GNSS

SEC source: 0001437749-24-027783 · rdgdoc.xml · nonDerivative · entry 3

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,850

F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F4 · balance_after: This amendment is being filed to correct the number of shares of common stock beneficially held after the transaction reported on 2/14/2024. The original filing listed the shares at 37,516. This has been corrected to list 50,850.

SEC source: 0001437749-24-004318 · rdgdoc.xml · nonDerivative · entry 2

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,624

F1 · kind: 1. Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

SEC source: 0001437749-24-027783 · rdgdoc.xml · nonDerivative · entry 2

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,958

F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F3 · balance_after: This amendment is being filed to correct the number of shares of common stock beneficially held after the transaction reported on 2/12/2024. The original filing listed the shares at 31,624. This has been corrected to list 54,958.

SEC source: 0001437749-24-004318 · rdgdoc.xml · nonDerivative · entry 1

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,660

F1 · kind: 1. Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

SEC source: 0001437749-24-027783 · rdgdoc.xml · nonDerivative · entry 1

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,327

F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F2 · balance_after: This amendment is being filed to correct the number of shares of common stock beneficially held after the transaction reported on 2/12/2024. The original filing listed the shares at 29,660. This has been corrected to list 56,327.

SEC source: 0001437749-23-034506 · rdgdoc.xml · nonDerivative · entry 2

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,152

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchase in multiple transactions at prices ranging from $1.80 to $1.89. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each price within the range set forth in the footnote of this Form 4.

SEC source: 0001437749-23-034506 · rdgdoc.xml · nonDerivative · entry 1

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,152

SEC source: 0001437749-23-034384 · rdgdoc.xml · derivative · entry 1

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common stock · 90,000 shares

Expires 2030-12-12

F1 · derivative.exercise_date: Grant to reporting person on December 12, 2023, of options to purchase 90,000 shares of the issuer's common stock. The options vest as to 1/3 of the shares on December 12, 2024, 1/3 of the shares on December 12, 2025 and 1/3 of the shares on December 12, 2026.

SEC source: 0001437749-23-034366 · rdgdoc.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,883

F1 · price: The price reported in column 4 is a weighted average price. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price.

SEC source: 0001437749-23-027929 · rdgdoc.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,883

F1 · shares: On October 2, 2023, the reporting person purchased 50,000 shares of Genasys Inc. common stock as part of the company's underwritten public offering of common stock.

SEC source: 0001535264-23-000076 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 5,749,544

F1 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 717,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II.

F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · price: This is a weighted average price.

F1 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 717,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II.

F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 717,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II.

F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 717,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II.

F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-017070 · rdgdoc.xml · derivative · entry 3

Danforth Richard · CIK 0001681117 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 150,753 shares

Expires 2023-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant to reporting person on August 1, 2016, of an option to purchase 375,000 shares. The option vested as to 1/3 of the shares on August 1, 2017, and 1/12 of the shares quarterly thereafter until fully vested.

SEC source: 0001437749-23-017070 · rdgdoc.xml · nonDerivative · entry 2

Danforth Richard · CIK 0001681117 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-23-017070 · rdgdoc.xml · nonDerivative · entry 1

Danforth Richard · CIK 0001681117 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,939

SEC source: 0001437749-23-016269 · rdgdoc.xml · derivative · entry 4

Danforth Richard · CIK 0001681117 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 562,500 shares

Expires 2023-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 1, 2016, the reporting person was granted an option to purchase shares of common stock that vested based upon Genasys achieving specified performance targets for its fiscal years ended September 30, 2019 and September 30, 2020. Genasys' performance for fiscal year 2019 resulted in the vesting of options to purchase 187,500 shares and Genasys' performance for fiscal year 2020 resulted in the vesting of options to purchase 375,000 shares.

F2 · derivative.underlying_shares: On August 1, 2016, the reporting person was granted an option to purchase shares of common stock that vested based upon Genasys achieving specified performance targets for its fiscal years ended September 30, 2019 and September 30, 2020. Genasys' performance for fiscal year 2019 resulted in the vesting of options to purchase 187,500 shares and Genasys' performance for fiscal year 2020 resulted in the vesting of options to purchase 375,000 shares.

SEC source: 0001437749-23-016269 · rdgdoc.xml · derivative · entry 3

Danforth Richard · CIK 0001681117 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,753

Underlying: Common stock · 224,247 shares

Expires 2023-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Grant to reporting person on August 1, 2016 of an option to purchase 375,000 shares. The option vested as to 1/3 of the shares on August 1, 2017 and 1/12 of the shares quarterly thereafter until fully vested.

F1 · derivative.underlying_shares: Grant to reporting person on August 1, 2016 of an option to purchase 375,000 shares. The option vested as to 1/3 of the shares on August 1, 2017 and 1/12 of the shares quarterly thereafter until fully vested.

SEC source: 0001437749-23-016269 · rdgdoc.xml · nonDerivative · entry 2

Danforth Richard · CIK 0001681117 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,427

SEC source: 0001437749-23-016269 · rdgdoc.xml · nonDerivative · entry 1

Danforth Richard · CIK 0001681117 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-23-014437 · rdgdoc.xml · nonDerivative · entry 2

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Daughter

Disclosed balance after: 2,500

SEC source: 0001437749-23-014437 · rdgdoc.xml · nonDerivative · entry 1

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 2,500

SEC source: 0001437749-23-008725 · rdgdoc.xml · nonDerivative · entry 1

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,152

F1 · price: On March 14, 2023, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

SEC source: 0001437749-23-008727 · rdgdoc.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,883

F1 · price: On March 14, 2023, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

SEC source: 0001437749-23-008723 · rdgdoc.xml · nonDerivative · entry 1

Schmeiser Susan Lee · CIK 0001880028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,500

F1 · price: On March 14, 2023, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

SEC source: 0001437749-23-008721 · rdgdoc.xml · nonDerivative · entry 1

Seymour Caltha · CIK 0001880835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,500

F1 · price: On March 14, 2023, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

SEC source: 0001437749-23-006184 · rdgdoc.xml · derivative · entry 4

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 30,000 shares

Expires 2023-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-23-006184 · rdgdoc.xml · nonDerivative · entry 3

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,152

SEC source: 0001437749-23-006184 · rdgdoc.xml · nonDerivative · entry 2

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-23-003521 · rdgdoc.xml · nonDerivative · entry 4

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,696

F2 · shares: 1/3 of the shares subject to the restricted stock units vest on each of the first three anniversaries of the grant date such that the restricted stock units are fully vested on the third anniversary of the grant date.

F3 · price: On February 13, 2023, the issuer granted to the reporting person 30,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

SEC source: 0001437749-23-003521 · rdgdoc.xml · nonDerivative · entry 3

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,696

F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F1 · shares: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F1 · price: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

SEC source: 0001437749-23-003521 · rdgdoc.xml · nonDerivative · entry 2

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,065

F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F1 · shares: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F1 · price: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

SEC source: 0001437749-23-003521 · rdgdoc.xml · nonDerivative · entry 1

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,434

F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F1 · shares: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F1 · price: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

SEC source: 0001437749-22-023918 · rdgdoc.xml · derivative · entry 1

Danforth Richard · CIK 0001681117 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144,000

Underlying: Common Stock · 200,000 shares

Expires 2029-10-08

F1 · derivative.exercise_date: Grant to reporting person on October 8, 2022, of an option to purchase 200,000 shares. The options vest as to 1/2 of the shares on October 8, 2023, and 1/2 of the shares on October 8, 2024.

SEC source: 0001437749-22-022188 · rdgdoc.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,883

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.07 to $3.12, inclusive. The reporting person undertakes to provide Genasys Inc., or the the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in the footnote of this Form 4.

SEC source: 0001437749-22-009944 · rdgdoc.xml · derivative · entry 3

Clague Laura · CIK 0001388773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-22-009944 · rdgdoc.xml · nonDerivative · entry 1

Clague Laura · CIK 0001388773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-22-006572 · rdgdoc.xml · nonDerivative · entry 1

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,238

F1 · price: On March 15, 2022, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

SEC source: 0001437749-22-006570 · rdgdoc.xml · nonDerivative · entry 1

Clague Laura · CIK 0001388773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,311

F1 · price: On March 15, 2022, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

SEC source: 0001437749-22-006569 · rdgdoc.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,883

F1 · price: On March 15, 2022, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

SEC source: 0001437749-22-006568 · rdgdoc.xml · nonDerivative · entry 1

Schmeiser Susan Lee · CIK 0001880028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

F1 · price: On March 15, 2022, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

SEC source: 0001437749-22-006566 · rdgdoc.xml · nonDerivative · entry 1

Seymour Caltha · CIK 0001880835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

F1 · price: On March 15, 2022, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

SEC source: 0001437749-22-004289 · rdgdoc.xml · derivative · entry 4

Clague Laura · CIK 0001388773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-22-004289 · rdgdoc.xml · nonDerivative · entry 2

Clague Laura · CIK 0001388773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,311

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.10 to $3.20, inclusive. The reporting owner undertakes to provide Genasys Inc. and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

F1 · acquired: The reporting person disposed of these shares to cover the cost and tax withholding obligations related to exercising the options that were scheduled to expire March 18, 2022.

SEC source: 0001437749-22-004289 · rdgdoc.xml · nonDerivative · entry 1

Clague Laura · CIK 0001388773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-22-004052 · rdgdoc.xml · derivative · entry 2

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-22-004052 · rdgdoc.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-22-003397 · rdgdoc.xml · nonDerivative · entry 1

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,803

F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F1 · shares: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F1 · price: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

SEC source: 0001437749-22-003241 · rdgdoc.xml · nonDerivative · entry 1

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,172

F1 · date: On February 10, 2022, the issuer granted to the reporting person 10,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · shares: 1/3 of the shares subject to the restricted stock units vest on each of the first three anniversaries of the date of grant such that the restricted stock units are fully vested on the third anniversary of the grant date.

F1 · price: On February 10, 2022, the issuer granted to the reporting person 10,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

SEC source: 0001437749-22-000592 · rdgdoc.xml · nonDerivative · entry 2

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,172

F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F1 · shares: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F1 · price: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

SEC source: 0001437749-22-000592 · rdgdoc.xml · nonDerivative · entry 1

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,541

F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F1 · shares: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

F1 · price: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

SEC source: 0001437749-21-028005 · rdgdoc.xml · nonDerivative · entry 1

Danforth Richard · CIK 0001681117 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.83 to $3.86, inclusive. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in footnote 1 of this Form 4.