
|
Exercise / conversionCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004914 · rdgdoc.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · shares: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 22:49 UTC |
Clague LauraDirector
|
Exercise / conversionRestricted Stock units · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004995 · rdgdoc.xml · derivative · entry 3 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · derivative.expiration_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 22:49 UTC |
Clague LauraDirector
|
Exercise / conversionCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004995 · rdgdoc.xml · nonDerivative · entry 2 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · shares: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 22:55 UTC |
Osgood Richard Hoe IIIDirector
|
Exercise / conversionRestricted Stock units · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004999 · rdgdoc.xml · derivative · entry 3 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · derivative.expiration_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 22:55 UTC |
Osgood Richard Hoe IIIDirector
|
Exercise / conversionCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004999 · rdgdoc.xml · nonDerivative · entry 2 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · shares: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 22:52 UTC |
McCollum Daniel HDirector
|
Exercise / conversionRestricted Stock units · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004997 · rdgdoc.xml · derivative · entry 3 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · derivative.expiration_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 22:52 UTC |
McCollum Daniel HDirector
|
Exercise / conversionCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004997 · rdgdoc.xml · nonDerivative · entry 2 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · shares: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 22:47 UTC |
Coburn John GDirector
|
Exercise / conversionRestricted Stock units · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004993 · rdgdoc.xml · derivative · entry 3 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · derivative.expiration_date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 22:47 UTC |
Coburn John GDirector
|
Exercise / conversionCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004993 · rdgdoc.xml · nonDerivative · entry 2 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F2 · shares: The reporting person received a grant of 30,000 RSU's on March 12, 2019. These vested on March 12, 2020 and the reporting person received one share of Genasys Inc. common stock for each RSU. F3 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 19:03 UTC Amendment |
Anchin Scott LDirector
|
GrantCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-005001 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,005 F1 · security: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · shares: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · price: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 14:28 UTC |
Anchin Scott LDirector
|
GrantCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004914 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,005 F1 · security: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · shares: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · price: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:49 UTC |
Clague LauraDirector
|
GrantCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004995 · rdgdoc.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,600 F1 · security: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · shares: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · price: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:55 UTC |
Osgood Richard Hoe IIIDirector
|
GrantCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004999 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 F1 · security: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · shares: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · price: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:52 UTC |
McCollum Daniel HDirector
|
GrantCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004997 · rdgdoc.xml · nonDerivative · entry 1 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · security: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · shares: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · price: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:47 UTC |
Coburn John GDirector
|
GrantCommon stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-004993 · rdgdoc.xml · nonDerivative · entry 1 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,660 F1 · security: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · shares: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. F1 · price: On March 10, 2020, the issuer granted to the reporting person 30,000 restricted stock units (RSU's) that vest on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| March 09, 2020 Filed Mar 23, 2020 15:42 UTC |
Coburn John GDirector
|
PurchaseCommon stock | 17,382 | $2.95 | $51,276.90 |
DisclosureSEC source: 0001437749-20-005858 · rdgdoc.xml · nonDerivative · entry 2 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,142 Read SEC document |
| March 06, 2020 Filed Mar 23, 2020 15:42 UTC |
Coburn John GDirector
|
PurchaseCommon stock | 100 | $2.95 | $295.00 |
DisclosureSEC source: 0001437749-20-005858 · rdgdoc.xml · nonDerivative · entry 1 Coburn John G · CIK 0001582258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,760 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 20:05 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 32,000 | $3.36 | $107,491.20 |
DisclosureSEC source: 0001535264-20-000031 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 4,818,706 F1 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 600,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II. F2 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · price: This is a wighted average price. F1 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 600,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II. F2 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 600,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II. F2 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 600,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II. F2 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 02:24 UTC |
Klahn Dennis DCFO/Secretary
|
Tax withholdingCommon stock | 1,359 | $3.17 | $4,308.03 |
DisclosureSEC source: 0001437749-20-000327 · rdgdoc.xml · nonDerivative · entry 2 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,641 F3 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. F3 · shares: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. F3 · price: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 02:24 UTC |
Klahn Dennis DCFO/Secretary
|
GrantCommon stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-000327 · rdgdoc.xml · nonDerivative · entry 1 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · security: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. F2 · security: On January 6, 2020, the issuer granted to the reporting person 10,000 restricted stock units (RSU's). F2 · shares: On January 6, 2020, the issuer granted to the reporting person 10,000 restricted stock units (RSU's). F4 · shares: 1/3 of the shares subject to the RSU's vest on each of the first three anniversaries of the date of grant such that the RSU's are fully vested on the third anniversary. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock. Read SEC document |
| January 06, 2020 Filed Jan 6, 2021 22:18 UTC |
Klahn Dennis DCFO/Secretary
|
Tax withholdingCommon Stock | 1,369 | $6.44 | $8,816.36 |
DisclosureSEC source: 0001437749-21-000285 · rdgdoc.xml · nonDerivative · entry 2 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,910 F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. F1 · shares: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. F1 · price: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. Read SEC document |
| January 04, 2020 Filed Jan 6, 2021 22:18 UTC |
Klahn Dennis DCFO/Secretary
|
Tax withholdingCommon Stock | 1,362 | $6.36 | $8,662.32 |
DisclosureSEC source: 0001437749-21-000285 · rdgdoc.xml · nonDerivative · entry 1 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,279 F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. F1 · shares: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. F1 · price: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 00:29 UTC |
McCollum Daniel HDirector
|
SaleCommon stock | 12,500 | $3.40 | $42,500.00 |
DisclosureSEC source: 0001437749-19-024488 · rdgdoc.xml · nonDerivative · entry 3 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.40 to $3.42, inclusive. The reporting person undertakes to provide to LRAD Corporation or the staff of the Securities Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 14:17 UTC Amendment |
McCollum Daniel HDirector
|
SaleCommon stock | 12,500 | $3.40 | $42,500.00 |
DisclosureSEC source: 0001437749-19-024503 · rdgdoc.xml · nonDerivative · entry 3 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.40 to $3.42, inclusive. The reporting person undertakes to provide to LRAD Corporation or the staff of the Securities Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 00:29 UTC |
McCollum Daniel HDirector
|
SaleCommon stock | 20,000 | $3.43 | $68,600.00 |
DisclosureSEC source: 0001437749-19-024488 · rdgdoc.xml · nonDerivative · entry 2 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.38 to $3.45, inclusive. The reporting person undertakes to provide to LRAD Corporation or the staff of the Securities Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 14:17 UTC Amendment |
McCollum Daniel HDirector
|
SaleCommon stock | 20,000 | $3.43 | $68,600.00 |
DisclosureSEC source: 0001437749-19-024503 · rdgdoc.xml · nonDerivative · entry 2 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.38 to $3.45, inclusive. The reporting person undertakes to provide to LRAD Corporation or the staff of the Securities Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| December 12, 2019 Filed Dec 17, 2019 00:29 UTC |
McCollum Daniel HDirector
|
SaleCommon stock | 20,000 | $3.47 | $69,400.00 |
DisclosureSEC source: 0001437749-19-024488 · rdgdoc.xml · nonDerivative · entry 1 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.49, inclusive. The reporting person undertakes to provide to LRAD Corporation or the staff of the Securities Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| December 12, 2019 Filed Dec 17, 2019 14:17 UTC Amendment |
McCollum Daniel HDirector
|
SaleCommon stock | 20,000 | $3.47 | $69,400.00 |
DisclosureSEC source: 0001437749-19-024503 · rdgdoc.xml · nonDerivative · entry 1 McCollum Daniel H · CIK 0001669500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.49, inclusive. The reporting person undertakes to provide to LRAD Corporation or the staff of the Securities Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| December 05, 2019 Filed Dec 7, 2019 00:54 UTC | GrantStock option · Derivative | 187,500 | Not disclosed Strike: $1.99 | Not disclosed |
DisclosureSEC source: 0001437749-19-024016 · rdgdoc.xml · derivative · entry 1 Danforth Richard · CIK 0001681117 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,500 Underlying: Common Stock · 187,500 shares Expires 2023-08-01 F1 · price: On August 1, 2016, the reporting person was granted an option to purchase shares of common stock that vest based upon Genasys achieving specified performance targets for its fiscal year ended September 30, 2019. Genasys' performance for fiscal year 2019 resulted in the vesting of options to purchase 187,500 shares. F1 · derivative.exercise_date: On August 1, 2016, the reporting person was granted an option to purchase shares of common stock that vest based upon Genasys achieving specified performance targets for its fiscal year ended September 30, 2019. Genasys' performance for fiscal year 2019 resulted in the vesting of options to purchase 187,500 shares. Read SEC document |
|
| September 09, 2019 Filed Sep 10, 2019 17:24 UTC |
Anchin Scott LDirector
|
SaleCommon stock | 25,000 | $3.13 | $78,250.00 |
DisclosureSEC source: 0001437749-19-018159 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,005 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.10 to $3.17, inclusive. The reporting person undertakes to provide to LRAD Corporation, any security holder of LRAD Corporation or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:48 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 100,000 | $4.02 | $401,870.00 |
DisclosureSEC source: 0001535264-19-000048 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 4,850,706 F1 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 632,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II. F2 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · price: This is a weighted average price. F1 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 632,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II. F2 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 632,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II. F2 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,291,720 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 632,992 Shares held by SSPE, 266,756 Shares held by TECH and 1,659,238 Shares held by TECH II. F2 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 11, 2019 Filed Jun 24, 2019 17:56 UTC |
Anchin Scott LDirector
|
SaleCommon stock | 9,560 | $3.20 | $30,608.25 |
DisclosureSEC source: 0001437749-19-012579 · rdgdoc.xml · nonDerivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,005 Read SEC document |
| June 10, 2019 Filed Jun 24, 2019 17:56 UTC |
Anchin Scott LDirector
|
SaleCommon stock | 2,435 | $3.28 | $7,990.45 |
DisclosureSEC source: 0001437749-19-012579 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,565 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 19:14 UTC |
Anchin Scott LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005367 · rdgdoc.xml · derivative · entry 2 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F1 · derivative.expiration_date: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 19:14 UTC |
Anchin Scott LDirector
|
Exercise / conversionCommon stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-005367 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person received a grant of 25,000 Restricted Stock Units (RSUs) on March 20, 2018. These vested on March 20, 2019 and the reporting person received one share of LRAD Corporation common stock for each RSU. F2 · price: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. F2 · acquired: No purchase price, conversion price or exercise price was paid because the restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.