Imbimbo Dallas

SEC source: 0001062993-22-000800 · form4.xml · derivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,450

Underlying: Class A Common Stock · 69,450 shares

Expires 2032-01-05

F2 · derivative.exercise_date: The Reporting Person received a grant of stock options on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's Director Stock Options shall be 100% vested.

SEC source: 0001062993-22-000800 · form4.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,075,358

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These shares of Class A Common Stock vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's restricted shares shall be 100% vested.

SEC source: 0001477932-21-006403 · form4.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,027,700

F1 · shares: Represents 1,500,000 shares of restricted Common Stock granted pursuant to the Company's Amended and Restated 2018 Equity Incentive Plan, which are subject to a risk of forfeiture until vested. The 1,500,000 shares of restricted Common Stock vest in five equal installments, with the first installment vesting on September 14, 2021, and the remaining installments vesting on January 1, 2022, April 1, 2022, July 1, 2022 and October 1, 2022; provided the Reporting Person is a director of the Company on the applicable vesting date.

SEC source: 0001104659-21-112109 · tm2126538-5_4seq1.xml · derivative · entry 7

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2027-11-12

F7 · price: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 24,128 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

F7 · derivative.exercise_date: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 24,128 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

SEC source: 0001104659-21-112109 · tm2126538-5_4seq1.xml · derivative · entry 6

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,858 shares

Expires 2028-09-01

F6 · price: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 24,128 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

F6 · derivative.exercise_date: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 24,128 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.

SEC source: 0001104659-21-112109 · tm2126538-5_4seq1.xml · derivative · entry 5

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2030-05-02

F5 · price: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 3,770 shares of Greenlane Holdings, Inc. common stock for $2.26 per share.

F5 · derivative.exercise_date: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 3,770 shares of Greenlane Holdings, Inc. common stock for $2.26 per share.

SEC source: 0001104659-21-112109 · tm2126538-5_4seq1.xml · derivative · entry 4

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2030-05-02

F4 · price: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 3,770 shares of Greenlane Holdings, Inc. common stock for $2.26 per share.

F4 · derivative.exercise_date: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 3,770 shares of Greenlane Holdings, Inc. common stock for $2.26 per share.

SEC source: 0001104659-21-112109 · tm2126538-5_4seq1.xml · derivative · entry 3

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,498 shares

Expires 2030-11-04

F3 · price: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 28,500 shares of Greenlane Holdings, Inc. common stock for $2.79 per share.

F3 · derivative.exercise_date: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 28,500 shares of Greenlane Holdings, Inc. common stock for $2.79 per share.

SEC source: 0001104659-21-112109 · tm2126538-5_4seq1.xml · derivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,498 shares

Expires 2031-02-27

F2 · price: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 28,500 shares of Greenlane Holdings, Inc. common stock for $4.85 per share.

F2 · derivative.exercise_date: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 28,500 shares of Greenlane Holdings, Inc. common stock for $4.85 per share.

SEC source: 0001104659-21-112109 · tm2126538-5_4seq1.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 3,021,362 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger.

SEC source: 0001062993-21-008192 · form4.xml · derivative · entry 7

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,128

Underlying: Class A Common Stock · 24,128 shares

Expires 2027-11-12

F8 · shares: Received in exchange for options to purchase 80,000 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

F8 · derivative.exercise_date: Received in exchange for options to purchase 80,000 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

SEC source: 0001062993-21-008192 · form4.xml · derivative · entry 6

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,989

Underlying: Class A Common Stock · 24,989 shares

Expires 2028-09-01

F7 · shares: Received in exchange for options to purchase 82,858 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement.

F7 · derivative.exercise_date: Received in exchange for options to purchase 82,858 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement.

SEC source: 0001062993-21-008192 · form4.xml · derivative · entry 5

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,770

Underlying: Class A Common Stock · 3,770 shares

Expires 2030-05-02

F6 · shares: Received in exchange for options to purchase 12,500 shares of KushCo common stock at an exercise price of $0.68 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

F6 · derivative.exercise_date: Received in exchange for options to purchase 12,500 shares of KushCo common stock at an exercise price of $0.68 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

SEC source: 0001062993-21-008192 · form4.xml · derivative · entry 4

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,770

Underlying: Class A Common Stock · 3,770 shares

Expires 2030-05-02

F5 · shares: Received in exchange for options to purchase 12,500 shares of KushCo common stock at an exercise price of $0.68 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

F5 · derivative.exercise_date: Received in exchange for options to purchase 12,500 shares of KushCo common stock at an exercise price of $0.68 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

SEC source: 0001062993-21-008192 · form4.xml · derivative · entry 3

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Class A Common Stock · 28,500 shares

Expires 2030-11-04

F4 · shares: Received in exchange for options to purchase 94,498 shares of KushCo common stock at an exercise price of $0.84 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

F4 · derivative.exercise_date: Received in exchange for options to purchase 94,498 shares of KushCo common stock at an exercise price of $0.84 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock.

SEC source: 0001062993-21-008192 · form4.xml · derivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Class A Common Stock · 28,500 shares

Expires 2031-02-27

F3 · shares: Received in exchange for options to purchase 94,498 shares of KushCo common stock at an exercise price of $1.46 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement.

F3 · derivative.exercise_date: Received in exchange for options to purchase 94,498 shares of KushCo common stock at an exercise price of $1.46 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement.

SEC source: 0001062993-21-008192 · form4.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,021,362

F1 · shares: Received in exchange for 10,017,779 shares of common stock of KushCo Holdings, Inc. ("KushCo") pursuant to the Agreement and Plan of Merger, dated as of March 31, 2021, by and among Greenlane Holdings, Inc. ("Greenlane"), Merger Sub Gotham 1, LLC, Merger Sub Gotham 2, LLC and KushCo (the "Merger Agreement"). Upon the closing of the transactions contemplated by the Merger Agreement, each share of KushCo common stock that became fully earned and vested upon closing of the transaction contemplated by the Merger Agreement was converted into the right to receive 0.3016 shares of Greenlane Class A common stock.

F1 · price: Received in exchange for 10,017,779 shares of common stock of KushCo Holdings, Inc. ("KushCo") pursuant to the Agreement and Plan of Merger, dated as of March 31, 2021, by and among Greenlane Holdings, Inc. ("Greenlane"), Merger Sub Gotham 1, LLC, Merger Sub Gotham 2, LLC and KushCo (the "Merger Agreement"). Upon the closing of the transactions contemplated by the Merger Agreement, each share of KushCo common stock that became fully earned and vested upon closing of the transaction contemplated by the Merger Agreement was converted into the right to receive 0.3016 shares of Greenlane Class A common stock.

F2 · price: On the date immediately prior to the effective time of the merger, the closing price of Greenlane's Class A common stock was $2.61 and the closing price of KushCo's common stock was $0.694 per share.

SEC source: 0001477932-21-005128 · form4.xml · derivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2031-07-31

F1 · derivative.exercise_date: The Options vest in twelve equal installments, with the first installment vesting on August 1, 2021, and the remaining installments vesting on the first day of each month thereafter.

SEC source: 0001604627-21-000049 · wf-form4_161463361179830.xml · derivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,498

Underlying: Common Stock · 94,498 shares

Expires 2031-02-28

F1 · derivative.exercise_date: On March 1, 2021, the reporting person was granted an option to purchase shares of common stock. The shares underlying the option shall vest monthly on the last day of each month beginning March 31, 2021 and ending August 31, 2021.

SEC source: 0001604627-20-000011 · wf-form4_159899732935551.xml · derivative · entry 6

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2030-05-03

F6 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 12,500 shares of KSHB common stock granted to the reporting person on May 4, 2020. In exchange, the reporting person received a replacement option, for 12,500 shares, having an exercise price of $0.58 a share.

F5 · derivative.exercise_date: One hundred percent of the shares underlying the option shall be deemed to be fully vested on May 31, 2020.

SEC source: 0001604627-20-000011 · wf-form4_159899732935551.xml · derivative · entry 5

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,858

Underlying: Common Stock · 82,858 shares

Expires 2028-08-31

F4 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 145,000 shares of KSHB common stock granted to the reporting person on September 1, 2018. In exchange, the reporting person received a replacement option, for 82,858 shares, having an exercise price of $0.58 a share.

F3 · derivative.exercise_date: Fifty percent of the shares underlying the option shall be deemed to be vested on the one-year anniversary of September 1, 2018, with the remainder vesting in equal monthly installments over 12 months.

SEC source: 0001604627-20-000011 · wf-form4_159899732935551.xml · derivative · entry 4

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2027-11-13

F2 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 120,000 shares of KSHB common stock granted to the reporting person on November 14, 2017. In exchange, the reporting person received a replacement option, for 80,000 shares, having an exercise price of $0.58 a share.

F1 · derivative.exercise_date: One hundred percent of the shares underlying the option shall be deemed to be fully vested on November 14, 2019.

SEC source: 0001604627-20-000011 · wf-form4_159899732935551.xml · derivative · entry 3

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2030-05-03

F6 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 12,500 shares of KSHB common stock granted to the reporting person on May 4, 2020. In exchange, the reporting person received a replacement option, for 12,500 shares, having an exercise price of $0.58 a share.

F5 · derivative.exercise_date: One hundred percent of the shares underlying the option shall be deemed to be fully vested on May 31, 2020.

SEC source: 0001604627-20-000011 · wf-form4_159899732935551.xml · derivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 145,000 shares

Expires 2028-08-31

F4 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 145,000 shares of KSHB common stock granted to the reporting person on September 1, 2018. In exchange, the reporting person received a replacement option, for 82,858 shares, having an exercise price of $0.58 a share.

F3 · derivative.exercise_date: Fifty percent of the shares underlying the option shall be deemed to be vested on the one-year anniversary of September 1, 2018, with the remainder vesting in equal monthly installments over 12 months.

SEC source: 0001604627-20-000011 · wf-form4_159899732935551.xml · derivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2027-11-13

F2 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 120,000 shares of KSHB common stock granted to the reporting person on November 14, 2017. In exchange, the reporting person received a replacement option, for 80,000 shares, having an exercise price of $0.58 a share.

F1 · derivative.exercise_date: One hundred percent of the shares underlying the option shall be deemed to be fully vested on November 14, 2019.

SEC source: 0001604627-20-000011 · wf-form4_159899732935551.xml · derivative · entry 7

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2030-05-03

F7 · derivative.exercise_date: The shares underlying the option shall vest in equal installments on June 30, 2020, July 31, 2020, and August 31, 2020.

SEC source: 0001104659-20-005242 · tm203784d8_form4.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,017,779

F1 · shares: The Reporting Person received a grant of restricted stock units that will vest in equal installments over a twelve-month period beginning February 15, 2020 and shall settle in shares of common stock.

SEC source: 0001144204-19-035091 · tv525470_4.xml · nonDerivative · entry 3

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,974,175

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $4.96, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001144204-19-035091 · tv525470_4.xml · nonDerivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,040,956

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.77 to $5.03, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001144204-19-035091 · tv525470_4.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,140,956

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.17, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001144204-19-014002 · tv516291_form4.xml · nonDerivative · entry 3

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,274,175

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.47 to $5.63, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001144204-19-014002 · tv516291_form4.xml · nonDerivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,403,398

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.52 to $5.70, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001144204-19-014002 · tv516291_form4.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,497,816

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.64 to $5.86, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001144204-19-002014 · tv511226_4.xml · nonDerivative · entry 3

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,556,601

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.21 to $5.62, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001144204-19-002014 · tv511226_4.xml · nonDerivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,676,601

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.01 to $5.23, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001144204-19-002014 · tv511226_4.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,726,601

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.75 to $6.85, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001144204-18-054457 · tv505070_form4.xml · nonDerivative · entry 3

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,867,427

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.97, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

SEC source: 0001144204-18-054457 · tv505070_form4.xml · nonDerivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,877,427

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.84 to $5.97, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001144204-18-054457 · tv505070_form4.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,907,427

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.20, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001144204-18-049241 · tv502774_form4.xml · nonDerivative · entry 3

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,932,427

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.29 to $5.51, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.

SEC source: 0001144204-18-049241 · tv502774_form4.xml · nonDerivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,038,449

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.36 to $5.52, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

SEC source: 0001144204-18-049241 · tv502774_form4.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,106,836

F1 · kind: The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.41 to $5.54, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0001144204-18-047901 · tv502244_form4.xml · derivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Stock · 145,000 shares

Expires 2028-09-01

F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2016 Stock Incentive Plan. The Option will become exercisable as to one-half (1/2) of the shares underlying the Option on September 1, 2019, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of twelve (12) months.

SEC source: 0001144204-18-041774 · tv500058_form4.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,594,514

F1 · security: The Reporting Person received a grant of 30,000 shares of restricted stock, which will become exercisable as to one-third (1/3) of the shares underlying the restricted stock grant on July 31, 2019, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of twenty-four (24) months.

SEC source: 0001144204-18-003696 · tv484111_form4.xml · nonDerivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,126,601

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4631 to $7.256, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001144204-18-003696 · tv484111_form4.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,459,514

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4467 to $6.65, inclusive. The reporting person hereby undertakes to provide to Kush Bottles, Inc., any security holder of Kush Bottles, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001511164-17-000700 · primary_doc.xml · derivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2027-11-14

F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2016 Stock Incentive Plan. The Option will become exercisable as to one-half (1/2) of the shares underlying the Option on November 14, 2018, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of one year.

SEC source: 0001636985-17-000006 · primary_doc.xml · nonDerivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,564,514

SEC source: 0001636985-17-000006 · primary_doc.xml · nonDerivative · entry 1

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,576,166

SEC source: 0001636985-17-000004 · primary_doc.xml · nonDerivative · entry 2

Imbimbo Dallas · CIK 0001636985 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,590,005