Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 14 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2016 Filed Jan 5, 2017 00:10 UTC |
Jacoby StefanExecutive Vice President
|
Exercise / conversionCommon Stock | 4,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000003 · wf-form4_148357503504604.xml · nonDerivative · entry 1 Jacoby Stefan · CIK 0001583553 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 16:20 UTC |
Ammann DanielPresident
|
SaleCommon Stock | 10,000 | $37.00 | $370,000.00 |
DisclosureSEC source: 0001467858-16-000369 · wf-form4_148166400502687.xml · nonDerivative · entry 1 Ammann Daniel · CIK 0001492931 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,850 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2016. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:13 UTC |
Jacoby StefanExecutive Vice President
|
SaleCommon Stock | 2,490 | $36.17 | $90,063.30 |
DisclosureSEC source: 0001467858-16-000368 · wf-form4_148157716960551.xml · nonDerivative · entry 1 Jacoby Stefan · CIK 0001583553 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,770 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in November 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:19 UTC |
Ammann DanielPresident
|
SaleCommon Stock | 10,000 | $35.00 | $350,000.00 |
DisclosureSEC source: 0001467858-16-000365 · wf-form4_148097273214078.xml · nonDerivative · entry 1 Ammann Daniel · CIK 0001492931 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,850 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 26, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:43 UTC |
Timko Thomas SVice President & Controller
|
SaleCommon Stock | 8,035 | $34.24 | $275,118.40 |
DisclosureSEC source: 0001467858-16-000364 · wf-form4_147933258855556.xml · nonDerivative · entry 1 Timko Thomas S · CIK 0001368469 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,442 F1 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $34.22 to $34.26, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 21:28 UTC |
Jacoby StefanExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 4,489 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000355 · wf-form4_147622128738353.xml · derivative · entry 3 Jacoby Stefan · CIK 0001583553 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs reported in this item were granted on October 7, 2013 and began being settled in three equal, annual installments on October 7, 2014. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. RSUs will be settled when they vest provided that the conditions in the GMLTIP have been satisfied. RSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Common Stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F3 · derivative.exercise_date: Each RSU represents a right to receive one share of Common Stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F3 · derivative.expiration_date: Each RSU represents a right to receive one share of Common Stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 21:28 UTC |
Jacoby StefanExecutive Vice President
|
Tax withholdingCommon Stock | 1,884 | $32.33 | $60,909.72 |
DisclosureSEC source: 0001467858-16-000355 · wf-form4_147622128738353.xml · nonDerivative · entry 2 Jacoby Stefan · CIK 0001583553 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,260 Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 21:28 UTC |
Jacoby StefanExecutive Vice President
|
Exercise / conversionCommon Stock | 4,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000355 · wf-form4_147622128738353.xml · nonDerivative · entry 1 Jacoby Stefan · CIK 0001583553 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:19 UTC |
de Nysschen Carel J.Executive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 13,836 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000344 · wf-form4_147561958084268.xml · derivative · entry 3 de Nysschen Carel J. · CIK 0001645350 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,836 Underlying: Common Stock · 13,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs reported in this item were granted on January 5, 2015 and began being settled in three equal, annual installments on October 1, 2015. The remaining RSUs will vest and be settled on October 1, 2017, provided that the Reporting Person remains continuously employed through the vesting date. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Common Stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F3 · derivative.exercise_date: Each RSU represents a right to receive one share of Common Stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F3 · derivative.expiration_date: Each RSU represents a right to receive one share of Common Stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:19 UTC |
de Nysschen Carel J.Executive Vice President
|
Tax withholdingCommon Stock | 7,724 | $31.77 | $245,391.48 |
DisclosureSEC source: 0001467858-16-000344 · wf-form4_147561958084268.xml · nonDerivative · entry 2 de Nysschen Carel J. · CIK 0001645350 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,060 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:19 UTC |
de Nysschen Carel J.Executive Vice President
|
Exercise / conversionCommon Stock | 13,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000344 · wf-form4_147561958084268.xml · nonDerivative · entry 1 de Nysschen Carel J. · CIK 0001645350 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded pursuant to the Company's 2014 Long-Term Incentive Plan ("GMLTIP"). Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:21 UTC |
Davis Alicia BolerExecutive Vice President
|
Exercise / conversionSalary Stock Units · Derivative | 1,066 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000348 · wf-form4_147561965966885.xml · derivative · entry 4 Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F2 · derivative.exercise_price: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:21 UTC |
Davis Alicia BolerExecutive Vice President
|
Tax withholdingCommon Stock | 506 | $31.77 | $16,075.62 |
DisclosureSEC source: 0001467858-16-000348 · wf-form4_147561965966885.xml · nonDerivative · entry 3 Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,531 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:21 UTC |
Davis Alicia BolerExecutive Vice President
|
Disposition to issuerCommon Stock | 560 | $31.77 | $17,791.20 |
DisclosureSEC source: 0001467858-16-000348 · wf-form4_147561965966885.xml · nonDerivative · entry 2 Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,037 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:21 UTC |
Davis Alicia BolerExecutive Vice President
|
Exercise / conversionCommon Stock | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000348 · wf-form4_147561965966885.xml · nonDerivative · entry 1 Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:20 UTC |
Ammann DanielPresident
|
Exercise / conversionSalary Stock Units · Derivative | 6,545 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000345 · wf-form4_147561959953690.xml · derivative · entry 4 Ammann Daniel · CIK 0001492931 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:20 UTC |
Ammann DanielPresident
|
Tax withholdingCommon Stock | 3,103 | $31.77 | $98,582.31 |
DisclosureSEC source: 0001467858-16-000345 · wf-form4_147561959953690.xml · nonDerivative · entry 3 Ammann Daniel · CIK 0001492931 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,850 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:20 UTC |
Ammann DanielPresident
|
Disposition to issuerCommon Stock | 3,442 | $31.77 | $109,352.34 |
DisclosureSEC source: 0001467858-16-000345 · wf-form4_147561959953690.xml · nonDerivative · entry 2 Ammann Daniel · CIK 0001492931 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,953 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:20 UTC |
Ammann DanielPresident
|
Exercise / conversionCommon Stock | 6,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000345 · wf-form4_147561959953690.xml · nonDerivative · entry 1 Ammann Daniel · CIK 0001492931 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 20, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC |
Reuss Mark LExecutive Vice President
|
Exercise / conversionSalary Stock Units · Derivative | 5,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000353 · wf-form4_147561975919764.xml · derivative · entry 4 Reuss Mark L · CIK 0001492362 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC |
Reuss Mark LExecutive Vice President
|
Tax withholdingCommon Stock | 2,580 | $31.77 | $81,966.60 |
DisclosureSEC source: 0001467858-16-000353 · wf-form4_147561975919764.xml · nonDerivative · entry 3 Reuss Mark L · CIK 0001492362 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,630 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC |
Reuss Mark LExecutive Vice President
|
Disposition to issuerCommon Stock | 3,003 | $31.77 | $95,405.31 |
DisclosureSEC source: 0001467858-16-000353 · wf-form4_147561975919764.xml · nonDerivative · entry 2 Reuss Mark L · CIK 0001492362 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,210 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC |
Reuss Mark LExecutive Vice President
|
Exercise / conversionCommon Stock | 5,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000353 · wf-form4_147561975919764.xml · nonDerivative · entry 1 Reuss Mark L · CIK 0001492362 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:21 UTC |
Barra Mary TDirector · Chairman & CEO
|
Exercise / conversionSalary Stock Units · Derivative | 6,579 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000350 · wf-form4_147561969932791.xml · derivative · entry 4 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:21 UTC |
Barra Mary TDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 3,095 | $31.77 | $98,328.15 |
DisclosureSEC source: 0001467858-16-000350 · wf-form4_147561969932791.xml · nonDerivative · entry 3 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,478 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:21 UTC |
Barra Mary TDirector · Chairman & CEO
|
Disposition to issuerCommon Stock | 3,484 | $31.77 | $110,686.68 |
DisclosureSEC source: 0001467858-16-000350 · wf-form4_147561969932791.xml · nonDerivative · entry 2 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,573 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:21 UTC |
Barra Mary TDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 6,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000350 · wf-form4_147561969932791.xml · nonDerivative · entry 1 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC |
Neumann Karl-ThomasExecutive Vice President
|
Exercise / conversionSalary Stock Units · Derivative | 5,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000352 · wf-form4_147561974242933.xml · derivative · entry 4 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC |
Neumann Karl-ThomasExecutive Vice President
|
Tax withholdingCommon Stock | 2,421 | $31.77 | $76,915.17 |
DisclosureSEC source: 0001467858-16-000352 · wf-form4_147561974242933.xml · nonDerivative · entry 3 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,016 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC |
Neumann Karl-ThomasExecutive Vice President
|
Disposition to issuerCommon Stock | 2,676 | $31.77 | $85,016.52 |
DisclosureSEC source: 0001467858-16-000352 · wf-form4_147561974242933.xml · nonDerivative · entry 2 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,437 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC |
Neumann Karl-ThomasExecutive Vice President
|
Exercise / conversionCommon Stock | 5,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000352 · wf-form4_147561974242933.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:23 UTC |
Jacoby StefanExecutive Vice President
|
Exercise / conversionSalary Stock Units · Derivative | 3,707 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000354 · wf-form4_147561977573709.xml · derivative · entry 4 Jacoby Stefan · CIK 0001583553 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,707 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:23 UTC |
Jacoby StefanExecutive Vice President
|
Tax withholdingCommon Stock | 1,556 | $31.77 | $49,434.12 |
DisclosureSEC source: 0001467858-16-000354 · wf-form4_147561977573709.xml · nonDerivative · entry 3 Jacoby Stefan · CIK 0001583553 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,655 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:23 UTC |
Jacoby StefanExecutive Vice President
|
Disposition to issuerCommon Stock | 2,151 | $31.77 | $68,337.27 |
DisclosureSEC source: 0001467858-16-000354 · wf-form4_147561977573709.xml · nonDerivative · entry 2 Jacoby Stefan · CIK 0001583553 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,211 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:23 UTC |
Jacoby StefanExecutive Vice President
|
Exercise / conversionCommon Stock | 3,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000354 · wf-form4_147561977573709.xml · nonDerivative · entry 1 Jacoby Stefan · CIK 0001583553 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC |
Tsien MatthewExecutive Vice President
|
Exercise / conversionSalary Stock Units · Derivative | 111 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000351 · wf-form4_147561972379954.xml · derivative · entry 4 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC |
Tsien MatthewExecutive Vice President
|
Tax withholdingCommon Stock | 52 | $31.77 | $1,652.04 |
DisclosureSEC source: 0001467858-16-000351 · wf-form4_147561972379954.xml · nonDerivative · entry 3 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC |
Tsien MatthewExecutive Vice President
|
Disposition to issuerCommon Stock | 59 | $31.77 | $1,874.43 |
DisclosureSEC source: 0001467858-16-000351 · wf-form4_147561972379954.xml · nonDerivative · entry 2 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,652 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:22 UTC |
Tsien MatthewExecutive Vice President
|
Exercise / conversionCommon Stock | 111 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000351 · wf-form4_147561972379954.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:21 UTC |
Batey Alan S.Executive Vice President
|
Exercise / conversionSalary Stock Units · Derivative | 1,946 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000349 · wf-form4_147561967619839.xml · derivative · entry 4 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:21 UTC |
Batey Alan S.Executive Vice President
|
Tax withholdingCommon Stock | 923 | $31.77 | $29,323.71 |
DisclosureSEC source: 0001467858-16-000349 · wf-form4_147561967619839.xml · nonDerivative · entry 3 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,703 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:21 UTC |
Batey Alan S.Executive Vice President
|
Disposition to issuerCommon Stock | 1,023 | $31.77 | $32,500.71 |
DisclosureSEC source: 0001467858-16-000349 · wf-form4_147561967619839.xml · nonDerivative · entry 2 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,626 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:21 UTC |
Batey Alan S.Executive Vice President
|
Exercise / conversionCommon Stock | 1,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000349 · wf-form4_147561967619839.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:20 UTC |
Stevens Charles K. IIIExecutive Vice President & CFO
|
Exercise / conversionSalary Stock Units · Derivative | 116 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000347 · wf-form4_147561963732746.xml · derivative · entry 4 Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:20 UTC |
Stevens Charles K. IIIExecutive Vice President & CFO
|
Tax withholdingCommon Stock | 55 | $31.77 | $1,747.35 |
DisclosureSEC source: 0001467858-16-000347 · wf-form4_147561963732746.xml · nonDerivative · entry 3 Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,942 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:20 UTC |
Stevens Charles K. IIIExecutive Vice President & CFO
|
Disposition to issuerCommon Stock | 61 | $31.77 | $1,937.97 |
DisclosureSEC source: 0001467858-16-000347 · wf-form4_147561963732746.xml · nonDerivative · entry 2 Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,997 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:20 UTC |
Stevens Charles K. IIIExecutive Vice President & CFO
|
Exercise / conversionCommon Stock | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000347 · wf-form4_147561963732746.xml · nonDerivative · entry 1 Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:20 UTC |
Quattrone John JSenior Vice President
|
Exercise / conversionSalary Stock Units · Derivative | 141 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000346 · wf-form4_147561961627176.xml · derivative · entry 4 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 141 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:20 UTC |
Quattrone John JSenior Vice President
|
Tax withholdingCommon Stock | 67 | $31.77 | $2,128.59 |
DisclosureSEC source: 0001467858-16-000346 · wf-form4_147561961627176.xml · nonDerivative · entry 3 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,754 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:20 UTC |
Quattrone John JSenior Vice President
|
Disposition to issuerCommon Stock | 74 | $31.77 | $2,350.98 |
DisclosureSEC source: 0001467858-16-000346 · wf-form4_147561961627176.xml · nonDerivative · entry 2 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,821 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.