Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| General Motors CoGM · Entity 2958 | Executive Vice President | May 07, 2020 | May 08, 2020 |
| Valor Latitude Acquisition Corp.VLAD · Entity 112402 | Director | May 03, 2021 | May 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
General Motors Co
Report date May 07, 2020 · Filed May 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-04-01 | Direct | 1,894 |
Reported balance
After 2020-05-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-05-07 · Grant · Acquired 1,894 · Balance 1,894 F1: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021. F2: Each RSU will be settled for one share of the Company's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021.
F2: Each RSU will be settled for one share of the Company's Common Stock.
Valor Latitude Acquisition Corp.
Report date May 03, 2021 · Filed May 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-05-03 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Reporting Person holds 50,000 Class B ordinary shares of the Issuer ("Class B Shares"). The Class B Shares will automatically convert into Class A ordinary shares of the Issuer ("Class A Shares") at a ratio of no less than one-to-one on the first business day following the consummation of the Issuer's initial business combination, with the actual conversion rate as described in the section entitled "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254159) filed with the Securities and Exchange Commission on April 19, 2021. The Class B Shares have no expiration date. F2: Up to 7,500 of the Class B Shares held by the Reporting Person are subject to forfeiture in the event the underwriters' over-allotment option is not exercised. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person holds 50,000 Class B ordinary shares of the Issuer ("Class B Shares"). The Class B Shares will automatically convert into Class A ordinary shares of the Issuer ("Class A Shares") at a ratio of no less than one-to-one on the first business day following the consummation of the Issuer's initial business combination, with the actual conversion rate as described in the section entitled "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254159) filed with the Securities and Exchange Commission on April 19, 2021. The Class B Shares have no expiration date.
F2: Up to 7,500 of the Class B Shares held by the Reporting Person are subject to forfeiture in the event the underwriters' over-allotment option is not exercised.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Qell Acquisition Corp
Report date September 14, 2021 · Filed September 17, 2021
Section 16 reporting ended · disclosed 2021-09-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote | 6,796,055 |
Reported balance
After 2021-09-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-09-14 · Exercise / conversion · Acquired 6,796,055 · Balance 6,796,055 F1: The shares automatically converted into Class A ordinary shares per the terms outlined in the Business Combination Agreement (the "BAC") dated as of March 30, 2021, by and among the Issuer, Lilium GmbH, Lilium B.V. and Queen Cayman Merger LLC. The Business Combination closed on September 14, 2021. F2: The total number reported in this column includes the forfeiture of 1,828,945 Class B Ordinary Shares pursuant to a Sponsor Letter Agreement. F3: These shares are held by Qell Partners II LLC ("Sponsor") of which the Reporting Person is the manager. As such, the Reporting Person has voting and investment discretion and may be deemed to have beneficial ownership with respect to the Class A ordinary Shares and the Class B ordinary shares held by Sponsor. The Reporting Person disclaims beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly |
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2021-09-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-09-14 · Other · Disposed 6,796,055 · Balance 0 F4: These shares were automatically converted into Class A ordinary shares of Lilium N.V.(Nasdaq symbol "LILM") in connection with the Business Combination that closed on September 14, 2021. F3: These shares are held by Qell Partners II LLC ("Sponsor") of which the Reporting Person is the manager. As such, the Reporting Person has voting and investment discretion and may be deemed to have beneficial ownership with respect to the Class A ordinary Shares and the Class B ordinary shares held by Sponsor. The Reporting Person disclaims beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-09-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-09-14 · Exercise / conversion · Disposed 8,625,000 · Balance 0 F1: The shares automatically converted into Class A ordinary shares per the terms outlined in the Business Combination Agreement (the "BAC") dated as of March 30, 2021, by and among the Issuer, Lilium GmbH, Lilium B.V. and Queen Cayman Merger LLC. The Business Combination closed on September 14, 2021. F3: These shares are held by Qell Partners II LLC ("Sponsor") of which the Reporting Person is the manager. As such, the Reporting Person has voting and investment discretion and may be deemed to have beneficial ownership with respect to the Class A ordinary Shares and the Class B ordinary shares held by Sponsor. The Reporting Person disclaims beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly |
Filing footnotes · ownership attribution and instrument terms
F1: The shares automatically converted into Class A ordinary shares per the terms outlined in the Business Combination Agreement (the "BAC") dated as of March 30, 2021, by and among the Issuer, Lilium GmbH, Lilium B.V. and Queen Cayman Merger LLC. The Business Combination closed on September 14, 2021.
F2: The total number reported in this column includes the forfeiture of 1,828,945 Class B Ordinary Shares pursuant to a Sponsor Letter Agreement.
F3: These shares are held by Qell Partners II LLC ("Sponsor") of which the Reporting Person is the manager. As such, the Reporting Person has voting and investment discretion and may be deemed to have beneficial ownership with respect to the Class A ordinary Shares and the Class B ordinary shares held by Sponsor. The Reporting Person disclaims beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly
F4: These shares were automatically converted into Class A ordinary shares of Lilium N.V.(Nasdaq symbol "LILM") in connection with the Business Combination that closed on September 14, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2021 Filed Sep 17, 2021 19:28 UTC | Qell Acquisition Corp QELLU · Entity 135374 | Exercise / conversionClass B Ordinary Shares · Derivative | 8,625,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-117049 · tm2127955-1_4seq1.xml · derivative · entry 3 Engle Barry L II · CIK 0001652909 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 8,625,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares automatically converted into Class A ordinary shares per the terms outlined in the Business Combination Agreement (the "BAC") dated as of March 30, 2021, by and among the Issuer, Lilium GmbH, Lilium B.V. and Queen Cayman Merger LLC. The Business Combination closed on September 14, 2021. F1 · price: The shares automatically converted into Class A ordinary shares per the terms outlined in the Business Combination Agreement (the "BAC") dated as of March 30, 2021, by and among the Issuer, Lilium GmbH, Lilium B.V. and Queen Cayman Merger LLC. The Business Combination closed on September 14, 2021. F1 · derivative.exercise_date: The shares automatically converted into Class A ordinary shares per the terms outlined in the Business Combination Agreement (the "BAC") dated as of March 30, 2021, by and among the Issuer, Lilium GmbH, Lilium B.V. and Queen Cayman Merger LLC. The Business Combination closed on September 14, 2021. F1 · derivative.expiration_date: The shares automatically converted into Class A ordinary shares per the terms outlined in the Business Combination Agreement (the "BAC") dated as of March 30, 2021, by and among the Issuer, Lilium GmbH, Lilium B.V. and Queen Cayman Merger LLC. The Business Combination closed on September 14, 2021. F3 · ownership.nature: These shares are held by Qell Partners II LLC ("Sponsor") of which the Reporting Person is the manager. As such, the Reporting Person has voting and investment discretion and may be deemed to have beneficial ownership with respect to the Class A ordinary Shares and the Class B ordinary shares held by Sponsor. The Reporting Person disclaims beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 19:28 UTC | Qell Acquisition Corp QELLU · Entity 135374 | OtherClass A Ordinary Shares | 6,796,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-117049 · tm2127955-1_4seq1.xml · nonDerivative · entry 2 Engle Barry L II · CIK 0001652909 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: These shares were automatically converted into Class A ordinary shares of Lilium N.V.(Nasdaq symbol "LILM") in connection with the Business Combination that closed on September 14, 2021. F3 · ownership.nature: These shares are held by Qell Partners II LLC ("Sponsor") of which the Reporting Person is the manager. As such, the Reporting Person has voting and investment discretion and may be deemed to have beneficial ownership with respect to the Class A ordinary Shares and the Class B ordinary shares held by Sponsor. The Reporting Person disclaims beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 19:28 UTC | Qell Acquisition Corp QELLU · Entity 135374 | Exercise / conversionClass A Ordinary Shares | 6,796,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-117049 · tm2127955-1_4seq1.xml · nonDerivative · entry 1 Engle Barry L II · CIK 0001652909 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,796,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares automatically converted into Class A ordinary shares per the terms outlined in the Business Combination Agreement (the "BAC") dated as of March 30, 2021, by and among the Issuer, Lilium GmbH, Lilium B.V. and Queen Cayman Merger LLC. The Business Combination closed on September 14, 2021. F2 · balance_after: The total number reported in this column includes the forfeiture of 1,828,945 Class B Ordinary Shares pursuant to a Sponsor Letter Agreement. F3 · ownership.nature: These shares are held by Qell Partners II LLC ("Sponsor") of which the Reporting Person is the manager. As such, the Reporting Person has voting and investment discretion and may be deemed to have beneficial ownership with respect to the Class A ordinary Shares and the Class B ordinary shares held by Sponsor. The Reporting Person disclaims beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly Read SEC document |
| May 07, 2020 Filed May 8, 2020 17:33 UTC | General Motors Co GM · Entity 2958 | GrantRestricted Stock Units · Derivative | 1,894 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-20-000089 · wf-form4_158897357032395.xml · derivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,894 Underlying: Common Stock · 1,894 shares Expires 2021-04-01 F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021. F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 18:13 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,442 | $0.00 Strike: $30.67 | $0.00 |
DisclosureSEC source: 0001628280-20-001828 · wf-form4_158215396684376.xml · derivative · entry 3 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,327 Underlying: Common Stock · 50,442 shares Expires 2025-07-28 F2 · security: On February 15, 2020, the remaining 20% of the October 1, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 18:13 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 20,635 | $34.76 | $717,272.60 |
DisclosureSEC source: 0001628280-20-001828 · wf-form4_158215396684376.xml · nonDerivative · entry 2 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,708 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 18:13 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 55,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-001828 · wf-form4_158215396684376.xml · nonDerivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,343 F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 16:43 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 210,194 | $0.00 Strike: $35.49 | $0.00 |
DisclosureSEC source: 0001467858-20-000047 · wf-form4_158171661381699.xml · derivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,194 Underlying: Common Stock · 210,194 shares Expires 2030-02-12 F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan. F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 12, 2021; one-third on February 12, 2022; and one-third on February 12, 2023. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:06 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 31,447 | $0.00 Strike: $37.76 | $0.00 |
DisclosureSEC source: 0001467858-19-000074 · wf-form4_155432557396304.xml · derivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,447 Underlying: Common Stock · 31,447 shares Expires 2029-02-13 F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan. F2 · derivative.exercise_date: These Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 16:25 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,442 | $0.00 Strike: $30.67 | $0.00 |
DisclosureSEC source: 0001467858-19-000062 · wf-form4_155061150389101.xml · derivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,885 Underlying: Common Stock · 50,442 shares Expires 2025-07-28 F1 · security: On February 15, 2019, 20% of the October 1, 2015, Driving Stockholder Value Stock Option Grant (the "DSV Grant") vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2018. F2 · balance_after: Represents the vested and unexercised portion of the DSV Grant, 40% of which vested on February 15, 2017, and 20% of which vested on each of February 15, 2018, and February 15, 2019. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:21 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $39.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000047 · wf-form4_155026567393752.xml · derivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2029-02-13 F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan. F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 16:33 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 4,285 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000043 · wf-form4_155000718408070.xml · derivative · entry 5 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 16:33 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 1,226 | $38.70 | $47,446.20 |
DisclosureSEC source: 0001467858-19-000043 · wf-form4_155000718408070.xml · nonDerivative · entry 4 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,737 Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 16:33 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 4,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000043 · wf-form4_155000718408070.xml · nonDerivative · entry 3 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 16:33 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 27,916 | $38.70 | $1,080,349.20 |
DisclosureSEC source: 0001467858-19-000043 · wf-form4_155000718408070.xml · nonDerivative · entry 2 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,678 Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 16:33 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 64,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000043 · wf-form4_155000718408070.xml · nonDerivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,594 F1 · security: On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 19:05 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,443 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-18-000052 · wf-form4_151917149879727.xml · derivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,329 Underlying: Common Stock · 50,443 shares Expires 2025-07-28 F1 · security: On February 15, 2018, 20% of the July 28, 2015 Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return ("TSR") of the peer group for the period July 28, 2015 through December 31, 2017. F2 · balance_after: Represents the vested and unexercised portion of the 2015 Driving Shareholder Value Stock Option Grant, 40% of which vested on February 15, 2017 and 20% of which vested on February 15, 2018. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 18:42 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 66,426 | $0.00 Strike: $41.40 | $0.00 |
DisclosureSEC source: 0001467858-18-000050 · wf-form4_151865170919402.xml · derivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,426 Underlying: Common Stock · 66,426 shares Expires 2028-02-13 F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019. F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 19:11 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 2,717 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · derivative · entry 8 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,717 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs in this item were granted on October 1, 2015 and were settled on February 11, 2018. F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 19:11 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 13,988 | $41.46 | $579,942.48 |
DisclosureSEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · nonDerivative · entry 6 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,567 Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 19:11 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 48,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · nonDerivative · entry 5 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,555 F3 · security: On October 1, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 19:11 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 778 | $41.46 | $32,255.88 |
DisclosureSEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · nonDerivative · entry 4 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,647 Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 19:11 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 2,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · nonDerivative · entry 3 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on October 1, 2015. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 19:11 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 4,286 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · derivative · entry 7 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,285 Underlying: Common Stock · 4,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 19:11 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 1,226 | $41.46 | $50,829.96 |
DisclosureSEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · nonDerivative · entry 2 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,708 Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 19:11 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 4,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000031 · wf-form4_151856705524125.xml · nonDerivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 18:01 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,443 | $0.00 Strike: $30.67 | $0.00 |
DisclosureSEC source: 0001467858-18-000013 · wf-form4_151631647831884.xml · derivative · entry 3 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,327 Underlying: Common Stock · 50,443 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted on October 1, 2015 under the 2014 Long-Term Incentive Plan and vested on February 15, 2017. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 18:01 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 50,443 | $45.00 | $2,269,935.00 |
DisclosureSEC source: 0001467858-18-000013 · wf-form4_151631647831884.xml · nonDerivative · entry 2 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,648 F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $45.00 to $45.02, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 18:01 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 50,443 | $30.67 | $1,547,086.81 |
DisclosureSEC source: 0001467858-18-000013 · wf-form4_151631647831884.xml · nonDerivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 17:22 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,443 | $0.00 Strike: $30.67 | $0.00 |
DisclosureSEC source: 0001467858-17-000138 · wf-form4_151259892511358.xml · derivative · entry 3 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,770 Underlying: Common Stock · 50,443 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted on October 1, 2015 under the 2014 Long-Term Incentive Plan and vested on February 15, 2017. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 17:22 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 50,443 | $43.08 | $2,173,084.44 |
DisclosureSEC source: 0001467858-17-000138 · wf-form4_151259892511358.xml · nonDerivative · entry 2 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,648 F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $43.00 to $43.20, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 17:22 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 50,443 | $30.67 | $1,547,086.81 |
DisclosureSEC source: 0001467858-17-000138 · wf-form4_151259892511358.xml · nonDerivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2017. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 16:45 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 78,750 | $0.00 Strike: $34.34 | $0.00 |
DisclosureSEC source: 0001467858-17-000085 · wf-form4_149704110250373.xml · derivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,750 Underlying: Common Stock · 78,750 shares Expires 2027-06-07 F1 · security: The Stock Options were granted under the 2017 General Motors Company Long-Term Incentive Plan and will vest annually in three equal installments beginning February 14, 2018. F1 · derivative.exercise_date: The Stock Options were granted under the 2017 General Motors Company Long-Term Incentive Plan and will vest annually in three equal installments beginning February 14, 2018. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 17:37 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 2,718 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000034 · wf-form4_148711171235709.xml · derivative · entry 6 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,717 Underlying: Common Stock · 2,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The RSUs reported in this item were granted on October 1, 2015 and began being settled in three equal, annual installments on February 11, 2016. Each RSU represents a right to receive one share of the Company's common stock upon settlement. F4 · derivative.exercise_date: Each RSU represents a right to receive one share of the Company's common stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F4 · derivative.expiration_date: Each RSU represents a right to receive one share of the Company's common stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 17:37 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 859 | $35.17 | $30,211.03 |
DisclosureSEC source: 0001467858-17-000034 · wf-form4_148711171235709.xml · nonDerivative · entry 4 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,648 Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 17:37 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 2,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000034 · wf-form4_148711171235709.xml · nonDerivative · entry 3 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on October 1, 2015, pursuant to the 2014 GMLTIP. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 17:37 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 4,286 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000034 · wf-form4_148711171235709.xml · derivative · entry 5 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,571 Underlying: Common Stock · 4,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs reported in this item were granted on February 10, 2016 and began being settled in three equal, annual installments on February 10, 2017. Each RSU represents a right to receive one share of the Company's common stock upon settlement. F4 · derivative.exercise_date: Each RSU represents a right to receive one share of the Company's common stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F4 · derivative.expiration_date: Each RSU represents a right to receive one share of the Company's common stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 17:37 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 1,355 | $35.17 | $47,655.35 |
DisclosureSEC source: 0001467858-17-000034 · wf-form4_148711171235709.xml · nonDerivative · entry 2 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,789 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 17:37 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 4,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000034 · wf-form4_148711171235709.xml · nonDerivative · entry 1 Engle Barry L II · CIK 0001652909 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016, pursuant to the Company's 2014 Long-Term Incentive Plan ("GMLTIP"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.