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NYSE · USD

GM

General Motors Co

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2958
SEC CIK
0001467858
Parsed reports
572

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 2026014
Jun 202604
Jul 202609
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2020 Filed Jun 2, 2020 17:29 UTC
Blissett Julian G.Executive Vice President
PurchaseCommon Stock 9,300 $26.00 $241,800.00
Disclosure

SEC source: 0001467858-20-000102 · wf-form4_159113333580522.xml · nonDerivative · entry 1

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,130

F1 · price: The price in Column 4 is the weighted average purchase price of the shares. The shares were purchased in multiple transactions at prices from $25.96 to $26.04, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares purchased at each price point within the ranges set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:11 UTC PurchaseCommon Stock 12,700 $23.18 $294,386.00
Disclosure

SEC source: 0001467858-20-000097 · wf-form4_158948705282310.xml · nonDerivative · entry 1

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
May 07, 2020 Filed May 8, 2020 17:30 UTC
MOTT RANDALL DExecutive Vice President & CIO
GrantRestricted Stock Units · Derivative 1,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000083 · wf-form4_158897343060904.xml · derivative · entry 1

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,672

Underlying: Common Stock · 1,672 shares

Expires 2021-04-01

F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021.

F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 17:31 UTC
Blissett Julian G.Executive Vice President
GrantRestricted Stock Units · Derivative 1,616 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000084 · wf-form4_158897345515483.xml · derivative · entry 1

Blissett Julian G. · CIK 0001810440 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616

Underlying: Common Stock · 1,616 shares

Expires 2021-04-01

F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021.

F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 17:33 UTC
Engle Barry L IIExecutive Vice President
GrantRestricted Stock Units · Derivative 1,894 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000089 · wf-form4_158897357032395.xml · derivative · entry 1

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,894

Underlying: Common Stock · 1,894 shares

Expires 2021-04-01

F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021.

F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 17:32 UTC
Glidden Craig B.Executive Vice President & GC
GrantRestricted Stock Units · Derivative 1,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000087 · wf-form4_158897352059609.xml · derivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,727

Underlying: Common Stock · 1,727 shares

Expires 2021-04-01

F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021.

F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:31 UTC
Reuss Mark LPresident
GrantRestricted Stock Units · Derivative 2,897 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000085 · wf-form4_158897347716602.xml · derivative · entry 1

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

Underlying: Common Stock · 2,897 shares

Expires 2021-04-01

F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021.

F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:33 UTC
Barra Mary TDirector · Chairman & CEO
GrantRestricted Stock Units · Derivative 4,680 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000090 · wf-form4_158897359041259.xml · derivative · entry 1

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

Underlying: Common Stock · 4,680 shares

Expires 2021-04-01

F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021.

F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:33 UTC
Tsien MatthewExecutive Vice President
GrantRestricted Stock Units · Derivative 1,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000091 · wf-form4_158897361194120.xml · derivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,672

Underlying: Common Stock · 1,672 shares

Expires 2021-04-01

F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021.

F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:32 UTC
Parks Douglas LExecutive Vice President
GrantRestricted Stock Units · Derivative 1,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000088 · wf-form4_158897354310783.xml · derivative · entry 1

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,727

Underlying: Common Stock · 1,727 shares

Expires 2021-04-01

F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021.

F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:31 UTC
Johnson GeraldExecutive Vice President
GrantRestricted Stock Units · Derivative 1,616 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000086 · wf-form4_158897349845809.xml · derivative · entry 1

Johnson Gerald · CIK 0001772226 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616

Underlying: Common Stock · 1,616 shares

Expires 2021-04-01

F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021.

F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:30 UTC
Hatto ChristopherVice President & CAO
GrantRestricted Stock Units · Derivative 1,170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000082 · wf-form4_158897340913929.xml · derivative · entry 1

Hatto Christopher · CIK 0001292153 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170

Underlying: Common Stock · 1,170 shares

Expires 2021-04-01

F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021.

F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:30 UTC
Suryadevara DhivyaExecutive Vice President & CFO
GrantRestricted Stock Units · Derivative 2,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-20-000081 · wf-form4_158897338735345.xml · derivative · entry 1

Suryadevara Dhivya · CIK 0001751582 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 2,563 shares

Expires 2021-04-01

F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021.

F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 20:46 UTC
Tsien MatthewExecutive Vice President
PurchaseCommon Stock 22,400 $22.97 $514,528.00
Disclosure

SEC source: 0001467858-20-000057 · wf-form4_158534194983567.xml · nonDerivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,234

F1 · shares: The purchase of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 12:46 UTC PurchaseCommon Stock 1,561 $32.02 $49,983.22
Disclosure

SEC source: 0001467858-20-000053 · wf-form4_158291196089779.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,561

F1 · price: The price in Column 4 is the weighted average purchase price of the shares. The shares were purchased in multiple transactions at prices from $32.015 to $32.020, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares purchased at each price point within the ranges set forth in this footnote.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 18:10 UTC
MOTT RANDALL DExecutive Vice President & CIO
GrantEmployee Stock Option (Right to Buy) · Derivative 69,141 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001628280-20-001820 · wf-form4_158215381946179.xml · derivative · entry 3

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,705

Underlying: Common Stock · 69,141 shares

Expires 2025-07-28

F2 · security: On February 15, 2020, the remaining 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 18:13 UTC
Engle Barry L IIExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 50,442 $0.00 Strike: $30.67 $0.00
Disclosure

SEC source: 0001628280-20-001828 · wf-form4_158215396684376.xml · derivative · entry 3

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,327

Underlying: Common Stock · 50,442 shares

Expires 2025-07-28

F2 · security: On February 15, 2020, the remaining 20% of the October 1, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 18:10 UTC
Glidden Craig B.Executive Vice President & GC
GrantEmployee Stock Option (Right to Buy) · Derivative 83,514 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001628280-20-001821 · wf-form4_158215384219967.xml · derivative · entry 3

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,542

Underlying: Common Stock · 83,514 shares

Expires 2025-07-28

F2 · security: On February 15, 2020, the remaining 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:11 UTC
Reuss Mark LPresident
GrantEmployee Stock Option (Right to Buy) · Derivative 165,943 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001628280-20-001822 · wf-form4_158215386176398.xml · derivative · entry 3

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,943

Underlying: Common Stock · 165,943 shares

Expires 2025-07-28

F2 · security: On February 15, 2020, the remaining 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:12 UTC
Barra Mary TDirector · Chairman & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 520,607 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001628280-20-001826 · wf-form4_158215392555980.xml · derivative · entry 3

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,603,037

Underlying: Common Stock · 520,607 shares

Expires 2025-07-28

F3 · security: On February 15, 2020, the remaining 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:12 UTC
Hatto ChristopherVice President & CAO
GrantEmployee Stock Option (Right to Buy) · Derivative 11,974 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001628280-20-001827 · wf-form4_158215394699822.xml · derivative · entry 3

Hatto Christopher · CIK 0001292153 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,922

Underlying: Common Stock · 11,974 shares

Expires 2025-07-28

F2 · security: On February 15, 2020, the remaining 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:12 UTC
Suryadevara DhivyaExecutive Vice President & CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 22,776 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001628280-20-001824 · wf-form4_158215390602258.xml · derivative · entry 3

Suryadevara Dhivya · CIK 0001751582 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,883

Underlying: Common Stock · 22,776 shares

Expires 2025-07-28

F2 · security: On February 15, 2020, the remaining 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:10 UTC
Johnson GeraldExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 22,776 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001628280-20-001819 · wf-form4_158215380000198.xml · derivative · entry 3

Johnson Gerald · CIK 0001772226 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,776

Underlying: Common Stock · 22,776 shares

Expires 2025-07-28

F2 · security: On February 15, 2020, the remaining 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:11 UTC
Tsien MatthewExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 71,583 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001628280-20-001823 · wf-form4_158215388439287.xml · derivative · entry 3

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,918

Underlying: Common Stock · 71,583 shares

Expires 2025-07-28

F2 · security: On February 15, 2020, the remaining 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:09 UTC
Parks Douglas LExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 22,776 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001628280-20-001818 · wf-form4_158215377823789.xml · derivative · entry 3

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,776

Underlying: Common Stock · 22,776 shares

Expires 2025-07-28

F2 · security: On February 15, 2020, the remaining 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 18:10 UTC
MOTT RANDALL DExecutive Vice President & CIO
Tax withholdingCommon Stock 18,058 $34.76 $627,696.08
Disclosure

SEC source: 0001628280-20-001820 · wf-form4_158215381946179.xml · nonDerivative · entry 2

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,427

Read SEC document
February 14, 2020 Filed Feb 19, 2020 18:10 UTC
MOTT RANDALL DExecutive Vice President & CIO
GrantCommon Stock 56,715 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-001820 · wf-form4_158215381946179.xml · nonDerivative · entry 1

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,485

F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 18:13 UTC
Engle Barry L IIExecutive Vice President
Tax withholdingCommon Stock 20,635 $34.76 $717,272.60
Disclosure

SEC source: 0001628280-20-001828 · wf-form4_158215396684376.xml · nonDerivative · entry 2

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,708

Read SEC document
February 14, 2020 Filed Feb 19, 2020 18:13 UTC
Engle Barry L IIExecutive Vice President
GrantCommon Stock 55,606 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-001828 · wf-form4_158215396684376.xml · nonDerivative · entry 1

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,343

F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 18:10 UTC
Glidden Craig B.Executive Vice President & GC
Tax withholdingCommon Stock 33,054 $34.76 $1,148,957.04
Disclosure

SEC source: 0001628280-20-001821 · wf-form4_158215384219967.xml · nonDerivative · entry 2

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,144

Read SEC document
February 14, 2020 Filed Feb 19, 2020 18:10 UTC
Glidden Craig B.Executive Vice President & GC
GrantCommon Stock 83,520 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-001821 · wf-form4_158215384219967.xml · nonDerivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,198

F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 23:11 UTC
Reuss Mark LPresident
Tax withholdingCommon Stock 58,274 $34.76 $2,025,604.24
Disclosure

SEC source: 0001628280-20-001822 · wf-form4_158215386176398.xml · nonDerivative · entry 2

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,752

Read SEC document
February 14, 2020 Filed Feb 19, 2020 23:11 UTC
Reuss Mark LPresident
GrantCommon Stock 143,557 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-001822 · wf-form4_158215386176398.xml · nonDerivative · entry 1

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,026

F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 23:12 UTC
Barra Mary TDirector · Chairman & CEO
Tax withholdingCommon Stock 200,471 $34.76 $6,968,371.96
Disclosure

SEC source: 0001628280-20-001826 · wf-form4_158215392555980.xml · nonDerivative · entry 2

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,308,329

Read SEC document
February 14, 2020 Filed Feb 19, 2020 23:12 UTC
Barra Mary TDirector · Chairman & CEO
GrantCommon Stock 460,797 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-001826 · wf-form4_158215392555980.xml · nonDerivative · entry 1

Barra Mary T · CIK 0001492154 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,800

F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock.

F2 · balance_after: The amount includes an additional 35 shares of common stock that, due to an administrative error, were inadvertently omitted from the Form 4 filed by the Reporting Person on February 12, 2019.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 23:12 UTC
Hatto ChristopherVice President & CAO
Tax withholdingCommon Stock 3,593 $34.76 $124,892.68
Disclosure

SEC source: 0001628280-20-001827 · wf-form4_158215394699822.xml · nonDerivative · entry 2

Hatto Christopher · CIK 0001292153 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,188

Read SEC document
February 14, 2020 Filed Feb 19, 2020 23:12 UTC
Hatto ChristopherVice President & CAO
GrantCommon Stock 11,741 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-001827 · wf-form4_158215394699822.xml · nonDerivative · entry 1

Hatto Christopher · CIK 0001292153 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,781

F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock.

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February 14, 2020 Filed Feb 19, 2020 23:12 UTC
Suryadevara DhivyaExecutive Vice President & CFO
Tax withholdingCommon Stock 10,257 $34.76 $356,533.32
Disclosure

SEC source: 0001628280-20-001824 · wf-form4_158215390602258.xml · nonDerivative · entry 2

Suryadevara Dhivya · CIK 0001751582 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,538

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February 14, 2020 Filed Feb 19, 2020 23:12 UTC
Suryadevara DhivyaExecutive Vice President & CFO
GrantCommon Stock 26,054 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-001824 · wf-form4_158215390602258.xml · nonDerivative · entry 1

Suryadevara Dhivya · CIK 0001751582 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,795

F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock.

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February 14, 2020 Filed Feb 19, 2020 23:10 UTC
Johnson GeraldExecutive Vice President
Tax withholdingCommon Stock 6,440 $34.76 $223,854.40
Disclosure

SEC source: 0001628280-20-001819 · wf-form4_158215380000198.xml · nonDerivative · entry 2

Johnson Gerald · CIK 0001772226 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,277

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February 14, 2020 Filed Feb 19, 2020 23:10 UTC
Johnson GeraldExecutive Vice President
GrantCommon Stock 22,331 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-001819 · wf-form4_158215380000198.xml · nonDerivative · entry 1

Johnson Gerald · CIK 0001772226 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,717

F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock.

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February 14, 2020 Filed Feb 19, 2020 23:11 UTC
Tsien MatthewExecutive Vice President
Tax withholdingCommon Stock 29,558 $34.76 $1,027,436.08
Disclosure

SEC source: 0001628280-20-001823 · wf-form4_158215388439287.xml · nonDerivative · entry 2

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,834

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February 14, 2020 Filed Feb 19, 2020 23:11 UTC
Tsien MatthewExecutive Vice President
GrantCommon Stock 67,792 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-001823 · wf-form4_158215388439287.xml · nonDerivative · entry 1

Tsien Matthew · CIK 0001594133 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,392

F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock.

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February 14, 2020 Filed Feb 19, 2020 23:09 UTC
Parks Douglas LExecutive Vice President
Tax withholdingCommon Stock 7,495 $34.76 $260,526.20
Disclosure

SEC source: 0001628280-20-001818 · wf-form4_158215377823789.xml · nonDerivative · entry 2

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,103

Read SEC document
February 14, 2020 Filed Feb 19, 2020 23:09 UTC
Parks Douglas LExecutive Vice President
GrantCommon Stock 26,054 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-001818 · wf-form4_158215377823789.xml · nonDerivative · entry 1

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,598

F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 16:41 UTC
MOTT RANDALL DExecutive Vice President & CIO
GrantEmployee Stock Option (Right to Buy) · Derivative 84,946 $0.00 Strike: $35.49 $0.00
Disclosure

SEC source: 0001467858-20-000040 · wf-form4_158171646545921.xml · derivative · entry 1

MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,946

Underlying: Common Stock · 84,946 shares

Expires 2030-02-12

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 12, 2021; one-third on February 12, 2022; and one-third on February 12, 2023.

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February 12, 2020 Filed Feb 14, 2020 21:42 UTC
Parks Douglas LExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 136,717 $0.00 Strike: $35.49 $0.00
Disclosure

SEC source: 0001467858-20-000044 · wf-form4_158171655117185.xml · derivative · entry 1

Parks Douglas L · CIK 0001793300 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,717

Underlying: Common Stock · 136,717 shares

Expires 2030-02-12

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 12, 2021; one-third on February 12, 2022; and one-third on February 12, 2023.

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February 12, 2020 Filed Feb 14, 2020 16:43 UTC
Engle Barry L IIExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 210,194 $0.00 Strike: $35.49 $0.00
Disclosure

SEC source: 0001467858-20-000047 · wf-form4_158171661381699.xml · derivative · entry 1

Engle Barry L II · CIK 0001652909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,194

Underlying: Common Stock · 210,194 shares

Expires 2030-02-12

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 12, 2021; one-third on February 12, 2022; and one-third on February 12, 2023.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 16:41 UTC
Glidden Craig B.Executive Vice President & GC
GrantEmployee Stock Option (Right to Buy) · Derivative 139,197 $0.00 Strike: $35.49 $0.00
Disclosure

SEC source: 0001467858-20-000041 · wf-form4_158171648659403.xml · derivative · entry 1

Glidden Craig B. · CIK 0001500309 · Executive Vice President & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,197

Underlying: Common Stock · 139,197 shares

Expires 2030-02-12

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 12, 2021; one-third on February 12, 2022; and one-third on February 12, 2023.

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February 12, 2020 Filed Feb 14, 2020 21:44 UTC
Reuss Mark LPresident
GrantEmployee Stock Option (Right to Buy) · Derivative 295,139 $0.00 Strike: $35.49 $0.00
Disclosure

SEC source: 0001467858-20-000048 · wf-form4_158171663614101.xml · derivative · entry 1

Reuss Mark L · CIK 0001492362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,139

Underlying: Common Stock · 295,139 shares

Expires 2030-02-12

F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 12, 2021; one-third on February 12, 2022; and one-third on February 12, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.