Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Greenlane Holdings, Inc.GNLN · Entity 8520 | Director · Chief Executive Officer | March 10, 2022 | March 10, 2022 |
| Unrivaled Brands, Inc.UNRV · Entity 123632 | Director | July 01, 2022 | July 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Greenlane Holdings, Inc.
Report date March 10, 2022 · Filed March 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,772,731 |
Reported balance
After 2022-03-10 transaction · row 1
1 source rowRow 1 · 2022-03-10 · Grant · Acquired 479,520 · Balance 1,772,731 F1: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 10, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first three anniversaries of the date of the grant, such that on March 10, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.50 · Expires 2032-03-10 | Direct | 590,168 |
Reported balance
After 2022-03-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-10 · Grant · Acquired 590,168 · Balance 590,168 F1: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 10, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first three anniversaries of the date of the grant, such that on March 10, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 699,712 |
Reported balance
Holding disclosure · report date 2022-03-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 699,712 F2: These shares are held in trusts for the benefit of the Reporting Person and the Reporting Person's Spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 10, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first three anniversaries of the date of the grant, such that on March 10, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.
F2: These shares are held in trusts for the benefit of the Reporting Person and the Reporting Person's Spouse.
Unrivaled Brands, Inc.
Report date July 01, 2022 · Filed July 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Nonqualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.08 · Expires 2032-06-30 | Direct | 100,000 |
Reported balance
After 2022-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-07-01 · Grant · Acquired 100,000 · Balance 100,000 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KushCo Holdings, Inc.
Report date August 31, 2021 · Filed September 01, 2021
Section 16 reporting ended · disclosed 2021-09-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 5,282,533 · Balance 0 F1: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 1,593,211 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger. This number includes 100,582 restricted stock units that accelerated and vested in full prior to the merger. |
| Common StockSEC Table I · non-derivative | Indirectby TRUST | 0 |
Reported balance
After 2021-08-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-08-31 · Disposition to issuer · Disposed 4,000,000 · Balance 0 F2: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 1,206,400 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger. F3: These shares were held in trusts for the benefit of the Reporting Person and the Reporting Person's spouse. The Reporting Person had investment control over the shares held by such trusts. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $1.33 · Expires 2031-03-20 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-31 · Disposition to issuer · Disposed 83,333 · Balance 0 F4: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 25,133 shares of Greenlane Holdings, Inc. common stock for $4.41 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2030-04-22 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-08-31 · Disposition to issuer · Disposed 500,000 · Balance 0 F5: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 150,800 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2030-04-22 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-31 · Disposition to issuer · Disposed 30,000 · Balance 0 F6: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 9,048 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2030-04-22 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-31 · Disposition to issuer · Disposed 75,000 · Balance 0 F7: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 22,620 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2030-04-22 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-08-31 · Disposition to issuer · Disposed 265,000 · Balance 0 F8: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 79,924 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.58 · Expires 2028-10-21 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-08-31 · Disposition to issuer · Disposed 100,000 · Balance 0 F9: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 30,160 shares of Greenlane Holdings, Inc. common stock for $1.93 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.79 · Expires 2031-08-29 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-08-31 · Disposition to issuer · Disposed 97,761 · Balance 0 F10: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 29,484 shares of Greenlane Holdings, Inc. common stock for $2.62 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 1,593,211 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger. This number includes 100,582 restricted stock units that accelerated and vested in full prior to the merger.
F2: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 1,206,400 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger.
F3: These shares were held in trusts for the benefit of the Reporting Person and the Reporting Person's spouse. The Reporting Person had investment control over the shares held by such trusts.
F4: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 25,133 shares of Greenlane Holdings, Inc. common stock for $4.41 per share.
F5: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 150,800 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.
F6: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 9,048 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.
F7: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 22,620 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.
F8: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 79,924 shares of Greenlane Holdings, Inc. common stock for $2.09 per share.
F9: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 30,160 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.
F10: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 29,484 shares of Greenlane Holdings, Inc. common stock for $2.62 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2022 Filed Jul 7, 2022 16:00 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantNonqualified Stock Options · Derivative | 100,000 | $0.00 Strike: $0.08 | $0.00 |
DisclosureSEC source: 0001477932-22-004876 · form4.xml · derivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-06-30 Read SEC document |
| June 01, 2022 Filed Jun 16, 2022 20:10 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantNonqualified Stock Options · Derivative | 100,000 | $0.00 Strike: $0.09 | $0.00 |
DisclosureSEC source: 0001477932-22-004473 · form4.xml · derivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-05-31 Read SEC document |
| May 02, 2022 Filed May 4, 2022 17:15 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantNonqualified Stock Options · Derivative | 100,000 | $0.00 Strike: $0.11 | $0.00 |
DisclosureSEC source: 0001477932-22-002956 · form4.xml · derivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-05-01 Read SEC document |
| March 10, 2022 Filed Mar 10, 2022 18:52 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantStock Option (right to buy) · Derivative | 590,168 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001062993-22-007355 · form4.xml · derivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,168 Underlying: Class A Common Stock · 590,168 shares Expires 2032-03-10 F1 · derivative.exercise_date: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 10, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first three anniversaries of the date of the grant, such that on March 10, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested. Read SEC document |
| March 10, 2022 Filed Mar 10, 2022 18:52 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantClass A Common Stock | 479,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-007355 · form4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,772,731 F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 10, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first three anniversaries of the date of the grant, such that on March 10, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 19:12 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantCommon Stock | 1,500,000 | $0.27 | $400,500.00 |
DisclosureSEC source: 0001477932-21-006394 · form4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150,000 F1 · shares: Represents 1,500,000 shares of restricted Common Stock granted pursuant to the Company's Amended and Restated 2018 Equity Incentive Plan, which are subject to a risk of forfeiture until vested. The 1,500,000 shares of restricted Common Stock vest in five equal installments, with the first installment vesting on September 14, 2021, and the remaining installments vesting on January 1, 2022, April 1, 2022, July 1, 2022 and October 1, 2022; provided the Reporting Person is a director of the Company on the applicable vesting date. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 16:12 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantOption to Purchase · Derivative | 50,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001062993-21-008438 · form4.xml · derivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2031-09-07 F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on September 7, 2021 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options will vest 50% on February 28, 2022 and 50% on August 31, 2022, such that on August 31, 2022, the Reporting Person's Stock Options shall be 100% vested. Read SEC document |
| September 02, 2021 Filed Sep 2, 2021 19:16 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GiftClass A Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008190 · form4.xml · nonDerivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,293,211 F5 · shares: The Reporting Person transferred these shares of Greenlane Class A common stock to a trust for the benefit of the Reporting Person's family members, over which the Reporting Person has no pecuniary interest or investment control. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 17:27 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | Disposition to issuerOption to Purchase · Derivative | 97,761 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001104659-21-112117 · tm2126538-7_4seq1.xml · derivative · entry 9 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 97,761 shares Expires 2031-08-29 F10 · price: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 29,484 shares of Greenlane Holdings, Inc. common stock for $2.62 per share. F10 · derivative.exercise_date: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 29,484 shares of Greenlane Holdings, Inc. common stock for $2.62 per share. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 17:27 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | Disposition to issuerOption to Purchase · Derivative | 100,000 | Not disclosed Strike: $0.58 | Not disclosed |
DisclosureSEC source: 0001104659-21-112117 · tm2126538-7_4seq1.xml · derivative · entry 8 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2028-10-21 F9 · price: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 30,160 shares of Greenlane Holdings, Inc. common stock for $1.93 per share. F9 · derivative.exercise_date: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 30,160 shares of Greenlane Holdings, Inc. common stock for $1.93 per share. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 17:27 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | Disposition to issuerOption to Purchase · Derivative | 265,000 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001104659-21-112117 · tm2126538-7_4seq1.xml · derivative · entry 7 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 265,000 shares Expires 2030-04-22 F8 · price: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 79,924 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. F8 · derivative.exercise_date: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 79,924 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 17:27 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | Disposition to issuerOption to Purchase · Derivative | 75,000 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001104659-21-112117 · tm2126538-7_4seq1.xml · derivative · entry 6 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2030-04-22 F7 · price: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 22,620 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. F7 · derivative.exercise_date: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 22,620 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 17:27 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | Disposition to issuerOption to Purchase · Derivative | 30,000 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001104659-21-112117 · tm2126538-7_4seq1.xml · derivative · entry 5 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2030-04-22 F6 · price: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 9,048 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. F6 · derivative.exercise_date: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 9,048 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 17:27 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | Disposition to issuerOption to Purchase · Derivative | 500,000 | Not disclosed Strike: $0.63 | Not disclosed |
DisclosureSEC source: 0001104659-21-112117 · tm2126538-7_4seq1.xml · derivative · entry 4 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2030-04-22 F5 · price: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 150,800 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. F5 · derivative.exercise_date: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 150,800 shares of Greenlane Holdings, Inc. common stock for $2.09 per share. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 17:27 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | Disposition to issuerOption to Purchase · Derivative | 83,333 | Not disclosed Strike: $1.33 | Not disclosed |
DisclosureSEC source: 0001104659-21-112117 · tm2126538-7_4seq1.xml · derivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,333 shares Expires 2031-03-20 F4 · price: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 25,133 shares of Greenlane Holdings, Inc. common stock for $4.41 per share. F4 · derivative.exercise_date: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 25,133 shares of Greenlane Holdings, Inc. common stock for $4.41 per share. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 17:27 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | Disposition to issuerCommon Stock | 4,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-112117 · tm2126538-7_4seq1.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by TRUST Disclosed balance after: 0 F2 · price: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 1,206,400 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger. F3 · ownership.nature: These shares were held in trusts for the benefit of the Reporting Person and the Reporting Person's spouse. The Reporting Person had investment control over the shares held by such trusts. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 17:27 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | Disposition to issuerCommon Stock | 5,282,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-112117 · tm2126538-7_4seq1.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 1,593,211 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger. This number includes 100,582 restricted stock units that accelerated and vested in full prior to the merger. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:16 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantOption to Purchase · Derivative | 29,484 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001062993-21-008190 · form4.xml · derivative · entry 10 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,484 Underlying: Class A Common Stock · 29,484 shares Expires 2031-08-29 F12 · shares: Received in exchange for options to purchase 97,761 shares of KushCo common stock at an exercise price of $0.79 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement. F12 · derivative.exercise_date: Received in exchange for options to purchase 97,761 shares of KushCo common stock at an exercise price of $0.79 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:16 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantOption to Purchase · Derivative | 30,160 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0001062993-21-008190 · form4.xml · derivative · entry 9 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,160 Underlying: Class A Common Stock · 30,160 shares Expires 2028-10-21 F11 · shares: Received in exchange for options to purchase 100,000 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement. F11 · derivative.exercise_date: Received in exchange for options to purchase 100,000 shares of KushCo common stock at an exercise price of $0.58 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:16 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantOption to Purchase · Derivative | 79,924 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0001062993-21-008190 · form4.xml · derivative · entry 8 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,924 Underlying: Class A Common Stock · 79,924 shares Expires 2030-04-22 F10 · shares: Received in exchange for options to purchase 265,000 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. F10 · derivative.exercise_date: Received in exchange for options to purchase 265,000 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:16 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantOption to Purchase · Derivative | 22,620 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0001062993-21-008190 · form4.xml · derivative · entry 7 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,620 Underlying: Class A Common Stock · 22,620 shares Expires 2030-04-22 F9 · shares: Received in exchange for options to purchase 75,000 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. F9 · derivative.exercise_date: Received in exchange for options to purchase 75,000 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:16 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantOption to Purchase · Derivative | 9,048 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0001062993-21-008190 · form4.xml · derivative · entry 6 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,048 Underlying: Class A Common Stock · 9,048 shares Expires 2030-04-22 F8 · shares: Received in exchange for options to purchase 30,000 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. F8 · derivative.exercise_date: Received in exchange for options to purchase 30,000 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:16 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantOption to Purchase · Derivative | 150,800 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0001062993-21-008190 · form4.xml · derivative · entry 5 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,800 Underlying: Class A Common Stock · 150,800 shares Expires 2030-04-22 F7 · shares: Received in exchange for options to purchase 500,000 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement. F7 · derivative.exercise_date: Received in exchange for options to purchase 500,000 shares of KushCo common stock at an exercise price of $0.63 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:16 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantOption to Purchase · Derivative | 25,133 | $0.00 Strike: $4.41 | $0.00 |
DisclosureSEC source: 0001062993-21-008190 · form4.xml · derivative · entry 4 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,133 Underlying: Class A Common Stock · 25,133 shares Expires 2031-03-20 F6 · shares: Received in exchange for options to purchase 83,333 shares of KushCo common stock at an exercise price of $1.33 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement. F6 · derivative.exercise_date: Received in exchange for options to purchase 83,333 shares of KushCo common stock at an exercise price of $1.33 per share pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each option to purchase shares of KushCo common stock was converted into an option exercisable for 0.3016 shares of Greenlane Class A common stock. These options had fully vested prior to the closing of the transactions contemplated by the Merger Agreement. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:16 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantClass A Common Stock | 1,206,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-008190 · form4.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,206,400 F3 · shares: Received in exchange for 4,000,000 shares of KushCo common stock pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each share of KushCo common stock that became fully earned and vested upon closing of the transaction contemplated by the Merger Agreement was converted into the right to receive 0.3016 shares of Greenlane Class A common stock. F2 · price: On the date immediately prior to the effective time of the merger, the closing price of Greenlane's Class A common stock was $2.61 per share and the closing price of KushCo's common stock was $0.694 per share F3 · price: Received in exchange for 4,000,000 shares of KushCo common stock pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each share of KushCo common stock that became fully earned and vested upon closing of the transaction contemplated by the Merger Agreement was converted into the right to receive 0.3016 shares of Greenlane Class A common stock. F4 · ownership.nature: These shares are held in trusts for the benefit of the Reporting Person and the Reporting Person's spouse. The Reporting Person held investment control over all shares held by such trusts until September 2, 2021, on which date investment control over one of the trusts that owns 506,688 shares of Greenlane Class A common stock was transferred to an independent investment advisor. As a result, the Reporting Person no longer has beneficial ownership of such shares and the shares will not be included in the Reporting Person's future Section 16 reports. The Reporting Person retains investment control over the remaining 699,712 shares of Greenlane Class A common stock held in trusts. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 19:16 UTC | Greenlane Holdings, Inc. GNLN · Entity 8520 | GrantClass A Common Stock | 1,593,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-008190 · form4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593,211 F1 · shares: Received in exchange for 5,282,533 shares of common stock of KushCo Holdings, Inc. ("KushCo") pursuant to the Agreement and Plan of Merger, dated as of March 31, 2021, by and among Greenlane Holdings, Inc. ("Greenlane"), Merger Sub Gotham 1, LLC, Merger Sub Gotham 2, LLC and KushCo (the "Merger Agreement"). This number includes 100,582 restricted stock units ("RSUs") that accelerated and vested in full pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each share of KushCo common stock and each KushCo RSU that became fully earned and vested upon closing of the transaction contemplated by the Merger Agreement was converted into the right to receive 0.3016 shares of Greenlane Class A common stock. F1 · price: Received in exchange for 5,282,533 shares of common stock of KushCo Holdings, Inc. ("KushCo") pursuant to the Agreement and Plan of Merger, dated as of March 31, 2021, by and among Greenlane Holdings, Inc. ("Greenlane"), Merger Sub Gotham 1, LLC, Merger Sub Gotham 2, LLC and KushCo (the "Merger Agreement"). This number includes 100,582 restricted stock units ("RSUs") that accelerated and vested in full pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each share of KushCo common stock and each KushCo RSU that became fully earned and vested upon closing of the transaction contemplated by the Merger Agreement was converted into the right to receive 0.3016 shares of Greenlane Class A common stock. F2 · price: On the date immediately prior to the effective time of the merger, the closing price of Greenlane's Class A common stock was $2.61 per share and the closing price of KushCo's common stock was $0.694 per share Read SEC document |
| July 01, 2021 Filed Jul 13, 2021 20:05 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantWarrant (Right to Buy) · Derivative | 980,845 | Not disclosed Strike: $0.19 | Not disclosed |
DisclosureSEC source: 0001477932-21-004592 · form4.xml · derivative · entry 10 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Alpha West Holdings, Inc. Disclosed balance after: 980,845 Underlying: Common Stock · 980,845 shares Expires 2025-06-01 F2 · security: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. F2 · price: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. F3 · ownership.nature: Represents securities held by Alpha West Holdings, Inc., of which the Reporting Person is a stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| July 01, 2021 Filed Jul 13, 2021 20:05 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantWarrant (Right to Buy) · Derivative | 807,527 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001477932-21-004592 · form4.xml · derivative · entry 9 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Alpha West Holdings, Inc. Disclosed balance after: 807,527 Underlying: Common Stock · 807,527 shares Expires 2025-06-01 F2 · security: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. F2 · price: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. F3 · ownership.nature: Represents securities held by Alpha West Holdings, Inc., of which the Reporting Person is a stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| July 01, 2021 Filed Jul 13, 2021 20:05 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantWarrant (Right to Buy) · Derivative | 980,845 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001477932-21-004592 · form4.xml · derivative · entry 8 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Alpha West Holdings, Inc. Disclosed balance after: 980,845 Underlying: Common Stock · 980,845 shares Expires 2025-06-01 F2 · security: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. F2 · price: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. F3 · ownership.nature: Represents securities held by Alpha West Holdings, Inc., of which the Reporting Person is a stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| July 01, 2021 Filed Jul 13, 2021 20:05 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantWarrant (Right to Buy) · Derivative | 576,968 | Not disclosed Strike: $0.19 | Not disclosed |
DisclosureSEC source: 0001477932-21-004592 · form4.xml · derivative · entry 7 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 576,968 Underlying: Common Stock · 576,968 shares Expires 2025-06-01 F2 · security: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. F2 · price: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. Read SEC document |
| July 01, 2021 Filed Jul 13, 2021 20:05 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantWarrant (Right to Buy) · Derivative | 576,968 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001477932-21-004592 · form4.xml · derivative · entry 6 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 576,968 Underlying: Common Stock · 576,968 shares Expires 2025-06-01 F2 · security: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. F2 · price: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. Read SEC document |
| July 01, 2021 Filed Jul 13, 2021 20:05 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantWarrant (Right to Buy) · Derivative | 480,806 | Not disclosed Strike: $0.19 | Not disclosed |
DisclosureSEC source: 0001477932-21-004592 · form4.xml · derivative · entry 5 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 480,806 Underlying: Common Stock · 480,806 shares Expires 2025-06-01 F2 · security: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. F2 · price: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. Read SEC document |
| July 01, 2021 Filed Jul 13, 2021 20:05 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantWarrant (Right to Buy) · Derivative | 2,555,094 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001477932-21-004592 · form4.xml · derivative · entry 4 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,555,094 Underlying: Common Stock · 2,555,094 shares Expires 2025-06-01 F2 · security: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. F2 · price: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. Read SEC document |
| July 01, 2021 Filed Jul 13, 2021 20:05 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantWarrant (Right to Buy) · Derivative | 480,806 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001477932-21-004592 · form4.xml · derivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 480,806 Underlying: Common Stock · 480,806 shares Expires 2025-06-01 F2 · security: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. F2 · price: Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. Read SEC document |
| July 01, 2021 Filed Jul 13, 2021 20:05 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantCommon Stock | 19,260,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001477932-21-004592 · form4.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Alpha West Holdings, Inc. Disclosed balance after: 19,260,742 F1 · shares: Represents shares of the Issuer's common stock acquired by the Reporting Person in connection with the Issuer's acquisition of UMBRLA Inc., a Nevada corporation ("UMBRLA"), pursuant to an Agreement and Plan of Merger, dated as of March 2, 2021, pursuant to which a wholly owned subsidiary of the Issuer merged with and into UMBRLA (the "Merger"), with UMBRLA surviving the Merger as a wholly-owned subsidiary of the Issuer. At the effective time of the Merger, each share of UMBRLA common stock outstanding was converted into the right to receive 1.5386 shares of the Issuer's common stock (the "Exchange Ratio"). F1 · price: Represents shares of the Issuer's common stock acquired by the Reporting Person in connection with the Issuer's acquisition of UMBRLA Inc., a Nevada corporation ("UMBRLA"), pursuant to an Agreement and Plan of Merger, dated as of March 2, 2021, pursuant to which a wholly owned subsidiary of the Issuer merged with and into UMBRLA (the "Merger"), with UMBRLA surviving the Merger as a wholly-owned subsidiary of the Issuer. At the effective time of the Merger, each share of UMBRLA common stock outstanding was converted into the right to receive 1.5386 shares of the Issuer's common stock (the "Exchange Ratio"). F3 · ownership.nature: Represents securities held by Alpha West Holdings, Inc., of which the Reporting Person is a stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| July 01, 2021 Filed Jul 13, 2021 20:05 UTC | Unrivaled Brands, Inc. UNRV · Entity 123632 | GrantCommon Stock | 955,459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001477932-21-004592 · form4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 955,459 F1 · shares: Represents shares of the Issuer's common stock acquired by the Reporting Person in connection with the Issuer's acquisition of UMBRLA Inc., a Nevada corporation ("UMBRLA"), pursuant to an Agreement and Plan of Merger, dated as of March 2, 2021, pursuant to which a wholly owned subsidiary of the Issuer merged with and into UMBRLA (the "Merger"), with UMBRLA surviving the Merger as a wholly-owned subsidiary of the Issuer. At the effective time of the Merger, each share of UMBRLA common stock outstanding was converted into the right to receive 1.5386 shares of the Issuer's common stock (the "Exchange Ratio"). F1 · price: Represents shares of the Issuer's common stock acquired by the Reporting Person in connection with the Issuer's acquisition of UMBRLA Inc., a Nevada corporation ("UMBRLA"), pursuant to an Agreement and Plan of Merger, dated as of March 2, 2021, pursuant to which a wholly owned subsidiary of the Issuer merged with and into UMBRLA (the "Merger"), with UMBRLA surviving the Merger as a wholly-owned subsidiary of the Issuer. At the effective time of the Merger, each share of UMBRLA common stock outstanding was converted into the right to receive 1.5386 shares of the Issuer's common stock (the "Exchange Ratio"). Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 18:30 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantOption to Purchase · Derivative | 83,333 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001604627-21-000055 · wf-form4_161662498972875.xml · derivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 83,333 shares Expires 2031-03-22 F3 · derivative.exercise_date: On March 22, 2021, the Reporting Person was granted an option to purchase shares of common stock. The award will vest over a three-year period, with one-third of the award vesting on March 22, 2022 and the remaining portion of the award vesting pro rata in equal monthly installments thereafter, provided the Reporting Person is employed by the Issuer on each such vesting date. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 18:30 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantCommon Stock | 75,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001604627-21-000055 · wf-form4_161662498972875.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,282,533 F1 · acquired: On March 22, 2021, the Reporting Person received a service-based grant of restricted stock units. The award will vest over a three-year period, with one-third of the award vesting on March 22, 2022 and the remaining portion of the award vesting pro rata in equally monthly installments thereafter, provided the Reporting Person is employed by the Issuer on each such vesting date. All restricted stock units shall settle in shares of common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 16:52 UTC | Unrivaled Brands, Inc. TRTC · Entity 123632 | GrantCommon Stock | 500,000 | $0.26 | $130,050.00 |
DisclosureSEC source: 0001477932-21-000628 · form4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 F1 · shares: Represents 500,000 shares of restricted Common Stock granted pursuant to the Company's Amended and Restated 2018 Equity Incentive Plan, which are subject to a risk of forfeiture until vested. The 500,000 shares of restricted Common Stock vest in twelve equal installments, with the first installment vesting on March 1, 2021, and the remaining installments vesting on the first day of each month thereafter; provided the Reporting Person is a director of the Company on the applicable vesting date. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 16:19 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantOption to Purchase · Derivative | 105,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001604627-21-000034 · wf-form4_161109117465289.xml · derivative · entry 4 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2030-04-23 F4 · derivative.exercise_date: On April 24, 2020, the reporting person was granted an option to purchase shares of common stock. The option vests over a one-year period based on the Issuer's satisfaction of certain predetermined performance goals for the fiscal year ending August 31, 2020. The performance criteria for the fiscal year ended August 31, 2020 were met, resulting in the vesting of the option as to 105,000 shares. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 16:19 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001604627-21-000034 · wf-form4_161109117465289.xml · nonDerivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,207,345 F2 · acquired: On April 24, 2020, the reporting person was granted a performance restricted stock unit award. The award vests over a two-year period, based on the Issuer's satisfaction of certain predetermined performance goals for the period ending August 31, 2021. The performance criteria were met for the fiscal year ended August 31, 2020, resulting in the issuance of 125,000 shares to the reporting person. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 16:06 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantOption to Purchase · Derivative | 265,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001604627-20-000030 · wf-form4_160443754815268.xml · derivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,000 Underlying: Common Stock · 265,000 shares Expires 2030-04-24 F3 · derivative.exercise_date: On April 24, 2020, the reporting person was granted an option to purchase shares of common stock. The option vests over a two-year period based on the satisfaction of certain performance criteria for each of the fiscal years ending August 31, 2020 and 2021. The performance criteria for fiscal 2020 were met, resulting in vesting of the option as to 265,000 shares. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 16:06 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantCommon Stock | 120,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001604627-20-000030 · wf-form4_160443754815268.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,856,951 F1 · acquired: The Reporting Person received these shares as a discretionary bonus for the fiscal year 2020 performance. Read SEC document |
| October 20, 2020 Filed Jan 19, 2021 16:19 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantCommon Stock | 225,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001604627-21-000034 · wf-form4_161109117465289.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,082,345 F1 · acquired: On October 20, 2020, the reporting person received a service-based grant of restricted stock units that will vest on August 31, 2021. All restricted stock units shall settle in shares of common stock. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 17:55 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantOption to Purchase · Derivative | 100,000 | Not disclosed Strike: $0.58 | Not disclosed |
DisclosureSEC source: 0001604627-20-000009 · wf-form4_159899729128293.xml · derivative · entry 4 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-10-23 F4 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's oyption exchange program, an option for 175,000 shares of KSHB common stock granted to the reporting person on October 24, 2018. In exchange, the reporting person received a replacement option, for 100,000 shares, having an exercise price of $0.58 a share. F3 · derivative.exercise_date: One-third of the shares underlying the option shall be deemed to be vested on the one-year anniversary of October 24, 2018, with the remainder vesting in equal monthly installments over 24 months. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 17:55 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantOption to Purchase · Derivative | 80,000 | Not disclosed Strike: $0.58 | Not disclosed |
DisclosureSEC source: 0001604627-20-000009 · wf-form4_159899729128293.xml · derivative · entry 3 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2027-11-13 F2 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 120,000 shares of KSHB common stock granted to the reporting person on November 14, 2017. In exchange, the reporting person received a replacement option, for 80,000 shares, having an exercise price of $0.58 a share. F1 · derivative.exercise_date: One hundred percent of the shares underlying the option shall be deemed to be fully vested on November 14, 2019. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 17:55 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | Disposition to issuerOption to Purchase · Derivative | 175,000 | Not disclosed Strike: $5.21 | Not disclosed |
DisclosureSEC source: 0001604627-20-000009 · wf-form4_159899729128293.xml · derivative · entry 2 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 175,000 shares Expires 2028-10-23 F4 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's oyption exchange program, an option for 175,000 shares of KSHB common stock granted to the reporting person on October 24, 2018. In exchange, the reporting person received a replacement option, for 100,000 shares, having an exercise price of $0.58 a share. F3 · derivative.exercise_date: One-third of the shares underlying the option shall be deemed to be vested on the one-year anniversary of October 24, 2018, with the remainder vesting in equal monthly installments over 24 months. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 17:55 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | Disposition to issuerOption to Purchase · Derivative | 120,000 | Not disclosed Strike: $2.39 | Not disclosed |
DisclosureSEC source: 0001604627-20-000009 · wf-form4_159899729128293.xml · derivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2027-11-13 F2 · price: On August 28, 2020, the issuer canceled, pursuant to the issuer's option exchange program, an option for 120,000 shares of KSHB common stock granted to the reporting person on November 14, 2017. In exchange, the reporting person received a replacement option, for 80,000 shares, having an exercise price of $0.58 a share. F1 · derivative.exercise_date: One hundred percent of the shares underlying the option shall be deemed to be fully vested on November 14, 2019. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 19:15 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantCommon Stock | 58,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-005235 · tm203784d1_form4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The Reporting Person received a service-based grant of restricted stock units that will vest one-third (1/3) on January 15, 2021 with the remaining balance vesting monthly on the first day of each calendar month thereafter for a period of twenty-four (24) months. All restricted stock units shall settle in shares of common stock. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 19:24 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | GrantCommon Stock | 43,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-069989 · tm19245041_form4.xml · nonDerivative · entry 1 Kovacevich Nicholas · CIK 0001637032 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,678,604 F1 · security: The Reporting Person received a grant of restricted stock pursuant to the Issuer's 2016 Stock Incentive Plan (as amended from time to time), which shall vest 100% on May 13, 2020, subject to applicable restrictions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.