de Oliveira Rodrigo

SEC source: 0001062993-22-007357 · form4.xml · derivative · entry 2

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,019

Underlying: Class A Common Stock · 359,019 shares

Expires 2032-03-10

F1 · derivative.exercise_date: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 10, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first three anniversaries of the date of the grant, such that on March 10, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

SEC source: 0001062993-22-007357 · form4.xml · nonDerivative · entry 1

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,154

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 10, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first three anniversaries of the date of the grant, such that on March 10, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

SEC source: 0001062993-21-008442 · form4.xml · derivative · entry 1

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2031-09-07

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on September 7, 2021 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options will vest 50% on February 28, 2022 and 50% on August 31, 2022, such that on August 31, 2022, the Reporting Person's Stock Options shall be 100% vested.

SEC source: 0001104659-21-112119 · tm2126538-8_4seq1.xml · derivative · entry 9

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 142,858 shares

Expires 2028-04-20

F9 · price: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 43,085 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

F9 · derivative.exercise_date: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 43,085 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

SEC source: 0001104659-21-112119 · tm2126538-8_4seq1.xml · derivative · entry 8

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 142,858 shares

Expires 2028-07-02

F8 · price: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 43,085 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

F8 · derivative.exercise_date: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 43,085 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

SEC source: 0001104659-21-112119 · tm2126538-8_4seq1.xml · derivative · entry 7

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,143 shares

Expires 2029-02-22

F7 · price: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 17,234 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

F7 · derivative.exercise_date: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 17,234 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

SEC source: 0001104659-21-112119 · tm2126538-8_4seq1.xml · derivative · entry 6

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168,750 shares

Expires 2030-04-22

F6 · price: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 50,895 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.

F6 · derivative.exercise_date: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 50,895 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.

SEC source: 0001104659-21-112119 · tm2126538-8_4seq1.xml · derivative · entry 5

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,750 shares

Expires 2030-04-22

F5 · price: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 20,735 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.

F5 · derivative.exercise_date: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 20,735 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.

SEC source: 0001104659-21-112119 · tm2126538-8_4seq1.xml · derivative · entry 4

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2030-04-22

F4 · price: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 9,048 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.

F4 · derivative.exercise_date: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 9,048 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.

SEC source: 0001104659-21-112119 · tm2126538-8_4seq1.xml · derivative · entry 3

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2030-04-22

F3 · price: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 150,800 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.

F3 · derivative.exercise_date: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 150,800 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.

SEC source: 0001104659-21-112119 · tm2126538-8_4seq1.xml · derivative · entry 2

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,667 shares

Expires 2031-03-20

F2 · price: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 12,566 shares of Greenlane Holdings, Inc. common stock for $4.41 per share.

F2 · derivative.exercise_date: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 12,566 shares of Greenlane Holdings, Inc. common stock for $4.41 per share.

SEC source: 0001104659-21-112119 · tm2126538-8_4seq1.xml · nonDerivative · entry 1

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 99,446 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger. This number includes 102,653 restricted stock units that accelerated and vested in full prior to the merger.

SEC source: 0001062993-21-008191 · form4.xml · derivative · entry 9

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,085

Underlying: Class A Common Stock · 43,085 shares

Expires 2028-04-20

F10 · shares: Received in exchange for options to purchase 142,858 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

F10 · derivative.exercise_date: Received in exchange for options to purchase 142,858 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

SEC source: 0001062993-21-008191 · form4.xml · derivative · entry 8

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,085

Underlying: Class A Common Stock · 43,085 shares

Expires 2028-07-02

F9 · shares: Received in exchange for options to purchase 142,858 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

F9 · derivative.exercise_date: Received in exchange for options to purchase 142,858 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

SEC source: 0001062993-21-008191 · form4.xml · derivative · entry 7

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,234

Underlying: Class A Common Stock · 17,234 shares

Expires 2029-02-22

F8 · shares: Received in exchange for options to purchase 57,143 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement.

F8 · derivative.exercise_date: Received in exchange for options to purchase 57,143 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement.

SEC source: 0001062993-21-008191 · form4.xml · derivative · entry 6

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,895

Underlying: Class A Common Stock · 50,895 shares

Expires 2030-04-22

F7 · shares: Received in exchange for options to purchase 168,750 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

F7 · derivative.exercise_date: Received in exchange for options to purchase 168,750 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

SEC source: 0001062993-21-008191 · form4.xml · derivative · entry 5

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,735

Underlying: Class A Common Stock · 20,735 shares

Expires 2030-04-22

F6 · shares: Received in exchange for options to purchase 68,750 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

F6 · derivative.exercise_date: Received in exchange for options to purchase 68,750 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

SEC source: 0001062993-21-008191 · form4.xml · derivative · entry 4

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,048

Underlying: Class A Common Stock · 9,048 shares

Expires 2030-04-22

F5 · shares: Received in exchange for options to purchase 30,000 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

F5 · derivative.exercise_date: Received in exchange for options to purchase 30,000 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

SEC source: 0001062993-21-008191 · form4.xml · derivative · entry 3

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,800

Underlying: Class A Common Stock · 150,800 shares

Expires 2030-04-22

F4 · shares: Received in exchange for options to purchase 500,000 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement.

F4 · derivative.exercise_date: Received in exchange for options to purchase 500,000 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement.

SEC source: 0001062993-21-008191 · form4.xml · derivative · entry 2

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,566

Underlying: Class A Common Stock · 12,566 shares

Expires 2031-03-20

F3 · shares: Received in exchange for options to purchase 41,667 shares of KushCo common stock at an exercise price of $1.33 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement.

F3 · derivative.exercise_date: Received in exchange for options to purchase 41,667 shares of KushCo common stock at an exercise price of $1.33 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement.

SEC source: 0001062993-21-008191 · form4.xml · nonDerivative · entry 1

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,446

F1 · shares: Received in exchange for 329,731 shares of common stock of KushCo Holdings, Inc. ("KushCo") pursuant to the Agreement and Plan of Merger, dated as of March 31, 2021, by and among Greenlane Holdings, Inc. ("Greenlane"), Merger Sub Gotham 1, LLC, Merger Sub Gotham 2, LLC and KushCo (the "Merger Agreement"). This number includes 102,653 restricted stock units ("RSUs") that accelerated and vested in full pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each share of KushCo common stock and each KushCo RSU that became fully earned and vested upon closing of the transaction contemplated by the Merger Agreement was converted into the right to receive 0.3016 shares of Greenlane Class A common stock.

F1 · price: Received in exchange for 329,731 shares of common stock of KushCo Holdings, Inc. ("KushCo") pursuant to the Agreement and Plan of Merger, dated as of March 31, 2021, by and among Greenlane Holdings, Inc. ("Greenlane"), Merger Sub Gotham 1, LLC, Merger Sub Gotham 2, LLC and KushCo (the "Merger Agreement"). This number includes 102,653 restricted stock units ("RSUs") that accelerated and vested in full pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each share of KushCo common stock and each KushCo RSU that became fully earned and vested upon closing of the transaction contemplated by the Merger Agreement was converted into the right to receive 0.3016 shares of Greenlane Class A common stock.

F2 · price: On the date immediately prior to the effective time of the merger, the closing price of Greenlane's Class A common stock was $2.61 per share and the KushCo's common stock was $0.694 per share.

SEC source: 0001604627-21-000059 · wf-form4_161662515165838.xml · derivative · entry 2

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2031-03-22

F2 · derivative.exercise_date: On March 22, 2021, the Reporting Person was granted an option to purchase shares of common stock. The award will vest over a three-year period, with one-third of the award vesting on March 22, 2022 and the remaining portion of the award vesting pro rata in equal monthly installments thereafter, provided the Reporting Person is employed by the Issuer on each such vesting date.

SEC source: 0001604627-21-000059 · wf-form4_161662515165838.xml · nonDerivative · entry 1

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,731

F1 · acquired: On March 22, 2021, the Reporting Person received a service-based grant of restricted stock units. The award will vest over a three-year period, with one-third of the award vesting on March 22, 2022 and the remaining portion of the award vesting pro rata in equally monthly installments thereafter, provided the Reporting Person is employed by the Issuer on each such vesting date. All restricted stock units shall settle in shares of common stock.

SEC source: 0001604627-21-000038 · wf-form4_161109156187518.xml · derivative · entry 3

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,750

Underlying: Common Stock · 98,750 shares

Expires 2030-04-23

F3 · derivative.exercise_date: On April 24, 2020, the reporting person was granted an option to purchase shares of common stock. The option vests over a one-year period based on the Issuer's satisfaction of certain predetermined performance goals for the fiscal year ending August 31, 2020. The performance criteria for the fiscal year ended August 31, 2020 were met, resulting in the vesting of the option as to 98,750 shares.

SEC source: 0001604627-21-000038 · wf-form4_161109156187518.xml · nonDerivative · entry 2

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,137

F2 · acquired: On April 24, 2020, the reporting person was granted a performance restricted stock unit award. The award vests over a two-year period, based on the Issuer's satisfaction of certain predetermined performance goals for the period ending August 31, 2021. The performance criteria were met for the fiscal year ended August 31, 2020, resulting in the issuance of 75,000 shares to the reporting person.

SEC source: 0001604627-20-000032 · wf-form4_160443777221073.xml · derivative · entry 2

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,750

Underlying: Common Stock · 168,750 shares

Expires 2030-04-24

F2 · derivative.exercise_date: On April 24, 2020, the reporting person was granted an option to purchase shares of common stock. The option vests over a two-year period based onthe satisfaction of certain performance criteria for each of the fiscal years ending August 31, 2020 and 2021. The performance criteria for fiscal 2020 were met, resulting investing of the option as to 168,750 shares.

SEC source: 0001604627-20-000032 · wf-form4_160443777221073.xml · nonDerivative · entry 1

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,026

F1 · acquired: The Reporting Person received these shares as a discretionary bonus for the fiscal year 2020 performance.

SEC source: 0001604627-21-000038 · wf-form4_161109156187518.xml · nonDerivative · entry 1

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,137

F1 · acquired: On October 20, 2020, the reporting person received a service-based grant of restricted stock units that will vest on August 31, 2021. All restricted stock units shall settle in shares of common stock.

SEC source: 0001604627-20-000010 · wf-form4_159899731102513.xml · derivative · entry 6

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,143

Underlying: Common Stock · 57,143 shares

Expires 2029-02-24

F6 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 100,000 shares of KSHB common stock granted to the reporting person on February 5, 2019. In exchange, the reporting person received a replacement option, for 57,143 shares, having an exercise price of $0.58 a share.

F5 · derivative.exercise_date: One-third of the shares underlying the option shall be deemed to be vested on the one-year anniversary of February 25, 2019, with the remainder vesting in equal monthly installments over 24 months.

SEC source: 0001604627-20-000010 · wf-form4_159899731102513.xml · derivative · entry 5

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,858

Underlying: Common Stock · 142,858 shares

Expires 2028-07-04

F4 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 250,000 shares of KSHB common stock granted to the reporting person on July 5, 2018. In exchange, the reporting person received a replacement option, for 142,858 shares, having an exercise price of $0.58 a share.

F3 · derivative.exercise_date: One-third of the shares underlying the option shall be deemed to be vested on the one-year anniversary of July 5, 2018, with the remainder vesting in equal monthly installments over 24 months.

SEC source: 0001604627-20-000010 · wf-form4_159899731102513.xml · derivative · entry 4

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,858

Underlying: Common Stock · 142,858 shares

Expires 2028-04-22

F2 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 250,000 shares of KSHB common stock granted to the reporting person on April 23, 2018. In exchange, the reporting person received a replacement option, for 142,858 shares, having an exercise price of $0.58 a share.

F1 · derivative.exercise_date: One-third of the shares underlying the option shall be deemed to be vested on the one-year anniversary of April 23, 2018, with the remainder vesting in equal monthly installments over 24 months.

SEC source: 0001604627-20-000010 · wf-form4_159899731102513.xml · derivative · entry 3

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2029-02-24

F6 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 100,000 shares of KSHB common stock granted to the reporting person on February 5, 2019. In exchange, the reporting person received a replacement option, for 57,143 shares, having an exercise price of $0.58 a share.

F5 · derivative.exercise_date: One-third of the shares underlying the option shall be deemed to be vested on the one-year anniversary of February 25, 2019, with the remainder vesting in equal monthly installments over 24 months.

SEC source: 0001604627-20-000010 · wf-form4_159899731102513.xml · derivative · entry 2

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2028-07-04

F4 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 250,000 shares of KSHB common stock granted to the reporting person on July 5, 2018. In exchange, the reporting person received a replacement option, for 142,858 shares, having an exercise price of $0.58 a share.

F3 · derivative.exercise_date: One-third of the shares underlying the option shall be deemed to be vested on the one-year anniversary of July 5, 2018, with the remainder vesting in equal monthly installments over 24 months.

SEC source: 0001604627-20-000010 · wf-form4_159899731102513.xml · derivative · entry 1

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2028-04-22

F2 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 250,000 shares of KSHB common stock granted to the reporting person on April 23, 2018. In exchange, the reporting person received a replacement option, for 142,858 shares, having an exercise price of $0.58 a share.

F1 · derivative.exercise_date: One-third of the shares underlying the option shall be deemed to be vested on the one-year anniversary of April 23, 2018, with the remainder vesting in equal monthly installments over 24 months.

SEC source: 0001104659-20-005238 · tm203784d4_form4.xml · nonDerivative · entry 1

de Oliveira Rodrigo · CIK 0001769635 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,837

F1 · shares: The Reporting Person received a service-based grant of restricted stock units that will vest one-third (1/3) on January 15, 2021 with the remaining balance vesting monthly on the first day of each calendar month thereafter for a period of twenty-four (24) months. All restricted stock units shall settle in shares of common stock.

SEC source: 0001769635-19-000001 · primary_doc.xml · nonDerivative · entry 1

de Oliveira Rodrigo · CIK 0001769635 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,139

F1 · security: The Reporting Person received a grant of restricted stock pursuant to the Issuer's 2016 Stock Incentive Plan (as amended from time to time), which shall vest 100% on May 13, 2020, subject to applicable restrictions.

SEC source: 0001144204-19-012218 · tv515465_form4.xml · derivative · entry 1

de Oliveira Rodrigo · CIK 0001769635 · Interim COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-03-01

F1 · derivative.exercise_date: The Reporting Person received an option to purchase common stock from the Issuer pursuant to the Issuer's 2016 Stock Incentive Plan. The option will become exercisable as to one-third (1/3) of the shares underlying the option on March 1, 2020, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of twenty-four (24) months.