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GM

General Motors Co

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2958
SEC CIK
0001467858
Parsed reports
572

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 2026014
Jun 202604
Jul 202609
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2017 Filed Feb 16, 2017 01:01 UTC
Barra Mary TDirector · Chairman & CEO
Exercise / conversionCommon Stock 12,503 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000047 · wf-form4_148720689066750.xml · nonDerivative · entry 1

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 13, 2014 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's common stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Tsien MatthewExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,759 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · derivative · entry 12

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Tsien MatthewExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 28,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · derivative · entry 11

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Tsien MatthewExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · derivative · entry 10

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Tsien MatthewExecutive Vice President
Tax withholdingCommon Stock 845 $35.52 $30,014.40
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 9

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Tsien MatthewExecutive Vice President
Disposition to issuerCommon Stock 914 $35.52 $32,465.28
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 8

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,445

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Tsien MatthewExecutive Vice President
Exercise / conversionCommon Stock 1,759 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 7

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on June 11, 2014, pursuant to the 2014 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Tsien MatthewExecutive Vice President
Tax withholdingCommon Stock 13,719 $35.36 $485,103.84
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 6

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Tsien MatthewExecutive Vice President
Disposition to issuerCommon Stock 14,861 $35.36 $525,484.96
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 5

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,319

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Tsien MatthewExecutive Vice President
Exercise / conversionCommon Stock 28,580 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 4

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 13, 2014, pursuant to the 2009 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Tsien MatthewExecutive Vice President
Tax withholdingCommon Stock 1,944 $35.36 $68,739.84
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 3

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Tsien MatthewExecutive Vice President
Disposition to issuerCommon Stock 2,105 $35.36 $74,432.80
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 2

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,544

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Tsien MatthewExecutive Vice President
Exercise / conversionCommon Stock 4,049 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000057 · wf-form4_148720866936436.xml · nonDerivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 13, 2014 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The employee is required to have these awards made by delivery in cash, less a portion withheld for taxes.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Neumann Karl-ThomasExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,229 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · derivative · entry 7

Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Neumann Karl-ThomasExecutive Vice President
Tax withholdingCommon Stock 53,239 $35.52 $1,891,049.28
Disclosure

SEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · nonDerivative · entry 5

Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,307

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Neumann Karl-ThomasExecutive Vice President
GrantCommon Stock 112,128 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · nonDerivative · entry 4

Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,546

F3 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Neumann Karl-ThomasExecutive Vice President
SaleCommon Stock 1,379 $35.38 $48,789.02
Disclosure

SEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · nonDerivative · entry 3

Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,418

F2 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2015. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Neumann Karl-ThomasExecutive Vice President
Tax withholdingCommon Stock 2,958 $35.52 $105,068.16
Disclosure

SEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · nonDerivative · entry 2

Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,797

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:31 UTC
Neumann Karl-ThomasExecutive Vice President
Exercise / conversionCommon Stock 6,229 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000056 · wf-form4_148720865036362.xml · nonDerivative · entry 1

Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on June 11, 2014, pursuant to the Company's 2014 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:04 UTC
Timko Thomas SVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000055 · wf-form4_148720702862923.xml · derivative · entry 5

Timko Thomas S · CIK 0001368469 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:04 UTC
Timko Thomas SVice President & Controller
Tax withholdingCommon Stock 9,417 $35.52 $334,491.84
Disclosure

SEC source: 0001467858-17-000055 · wf-form4_148720702862923.xml · nonDerivative · entry 4

Timko Thomas S · CIK 0001368469 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,929

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:04 UTC
Timko Thomas SVice President & Controller
GrantCommon Stock 26,994 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000055 · wf-form4_148720702862923.xml · nonDerivative · entry 3

Timko Thomas S · CIK 0001368469 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,346

F2 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:04 UTC
Timko Thomas SVice President & Controller
Tax withholdingCommon Stock 485 $35.52 $17,227.20
Disclosure

SEC source: 0001467858-17-000055 · wf-form4_148720702862923.xml · nonDerivative · entry 2

Timko Thomas S · CIK 0001368469 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,352

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:04 UTC
Timko Thomas SVice President & Controller
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000055 · wf-form4_148720702862923.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on June 11, 2014, pursuant to the Company's 2014 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 5,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000053 · wf-form4_148720699514441.xml · derivative · entry 8

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 5,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000053 · wf-form4_148720699514441.xml · derivative · entry 7

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Tax withholdingCommon Stock 46,287 $35.52 $1,644,114.24
Disclosure

SEC source: 0001467858-17-000053 · wf-form4_148720699514441.xml · nonDerivative · entry 6

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,052

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
GrantCommon Stock 98,189 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000053 · wf-form4_148720699514441.xml · nonDerivative · entry 5

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,339

F3 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Tax withholdingCommon Stock 1,691 $35.52 $60,064.32
Disclosure

SEC source: 0001467858-17-000053 · wf-form4_148720699514441.xml · nonDerivative · entry 4

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,150

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Exercise / conversionCommon Stock 5,595 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000053 · wf-form4_148720699514441.xml · nonDerivative · entry 3

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on June 11, 2014, pursuant to the 2014 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Tax withholdingCommon Stock 1,862 $35.36 $65,840.32
Disclosure

SEC source: 0001467858-17-000053 · wf-form4_148720699514441.xml · nonDerivative · entry 2

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,246

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Stevens Charles K. IIIExecutive Vice President & CFO
Exercise / conversionCommon Stock 5,716 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000053 · wf-form4_148720699514441.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 13, 2014 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's common stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Batey Alan S.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,229 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · derivative · entry 8

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Batey Alan S.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,335 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · derivative · entry 7

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Batey Alan S.Executive Vice President
Tax withholdingCommon Stock 51,165 $35.52 $1,817,380.80
Disclosure

SEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · nonDerivative · entry 6

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,892

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Batey Alan S.Executive Vice President
GrantCommon Stock 109,325 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · nonDerivative · entry 5

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,057

F3 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Batey Alan S.Executive Vice President
Tax withholdingCommon Stock 2,050 $35.52 $72,816.00
Disclosure

SEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · nonDerivative · entry 4

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,732

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Batey Alan S.Executive Vice President
Exercise / conversionCommon Stock 6,229 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · nonDerivative · entry 3

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on June 11, 2014, pursuant to the 2014 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Batey Alan S.Executive Vice President
Tax withholdingCommon Stock 2,040 $35.36 $72,134.40
Disclosure

SEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · nonDerivative · entry 2

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,553

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:03 UTC
Batey Alan S.Executive Vice President
Exercise / conversionCommon Stock 6,335 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000052 · wf-form4_148720697855852.xml · nonDerivative · entry 1

Batey Alan S. · CIK 0001596335 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 13, 2014 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's common stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:02 UTC
Jacoby StefanExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000051 · wf-form4_148720696197425.xml · derivative · entry 5

Jacoby Stefan · CIK 0001583553 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:02 UTC
Jacoby StefanExecutive Vice President
Tax withholdingCommon Stock 44,590 $35.52 $1,583,836.80
Disclosure

SEC source: 0001467858-17-000051 · wf-form4_148720696197425.xml · nonDerivative · entry 4

Jacoby Stefan · CIK 0001583553 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,170

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:02 UTC
Jacoby StefanExecutive Vice President
GrantCommon Stock 106,292 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000051 · wf-form4_148720696197425.xml · nonDerivative · entry 3

Jacoby Stefan · CIK 0001583553 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,760

F2 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:02 UTC
Jacoby StefanExecutive Vice President
Tax withholdingCommon Stock 1,616 $35.52 $57,400.32
Disclosure

SEC source: 0001467858-17-000051 · wf-form4_148720696197425.xml · nonDerivative · entry 2

Jacoby Stefan · CIK 0001583553 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,468

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:02 UTC
Jacoby StefanExecutive Vice President
Exercise / conversionCommon Stock 5,905 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000051 · wf-form4_148720696197425.xml · nonDerivative · entry 1

Jacoby Stefan · CIK 0001583553 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on June 11, 2014, pursuant to the Company's 2014 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:02 UTC
Quattrone John JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,629 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · derivative · entry 8

Quattrone John J · CIK 0001321249 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:02 UTC
Quattrone John JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · derivative · entry 7

Quattrone John J · CIK 0001321249 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017.

F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:02 UTC
Quattrone John JSenior Vice President
Tax withholdingCommon Stock 11,830 $35.52 $420,201.60
Disclosure

SEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · nonDerivative · entry 6

Quattrone John J · CIK 0001321249 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,623

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:02 UTC
Quattrone John JSenior Vice President
GrantCommon Stock 29,328 $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · nonDerivative · entry 5

Quattrone John J · CIK 0001321249 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,453

F3 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 01:02 UTC
Quattrone John JSenior Vice President
Tax withholdingCommon Stock 497 $35.52 $17,653.44
Disclosure

SEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · nonDerivative · entry 4

Quattrone John J · CIK 0001321249 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,125

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.