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Nasdaq · USD

GNLX

GENELUX Corp

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1116
SEC CIK
0001231457
Parsed reports
187

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202604
Jun 202602
Jul 202601
Aug 202606
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2024 Filed Jun 8, 2024 01:45 UTC PurchaseCommon Stock 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-016107 · form4-06072024_090604.xml · nonDerivative · entry 1

Mirabelli Mary · CIK 0001937525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,460

F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

Read SEC document
May 29, 2024 Filed Jun 8, 2024 01:40 UTC
Yu YongVP, Clinical Trial Operations
PurchaseCommon Stock Warrant (Right to Buy) · Derivative 2,500 Not disclosed Strike: $5.25 Not disclosed
Disclosure

SEC source: 0001415889-24-016101 · form4-06072024_090610.xml · derivative · entry 2

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2029-05-29

F1 · kind: The Reporting Person's purchase reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's sale of common stock on December 15, 2023. The Reporting Person has agreed to pay to the Issuer the profit realized in connection with the short-swing transaction, less transaction costs.

F2 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

Read SEC document
May 29, 2024 Filed Jun 8, 2024 01:40 UTC
Yu YongVP, Clinical Trial Operations
PurchaseCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-016101 · form4-06072024_090610.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

F1 · kind: The Reporting Person's purchase reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's sale of common stock on December 15, 2023. The Reporting Person has agreed to pay to the Issuer the profit realized in connection with the short-swing transaction, less transaction costs.

F2 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

Read SEC document
May 29, 2024 Filed Jun 8, 2024 01:40 UTC
Zindrick ThomasDirector · President and CEO
PurchaseCommon Stock Warrant (Right to Buy) · Derivative 200,000 Not disclosed Strike: $5.25 Not disclosed
Disclosure

SEC source: 0001415889-24-016100 · form4-06072024_090608.xml · derivative · entry 3

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2029-05-29

F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

F2 · ownership.nature: By Zindrick Living Trust DTD 3-5-2009

Read SEC document
May 29, 2024 Filed Jun 8, 2024 01:40 UTC
Zindrick ThomasDirector · President and CEO
PurchaseCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-016100 · form4-06072024_090608.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 200,000

F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

F2 · ownership.nature: By Zindrick Living Trust DTD 3-5-2009

Read SEC document
May 29, 2024 Filed Jun 8, 2024 01:40 UTC
Smalling RalphHead of Regulatory
PurchaseCommon Stock Warrant (Right to Buy) · Derivative 1,250 Not disclosed Strike: $5.25 Not disclosed
Disclosure

SEC source: 0001415889-24-016099 · form4-06072024_090606.xml · derivative · entry 2

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2029-05-29

F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

Read SEC document
May 29, 2024 Filed Jun 8, 2024 01:40 UTC
Smalling RalphHead of Regulatory
PurchaseCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-016099 · form4-06072024_090606.xml · nonDerivative · entry 1

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,315

F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

Read SEC document
May 29, 2024 Filed Jun 8, 2024 01:40 UTC
Ryder SeanGeneral Counsel
PurchaseCommon Stock Warrant (Right to Buy) · Derivative 10,000 Not disclosed Strike: $5.25 Not disclosed
Disclosure

SEC source: 0001415889-24-016098 · form4-06072024_090603.xml · derivative · entry 2

Ryder Sean · CIK 0001937485 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-05-29

F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

Read SEC document
May 29, 2024 Filed Jun 8, 2024 01:40 UTC
Ryder SeanGeneral Counsel
PurchaseCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-016098 · form4-06072024_090603.xml · nonDerivative · entry 1

Ryder Sean · CIK 0001937485 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,572

F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

Read SEC document
May 29, 2024 Filed Jun 8, 2024 01:40 UTC
Zak Lourie S.Chief Financial Officer
PurchaseCommon Stock Warrant (Right to Buy) · Derivative 31,250 Not disclosed Strike: $5.25 Not disclosed
Disclosure

SEC source: 0001415889-24-016097 · form4-06072024_090601.xml · derivative · entry 2

Zak Lourie S. · CIK 0001991207 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 31,250 shares

Expires 2029-05-29

F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

Read SEC document
May 29, 2024 Filed Jun 8, 2024 01:40 UTC
Zak Lourie S.Chief Financial Officer
PurchaseCommon Stock 31,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-016097 · form4-06072024_090601.xml · nonDerivative · entry 1

Zak Lourie S. · CIK 0001991207 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,250

F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

Read SEC document
May 15, 2024 Filed May 15, 2024 21:59 UTC
Szalay Aladar10% owner
SaleCommon Stock 17,094 $3.66 $62,623.87
Disclosure

SEC source: 0001415889-24-013263 · form4-05152024_090533.xml · nonDerivative · entry 3

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,139,821

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.60 to $3.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
May 14, 2024 Filed May 15, 2024 21:59 UTC
Szalay Aladar10% owner
SaleCommon Stock 15,426 $3.58 $55,274.44
Disclosure

SEC source: 0001415889-24-013263 · form4-05152024_090533.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,156,915

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.34 to $3.945, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
May 13, 2024 Filed May 15, 2024 21:59 UTC
Szalay Aladar10% owner
SaleCommon Stock 3,446 $3.62 $12,478.31
Disclosure

SEC source: 0001415889-24-013263 · form4-05152024_090533.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,172,341

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.57 to $3.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
May 08, 2024 Filed May 9, 2024 20:38 UTC
Szalay Aladar10% owner
SaleCommon Stock 13,919 $3.82 $53,188.67
Disclosure

SEC source: 0001415889-24-012744 · form4-05092024_080522.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,175,787

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
May 07, 2024 Filed May 9, 2024 20:38 UTC
Szalay Aladar10% owner
SaleCommon Stock 6,025 $3.67 $22,111.15
Disclosure

SEC source: 0001415889-24-012744 · form4-05092024_080522.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,189,706

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.595 to $3.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
May 01, 2024 Filed May 1, 2024 22:16 UTC
Szalay Aladar10% owner
SaleCommon Stock 33,061 $3.30 $109,160.81
Disclosure

SEC source: 0001415889-24-011901 · form4-05012024_100551.xml · nonDerivative · entry 3

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,195,731

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.24 to $3.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
April 30, 2024 Filed May 1, 2024 22:16 UTC
Szalay Aladar10% owner
SaleCommon Stock 20,535 $3.12 $63,980.90
Disclosure

SEC source: 0001415889-24-011901 · form4-05012024_100551.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,228,792

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.07 to $3.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:16 UTC
Szalay Aladar10% owner
SaleCommon Stock 6,403 $3.25 $20,792.46
Disclosure

SEC source: 0001415889-24-011901 · form4-05012024_100551.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,249,327

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.16 to $3.355, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
April 24, 2024 Filed Apr 24, 2024 21:50 UTC
Szalay Aladar10% owner
SaleCommon Stock 8,064 $3.50 $28,250.61
Disclosure

SEC source: 0001415889-24-011460 · form4-04242024_090454.xml · nonDerivative · entry 3

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,255,730

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.44 to $3.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
April 23, 2024 Filed Apr 24, 2024 21:50 UTC
Szalay Aladar10% owner
SaleCommon Stock 22,000 $3.49 $76,799.80
Disclosure

SEC source: 0001415889-24-011460 · form4-04242024_090454.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,263,794

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.515, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 21:50 UTC
Szalay Aladar10% owner
SaleCommon Stock 14,331 $3.53 $50,597.03
Disclosure

SEC source: 0001415889-24-011460 · form4-04242024_090454.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,285,794

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.33 to $3.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
April 17, 2024 Filed Apr 18, 2024 21:00 UTC
Szalay Aladar10% owner
SaleCommon Stock 22,737 $3.71 $84,424.75
Disclosure

SEC source: 0001415889-24-011137 · form4-04182024_090450.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,300,125

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.615 to $3.765, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
April 16, 2024 Filed Apr 18, 2024 21:00 UTC
Szalay Aladar10% owner
SaleCommon Stock 48,683 $3.53 $171,802.31
Disclosure

SEC source: 0001415889-24-011137 · form4-04182024_090450.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,322,862

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $3.43 to $3.5695, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
March 14, 2024 Filed Jul 8, 2024 20:30 UTC
Cappello JosephVP, Pharmaceutical Development
GrantCommon Stock 11,557 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019344 · form4-07082024_040711.xml · nonDerivative · entry 2

Cappello Joseph · CIK 0001939198 · VP, Pharmaceutical Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,953

F2 · kind: Represents RSUs that are fully vested as of March 14, 2024.

Read SEC document
March 14, 2024 Filed Jul 8, 2024 20:30 UTC
Zindrick ThomasDirector · President and CEO
GrantCommon Stock 26,264 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019347 · form4-07082024_040717.xml · nonDerivative · entry 2

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,207

F2 · kind: Represents RSUs that are fully vested as of March 14, 2024.

F3 · balance_after: Includes 972 shares acquired under the Issuer's Employee Stock Purchase Plan on May 16, 2024.

Read SEC document
March 14, 2024 Filed Jul 8, 2024 20:30 UTC
Zak Lourie S.Chief Financial Officer
GrantCommon Stock 3,852 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019346 · form4-07082024_040715.xml · nonDerivative · entry 2

Zak Lourie S. · CIK 0001991207 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,428

F2 · kind: Represents RSUs that are fully vested as of March 14, 2024.

F3 · balance_after: Includes 2,106 shares acquired under the Issuer's Employee Stock Purchase Plan on May 16, 2024.

Read SEC document
March 14, 2024 Filed Jul 8, 2024 20:30 UTC
Smalling RalphHead of Regulatory
GrantCommon Stock 2,107 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019345 · form4-07082024_040713.xml · nonDerivative · entry 2

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,144

F2 · kind: Represents RSUs that are fully vested as of March 14, 2024.

F3 · balance_after: Includes 2,106 shares acquired under the Issuer's Employee Stock Purchase Plan on May 16, 2024.

Read SEC document
March 14, 2024 Filed Jul 8, 2024 20:30 UTC
Yu YongVP, Clinical Trial Operations
GrantCommon Stock 11,557 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019343 · form4-07082024_040709.xml · nonDerivative · entry 2

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,718

F2 · kind: Represents RSUs that are fully vested as of March 14, 2024.

Read SEC document
March 14, 2024 Filed Jul 8, 2024 20:30 UTC
Ryder SeanGeneral Counsel
GrantCommon Stock 9,270 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019342 · form4-07082024_040707.xml · nonDerivative · entry 2

Ryder Sean · CIK 0001937485 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,778

F2 · kind: Represents RSUs that are fully vested as of March 14, 2024.

Read SEC document
March 14, 2024 Filed Jul 8, 2024 20:30 UTC
Jewett CarolineHead of Quality
GrantCommon Stock 3,612 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019341 · form4-07082024_040703.xml · nonDerivative · entry 2

Jewett Caroline · CIK 0001983187 · Head of Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,890

F2 · kind: Represents RSUs that are fully vested as of March 14, 2024.

Read SEC document
February 19, 2024 Filed Jul 8, 2024 20:30 UTC
Cappello JosephVP, Pharmaceutical Development
GrantCommon Stock 3,661 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019344 · form4-07082024_040711.xml · nonDerivative · entry 1

Cappello Joseph · CIK 0001939198 · VP, Pharmaceutical Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,396

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024.

Read SEC document
February 19, 2024 Filed Jul 8, 2024 20:30 UTC
Zindrick ThomasDirector · President and CEO
GrantCommon Stock 8,320 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019347 · form4-07082024_040717.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,971

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024.

Read SEC document
February 19, 2024 Filed Jul 8, 2024 20:30 UTC
Zak Lourie S.Chief Financial Officer
GrantCommon Stock 1,220 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019346 · form4-07082024_040715.xml · nonDerivative · entry 1

Zak Lourie S. · CIK 0001991207 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,470

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024.

Read SEC document
February 19, 2024 Filed Jul 8, 2024 20:30 UTC
Smalling RalphHead of Regulatory
GrantCommon Stock 616 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019345 · form4-07082024_040713.xml · nonDerivative · entry 1

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,931

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024.

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February 19, 2024 Filed Jul 8, 2024 20:30 UTC
Yu YongVP, Clinical Trial Operations
GrantCommon Stock 3,661 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019343 · form4-07082024_040709.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,161

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024.

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February 19, 2024 Filed Jul 8, 2024 20:30 UTC
Ryder SeanGeneral Counsel
GrantCommon Stock 2,936 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019342 · form4-07082024_040707.xml · nonDerivative · entry 1

Ryder Sean · CIK 0001937485 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,508

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024.

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February 19, 2024 Filed Jul 8, 2024 20:30 UTC
Jewett CarolineHead of Quality
GrantCommon Stock 1,143 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019341 · form4-07082024_040703.xml · nonDerivative · entry 1

Jewett Caroline · CIK 0001983187 · Head of Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,278

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024.

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December 15, 2023 Filed Dec 18, 2023 21:15 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 5,803 $14.18 $82,265.07
Disclosure

SEC source: 0001209191-23-058954 · doc4.xml · nonDerivative · entry 2

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: The weighted average sale price for the transaction reported was $14.1763, and the range of prices were between $13.80 and $14.535. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 15, 2023 Filed Dec 18, 2023 21:15 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 26,732 $12.94 $345,914.75
Disclosure

SEC source: 0001209191-23-058954 · doc4.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,803

F1 · price: The weighted average sale price for the transaction reported was $12.9401, and the range of prices were between $12.69 and $13.52. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 13, 2023 Filed Dec 15, 2023 01:59 UTC SaleCommon Stock 3,347 $13.73 $45,963.35
Disclosure

SEC source: 0001209191-23-058710 · doc4.xml · nonDerivative · entry 2

Tyree James L · CIK 0001324991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,460

F2 · price: The weighted average sale price for the transaction reported was $13.7327, and the range of prices were between $13.33 and $14.14. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 13, 2023 Filed Dec 15, 2023 01:59 UTC SaleCommon Stock 5,653 $12.91 $73,005.67
Disclosure

SEC source: 0001209191-23-058710 · doc4.xml · nonDerivative · entry 1

Tyree James L · CIK 0001324991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,807

F1 · price: The weighted average sale price for the transaction reported was $12.9145, and the range of prices were between $12.29 and $13.22. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 13, 2023 Filed Dec 15, 2023 01:58 UTC
Thomas JohnDirector
SaleCommon Stock 1,927 $13.93 $26,838.68
Disclosure

SEC source: 0001209191-23-058709 · doc4.xml · nonDerivative · entry 2

Thomas John · CIK 0001939103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,460

F2 · price: The weighted average sale price for the transaction reported was $13.9277, and the range of prices were between $13.80 and $14.13. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 13, 2023 Filed Dec 15, 2023 01:58 UTC
Thomas JohnDirector
SaleCommon Stock 7,073 $13.23 $93,548.21
Disclosure

SEC source: 0001209191-23-058709 · doc4.xml · nonDerivative · entry 1

Thomas John · CIK 0001939103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,387

F1 · price: The weighted average sale price for the transaction reported was $13.2261, and the range of prices were between $12.76 and $13.75. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 07, 2023 Filed Dec 8, 2023 22:57 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 36,800 $11.85 $435,995.36
Disclosure

SEC source: 0001209191-23-057975 · doc4.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,535

F1 · price: The weighted average sale price for the transaction reported was $11.8477, and the range of prices were between $11.51 and $12.24. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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November 21, 2023 Filed Nov 22, 2023 21:15 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 18,665 $10.26 $191,555.16
Disclosure

SEC source: 0001209191-23-056455 · doc4.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,335

F1 · price: The weighted average sale price for the transaction reported was $10.2628, and the range of prices were between $9.91 and $10.67. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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November 20, 2023 Filed Nov 21, 2023 21:15 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 14,594 $11.26 $164,261.31
Disclosure

SEC source: 0001209191-23-056237 · doc4.xml · nonDerivative · entry 2

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,000

F2 · price: The weighted average sale price for the transaction reported was $11.2554, and the range of prices were between $11.00 and $11.91. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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November 17, 2023 Filed Nov 21, 2023 21:15 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 3,541 $13.04 $46,169.68
Disclosure

SEC source: 0001209191-23-056237 · doc4.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,594

F1 · price: The weighted average sale price for the transaction reported was $13.0386, and the range of prices were between $13.00 and $13.14. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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October 25, 2023 Filed Oct 26, 2023 21:07 UTC
Szalay Aladar10% owner
SaleCommon Stock 5,704 $19.40 $110,637.64
Disclosure

SEC source: 0001209191-23-053676 · doc4.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,371,545

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

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October 24, 2023 Filed Oct 25, 2023 20:15 UTC
Yu YongVP, Clinical Trial Operations
Exercise / conversionStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-23-053554 · doc4.xml · derivative · entry 3

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,653

Underlying: Common Stock · 5,200 shares

Expires 2029-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.