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GNLN

Greenlane Holdings, Inc.

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8520
SEC CIK
0001743745
Parsed reports
197

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2022 Filed Jan 7, 2022 21:12 UTC GrantDirector Stock Option (right to buy) · Derivative 69,450 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001062993-22-000799 · form4.xml · derivative · entry 2

UTTZ JEFFREY J · CIK 0001632031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,450

Underlying: Class A Common Stock · 69,450 shares

Expires 2032-01-05

F2 · derivative.exercise_date: The Reporting Person received a grant of stock options on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's Director Stock Options shall be 100% vested.

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January 05, 2022 Filed Jan 7, 2022 21:12 UTC GrantClass A Common Stock 53,996 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000799 · form4.xml · nonDerivative · entry 1

UTTZ JEFFREY J · CIK 0001632031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,753

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These shares of Class A Common Stock vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's restricted shares shall be 100% vested.

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January 05, 2022 Filed Jan 7, 2022 16:12 UTC GrantDirector Stock Option (right to buy) · Derivative 69,450 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001062993-22-000800 · form4.xml · derivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,450

Underlying: Class A Common Stock · 69,450 shares

Expires 2032-01-05

F2 · derivative.exercise_date: The Reporting Person received a grant of stock options on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's Director Stock Options shall be 100% vested.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 16:12 UTC GrantClass A Common Stock 53,996 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000800 · form4.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,075,358

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These shares of Class A Common Stock vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's restricted shares shall be 100% vested.

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January 05, 2022 Filed Jan 7, 2022 21:13 UTC
Schoenfeld AdamDirector · Chief Marketing Officer · 10% owner
ConversionCommon Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000803 · form4.xml · derivative · entry 4

Schoenfeld Adam · CIK 0001773270 · Director · Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,522,735

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On January 5, 2022 the Reporting Person tendered 500,000 Common Units for redemption and was issued 500,000 shares of Class A common stock.

F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On January 5, 2022 the Reporting Person tendered 500,000 Common Units for redemption and was issued 500,000 shares of Class A common stock.

F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On January 5, 2022 the Reporting Person tendered 500,000 Common Units for redemption and was issued 500,000 shares of Class A common stock.

F3 · derivative.expiration_date: The Common Units have no expiration date.

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January 05, 2022 Filed Jan 7, 2022 21:13 UTC
Schoenfeld AdamDirector · Chief Marketing Officer · 10% owner
ConversionClass A Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000803 · form4.xml · nonDerivative · entry 3

Schoenfeld Adam · CIK 0001773270 · Director · Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On January 5, 2022 the Reporting Person tendered 500,000 Common Units for redemption and was issued 500,000 shares of Class A common stock.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:13 UTC
Schoenfeld AdamDirector · Chief Marketing Officer · 10% owner
ConversionClass B Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000803 · form4.xml · nonDerivative · entry 2

Schoenfeld Adam · CIK 0001773270 · Director · Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,522,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On January 5, 2022 the Reporting Person tendered 500,000 Common Units for redemption and was issued 500,000 shares of Class A common stock.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:13 UTC
LoCascio AaronDirector · 10% owner
GrantDirector Stock Option (right to buy) · Derivative 69,450 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001062993-22-000802 · form4.xml · derivative · entry 2

LoCascio Aaron · CIK 0001773162 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,450

Underlying: Class A Common Stock · 69,450 shares

Expires 2032-01-05

F2 · derivative.exercise_date: The Reporting Person received a grant of stock options on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's Director Stock Options shall be 100% vested.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:13 UTC
LoCascio AaronDirector · 10% owner
GrantClass A Common Stock 53,996 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000802 · form4.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,083

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These shares of Class A Common Stock vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's restricted shares shall be 100% vested.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 21:02 UTC
Schoenfeld AdamDirector · Chief Marketing Officer · 10% owner
SaleClass A Common Stock 38,200 $0.96 $36,672.00
Disclosure

SEC source: 0001062993-22-000218 · form4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Marketing Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,244

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.90 to $0.9801, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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December 29, 2021 Filed Dec 30, 2021 21:06 UTC
Mote William E. JrChief Financial Officer
SaleClass A Common Stock 15,475 $0.94 $14,546.50
Disclosure

SEC source: 0001062993-21-013654 · form4.xml · nonDerivative · entry 1

Mote William E. Jr · CIK 0001819273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,481

Read SEC document
December 23, 2021 Filed Dec 28, 2021 21:15 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 38,200 $1.01 $38,582.00
Disclosure

SEC source: 0001062993-21-013591 · form4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,444

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.97 to $1.05, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 21:13 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 38,200 $1.05 $40,110.00
Disclosure

SEC source: 0001062993-21-013306 · form4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,644

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.98 to $1.09, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:04 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 38,200 $1.14 $43,548.00
Disclosure

SEC source: 0001062993-21-012857 · form4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,844

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.11 to $1.19, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 21:03 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 38,200 $1.09 $41,638.00
Disclosure

SEC source: 0001062993-21-012306 · form4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,044

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.055 to $1.18, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 26, 2021 Filed Nov 30, 2021 21:04 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 38,200 $1.24 $47,368.00
Disclosure

SEC source: 0001062993-21-011788 · form4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,244

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.28, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:03 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 38,200 $1.44 $55,008.00
Disclosure

SEC source: 0001062993-21-011462 · form4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,444

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.415 to $1.56, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:27 UTC
LoCascio AaronDirector · President · 10% owner
SaleClass A Common Stock 88,888 $1.81 $160,887.28
Disclosure

SEC source: 0001062993-21-011146 · form4.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,087

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.76 to $1.88, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:14 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 38,200 $1.90 $72,580.00
Disclosure

SEC source: 0001062993-21-010968 · form4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,644

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended . The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $2.12, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:14 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 38,200 $1.72 $65,704.00
Disclosure

SEC source: 0001062993-21-010508 · form4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,844

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended . The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.69 to $1.79, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:05 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 7,511 $1.71 $12,843.81
Disclosure

SEC source: 0001062993-21-010112 · form4.xml · nonDerivative · entry 2

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F2 · price: The Reporting Person's Spouse sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Exchange Act. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.69 to $1.75, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:05 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 38,200 $1.71 $65,322.00
Disclosure

SEC source: 0001062993-21-010112 · form4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,044

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.69 to $1.75, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:32 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 7,511 $1.95 $14,646.45
Disclosure

SEC source: 0001062993-21-009872 · form4.xml · nonDerivative · entry 2

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,511

F2 · price: The Reporting Person's Spouse sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Exchange Act. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.83 to $2.14, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:32 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 38,200 $1.94 $74,108.00
Disclosure

SEC source: 0001062993-21-009872 · form4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,244

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.82 to $2.14, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 21:19 UTC
LoCascio AaronDirector · President · 10% owner
SaleClass A Common Stock 88,888 $2.25 $199,998.00
Disclosure

SEC source: 0001062993-21-009782 · form4.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,975

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 to $2.34, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:56 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 7,511 $2.34 $17,575.74
Disclosure

SEC source: 0001062993-21-009711 · form4.xml · nonDerivative · entry 2

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 15,022

F2 · price: The Reporting Person's Spouse sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Exchange Act. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.29 to $2.42, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:56 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 38,200 $2.34 $89,388.00
Disclosure

SEC source: 0001062993-21-009711 · form4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,444

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.28 to $2.42, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 16:12 UTC
Fischer Douglas HGeneral Counsel
GrantOption to Purchase · Derivative 30,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001062993-21-008440 · form4.xml · derivative · entry 1

Fischer Douglas H · CIK 0001807363 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2031-09-07

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on September 7, 2021 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options will vest 50% on February 28, 2022 and 50% on August 31, 2022, such that on August 31, 2022, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:07 UTC PurchaseClass A Common Stock 36,000 $2.81 $101,160.00
Disclosure

SEC source: 0001062993-21-008428 · form4.xml · nonDerivative · entry 1

UTTZ JEFFREY J · CIK 0001632031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,757

Read SEC document
September 07, 2021 Filed Sep 9, 2021 16:12 UTC
Kovacevich NicholasDirector · Chief Executive Officer
GrantOption to Purchase · Derivative 50,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001062993-21-008438 · form4.xml · derivative · entry 1

Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2031-09-07

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on September 7, 2021 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options will vest 50% on February 28, 2022 and 50% on August 31, 2022, such that on August 31, 2022, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:13 UTC
Mote William E. JrChief Financial Officer
GrantOption to Purchase · Derivative 30,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001062993-21-008444 · form4.xml · derivative · entry 1

Mote William E. Jr · CIK 0001819273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2031-09-07

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on September 7, 2021 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options will vest 50% on February 28, 2022 and 50% on August 31, 2022, such that on August 31, 2022, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:13 UTC
LoCascio AaronDirector · President · 10% owner
GrantOption to Purchase · Derivative 15,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001062993-21-008443 · form4.xml · derivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2031-09-07

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on September 7, 2021 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options will vest 50% on February 28, 2022 and 50% on August 31, 2022, such that on August 31, 2022, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:13 UTC
de Oliveira RodrigoChief Operating Officer
GrantOption to Purchase · Derivative 30,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001062993-21-008442 · form4.xml · derivative · entry 1

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2031-09-07

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on September 7, 2021 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options will vest 50% on February 28, 2022 and 50% on August 31, 2022, such that on August 31, 2022, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:12 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
GrantOption to Purchase · Derivative 30,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001062993-21-008441 · form4.xml · derivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2031-09-07

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on September 7, 2021 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options will vest 50% on February 28, 2022 and 50% on August 31, 2022, such that on August 31, 2022, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 20:12 UTC
Cellucci MichaelSee remarks.
GrantOption to Purchase · Derivative 30,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001062993-21-008439 · form4.xml · derivative · entry 1

Cellucci Michael · CIK 0001823807 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2031-09-07

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on September 7, 2021 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options will vest 50% on February 28, 2022 and 50% on August 31, 2022, such that on August 31, 2022, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
September 02, 2021 Filed Sep 2, 2021 19:16 UTC
Kovacevich NicholasDirector · Chief Executive Officer
GiftClass A Common Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008190 · form4.xml · nonDerivative · entry 3

Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293,211

F5 · shares: The Reporting Person transferred these shares of Greenlane Class A common stock to a trust for the benefit of the Reporting Person's family members, over which the Reporting Person has no pecuniary interest or investment control.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC ConversionCommon Units · Derivative 3,988,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-008194 · form4.xml · derivative · entry 6

Jacoby & Co. Inc. · CIK 0001773421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,998,046

Underlying: Class A Common Stock · 3,988,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.

F4 · shares: On September 1, 2021, the Reporting Person received 3,988,000 shares of Class A common stock in connection with the redemption of 3,988,000 Common Units, which shares of Class A common stock were distributed to the shareholders of the Reporting Person. 3,988,000 shares of Class B common stock were subsequently cancelled.

F3 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.

F3 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.

F5 · derivative.expiration_date: The Common Units have no expiration date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC OtherClass A Common Stock 3,988,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008194 · form4.xml · nonDerivative · entry 5

Jacoby & Co. Inc. · CIK 0001773421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.

F4 · shares: On September 1, 2021, the Reporting Person received 3,988,000 shares of Class A common stock in connection with the redemption of 3,988,000 Common Units, which shares of Class A common stock were distributed to the shareholders of the Reporting Person. 3,988,000 shares of Class B common stock were subsequently cancelled.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC ConversionClass A Common Stock 3,988,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008194 · form4.xml · nonDerivative · entry 4

Jacoby & Co. Inc. · CIK 0001773421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,988,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.

F4 · shares: On September 1, 2021, the Reporting Person received 3,988,000 shares of Class A common stock in connection with the redemption of 3,988,000 Common Units, which shares of Class A common stock were distributed to the shareholders of the Reporting Person. 3,988,000 shares of Class B common stock were subsequently cancelled.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC ConversionClass B Common Stock 3,988,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008194 · form4.xml · nonDerivative · entry 3

Jacoby & Co. Inc. · CIK 0001773421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,998,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.

F4 · shares: On September 1, 2021, the Reporting Person received 3,988,000 shares of Class A common stock in connection with the redemption of 3,988,000 Common Units, which shares of Class A common stock were distributed to the shareholders of the Reporting Person. 3,988,000 shares of Class B common stock were subsequently cancelled.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:19 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionCommon Units · Derivative 406,776 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008196 · form4.xml · derivative · entry 8

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,998,046

Underlying: Class A Common Stock · 406,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On September 1, 2021, Jacoby tendered 3,988,000 Common Units for redemption and was issued 3,988,000 shares of Class A common stock.

F6 · shares: Immediately following the redemption of 3,988,000 Common Units for shares of Class A common stock, Jacoby distributed the shares of Class A common stock to its stockholders, including the Reporting Person. The number of shares of Class B common stock and Common Units shown as disposed and the number of shares of Class A common stock shown as acquired by the Reporting Person represent shares of Class A common stock distributed directly to the Reporting Person in proportion to his pecuniary interest in Jacoby.

F5 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On September 1, 2021, Jacoby tendered 3,988,000 Common Units for redemption and was issued 3,988,000 shares of Class A common stock.

F5 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On September 1, 2021, Jacoby tendered 3,988,000 Common Units for redemption and was issued 3,988,000 shares of Class A common stock.

F7 · derivative.expiration_date: The Common Units have no expiration date.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:19 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
OtherClass A Common Stock 406,776 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008196 · form4.xml · nonDerivative · entry 6

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,644

F6 · shares: Immediately following the redemption of 3,988,000 Common Units for shares of Class A common stock, Jacoby distributed the shares of Class A common stock to its stockholders, including the Reporting Person. The number of shares of Class B common stock and Common Units shown as disposed and the number of shares of Class A common stock shown as acquired by the Reporting Person represent shares of Class A common stock distributed directly to the Reporting Person in proportion to his pecuniary interest in Jacoby.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:19 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass B Common Stock 406,776 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008196 · form4.xml · nonDerivative · entry 5

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,998,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Immediately following the redemption of 3,988,000 Common Units for shares of Class A common stock, Jacoby distributed the shares of Class A common stock to its stockholders, including the Reporting Person. The number of shares of Class B common stock and Common Units shown as disposed and the number of shares of Class A common stock shown as acquired by the Reporting Person represent shares of Class A common stock distributed directly to the Reporting Person in proportion to his pecuniary interest in Jacoby.

F5 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On September 1, 2021, Jacoby tendered 3,988,000 Common Units for redemption and was issued 3,988,000 shares of Class A common stock.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC
LoCascio AaronDirector · President · 10% owner
ConversionCommon Units · Derivative 797,600 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008195 · form4.xml · derivative · entry 5

LoCascio Aaron · CIK 0001773162 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,998,046

Underlying: Class A Common Stock · 797,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On September 1, 2021, Jacoby tendered 3,988,000 Common Units for redemption and was issued 3,988,000 shares of Class A common stock.

F5 · shares: Immediately following the redemption of 3,988,000 Common Units for shares of Class A common stock, Jacoby distributed the shares of Class A common stock to its stockholders, including the Reporting Person. The number of shares of Class B common stock and Common Units shown as disposed and the number of shares of Class A common stock shown as acquired by the Reporting Person represent shares of Class A common stock distributed directly to the Reporting Person in proportion to his pecuniary interest in Jacoby.

F4 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On September 1, 2021, Jacoby tendered 3,988,000 Common Units for redemption and was issued 3,988,000 shares of Class A common stock.

F4 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On September 1, 2021, Jacoby tendered 3,988,000 Common Units for redemption and was issued 3,988,000 shares of Class A common stock.

F6 · derivative.expiration_date: The Common Units have no expiration date.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC
LoCascio AaronDirector · President · 10% owner
OtherClass A Common Stock 797,600 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008195 · form4.xml · nonDerivative · entry 4

LoCascio Aaron · CIK 0001773162 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,863

F5 · shares: Immediately following the redemption of 3,988,000 Common Units for shares of Class A common stock, Jacoby distributed the shares of Class A common stock to its stockholders, including the Reporting Person. The number of shares of Class B common stock and Common Units shown as disposed and the number of shares of Class A common stock shown as acquired by the Reporting Person represent shares of Class A common stock distributed directly to the Reporting Person in proportion to his pecuniary interest in Jacoby.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC
LoCascio AaronDirector · President · 10% owner
ConversionClass B Common Stock 797,600 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008195 · form4.xml · nonDerivative · entry 3

LoCascio Aaron · CIK 0001773162 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,998,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Immediately following the redemption of 3,988,000 Common Units for shares of Class A common stock, Jacoby distributed the shares of Class A common stock to its stockholders, including the Reporting Person. The number of shares of Class B common stock and Common Units shown as disposed and the number of shares of Class A common stock shown as acquired by the Reporting Person represent shares of Class A common stock distributed directly to the Reporting Person in proportion to his pecuniary interest in Jacoby.

F4 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operating Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. On September 1, 2021, Jacoby tendered 3,988,000 Common Units for redemption and was issued 3,988,000 shares of Class A common stock.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 19:17 UTC GrantOption to Purchase · Derivative 18,096 $0.00 Strike: $1.93 $0.00
Disclosure

SEC source: 0001062993-21-008193 · form4.xml · derivative · entry 7

HUNTER DONALD H · CIK 0001267422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,096

Underlying: Class A Common Stock · 18,096 shares

Expires 2028-01-30

F8 · shares: Received in exchange for options to purchase 60,000 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

F8 · derivative.exercise_date: Received in exchange for options to purchase 60,000 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 19:17 UTC GrantOption to Purchase · Derivative 24,989 $0.00 Strike: $1.93 $0.00
Disclosure

SEC source: 0001062993-21-008193 · form4.xml · derivative · entry 6

HUNTER DONALD H · CIK 0001267422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,989

Underlying: Class A Common Stock · 24,989 shares

Expires 2028-09-01

F7 · shares: Received in exchange for options to purchase 82,858 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement.

F7 · derivative.exercise_date: Received in exchange for options to purchase 82,858 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 19:17 UTC GrantOption to Purchase · Derivative 5,466 $0.00 Strike: $2.26 $0.00
Disclosure

SEC source: 0001062993-21-008193 · form4.xml · derivative · entry 5

HUNTER DONALD H · CIK 0001267422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,466

Underlying: Class A Common Stock · 5,466 shares

Expires 2030-05-02

F6 · shares: Received in exchange for options to purchase 18,125 shares of KushCo common stock at an exercise price of $0.68 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

F6 · derivative.exercise_date: Received in exchange for options to purchase 18,125 shares of KushCo common stock at an exercise price of $0.68 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 19:17 UTC GrantOption to Purchase · Derivative 5,466 $0.00 Strike: $2.26 $0.00
Disclosure

SEC source: 0001062993-21-008193 · form4.xml · derivative · entry 4

HUNTER DONALD H · CIK 0001267422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,466

Underlying: Class A Common Stock · 5,466 shares

Expires 2030-05-02

F5 · shares: Received in exchange for options to purchase 18,125 shares of KushCo common stock at an exercise price of $0.68 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

F5 · derivative.exercise_date: Received in exchange for options to purchase 18,125 shares of KushCo common stock at an exercise price of $0.68 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.