Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| General Motors CoGM · Entity 2958 | Executive Vice President & CIO | November 17, 2021 | November 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
General Motors Co
Report date November 17, 2021 · Filed November 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 101,113 |
Reported balance
After 2021-11-17 transaction · row 1
1 source rowRow 1 · 2021-11-17 · Sale · Disposed 15,000 · Balance 101,113 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DUN & BRADSTREET CORP/NW
Report date February 08, 2019 · Filed February 12, 2019
Section 16 reporting ended · disclosed 2019-02-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-02-08 transaction · row 1
1 source rowRow 1 · 2019-02-08 · Disposition to issuer · Disposed 4,359.3865 · Balance 0 F1: Cancelled pursuant to the merger agreement between The Dun & Bradstreet Corporation, Star Parent L.P. and Star Merger Sub, Inc., in exchange for the merger consideration price of $145.00 per share. |
| Non-Qualified Stock Options - right to buySEC Table II · derivative / convertible security · Conversion / exercise price $129.54 · Expires 2025-06-10 | Direct | 0 |
Reported balance
After 2019-02-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-08 · Disposition to issuer · Disposed 1,143 · Balance 0 F2: Cancelled pursuant to the merger agreement in exchange for a cash payment for each share equal to the difference between the merger consideration price of $145.00 per share and the exercise price of the option. |
Filing footnotes · ownership attribution and instrument terms
F1: Cancelled pursuant to the merger agreement between The Dun & Bradstreet Corporation, Star Parent L.P. and Star Merger Sub, Inc., in exchange for the merger consideration price of $145.00 per share.
F2: Cancelled pursuant to the merger agreement in exchange for a cash payment for each share equal to the difference between the merger consideration price of $145.00 per share and the exercise price of the option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2021 Filed Nov 19, 2021 17:15 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 15,000 | $65.00 | $975,000.00 |
DisclosureSEC source: 0001467858-21-000163 · wf-form4_163736010840961.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,113 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 18:19 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-21-000127 · wf-form4_162344993575868.xml · derivative · entry 3 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,705 Underlying: Common Stock · 6,000 shares Expires 2025-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: On July 28, 2015, the Reporting Person was granted 345,705 Stock Options: 40% vested on February 2017, the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 18:19 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 6,000 | $64.01 | $384,060.00 |
DisclosureSEC source: 0001467858-21-000127 · wf-form4_162344993575868.xml · nonDerivative · entry 2 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,113 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $64.00 to $64.03, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 18:19 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 6,000 | $31.32 | $187,920.00 |
DisclosureSEC source: 0001467858-21-000127 · wf-form4_162344993575868.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 17:14 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 99,000 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-21-000124 · wf-form4_162327323983878.xml · derivative · entry 3 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,705 Underlying: Common Stock · 99,000 shares Expires 2025-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: On July 28, 2015, the Reporting Person was granted 345,705 Stock Options: 40% vested on February 2017, the remaining 60% became exercisable in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 17:14 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 99,000 | $64.00 | $6,336,000.00 |
DisclosureSEC source: 0001467858-21-000124 · wf-form4_162327323983878.xml · nonDerivative · entry 2 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,113 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $63.81 to $64.28, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 17:14 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 99,000 | $31.32 | $3,100,680.00 |
DisclosureSEC source: 0001467858-21-000124 · wf-form4_162327323983878.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 17:13 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-21-000109 · wf-form4_161782996905890.xml · derivative · entry 4 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,705 Underlying: Common Stock · 60,000 shares Expires 2025-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: On July 28, 2015, the Reporting Person was granted 345,705 Stock Options: 40% vested on February 15, 2017; the remaining 60% vested in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 17:13 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 60,000 | $62.03 | $3,721,800.00 |
DisclosureSEC source: 0001467858-21-000109 · wf-form4_161782996905890.xml · nonDerivative · entry 3 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,113 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $62.00 to $62.13, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 17:13 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 60,000 | $31.32 | $1,879,200.00 |
DisclosureSEC source: 0001467858-21-000109 · wf-form4_161782996905890.xml · nonDerivative · entry 2 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 17:13 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 10,000 | $60.00 | $600,000.00 |
DisclosureSEC source: 0001467858-21-000109 · wf-form4_161782996905890.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,113 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:38 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 1,672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000103 · wf-form4_161765867753892.xml · derivative · entry 3 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,672 shares Expires 2021-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis. F2 · shares: The RSUs were granted on May 7, 2020, under the Company's 2017 Long-Term Incentive Plan. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:38 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 619 | $57.80 | $35,778.20 |
DisclosureSEC source: 0001467858-21-000103 · wf-form4_161765867753892.xml · nonDerivative · entry 2 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,113 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:38 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 1,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000103 · wf-form4_161765867753892.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 17:26 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 21,163 | $0.00 Strike: $52.16 | $0.00 |
DisclosureSEC source: 0001467858-21-000065 · wf-form4_161403273168163.xml · derivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,163 Underlying: Common Stock · 21,163 shares Expires 2031-02-18 F1 · security: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024. F1 · derivative.exercise_date: These Stock Options were granted on February 18, 2021, under the Company's 2020 Long-Term Incentive Plan. One-third will vest on February 18, 2022; one-third will vest on February 18, 2023; and one-third will vest on February 18, 2024. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 17:16 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 18,571 | $53.60 | $995,405.60 |
DisclosureSEC source: 0001467858-21-000043 · wf-form4_161360013929246.xml · nonDerivative · entry 2 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,060 Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 17:16 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 54,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-21-000043 · wf-form4_161360013929246.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,631 F1 · security: On February 13, 2018, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2017 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 13, 2021, and were awarded in shares of common stock. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 17:17 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 25,000 | $53.69 | $1,342,250.00 |
DisclosureSEC source: 0001467858-21-000030 · wf-form4_161126744680936.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,427 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 17:09 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 25,000 | $50.85 | $1,271,250.00 |
DisclosureSEC source: 0001467858-21-000028 · wf-form4_161074853903512.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,427 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 17:45 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 25,000 | $48.01 | $1,200,250.00 |
DisclosureSEC source: 0001467858-21-000026 · wf-form4_161057790784463.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,427 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $48.00 to $48.02, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 17:48 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 25,000 | $46.00 | $1,150,000.00 |
DisclosureSEC source: 0001467858-20-000144 · wf-form4_160634452041345.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,427 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 18:53 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 25,000 | $44.00 | $1,100,000.00 |
DisclosureSEC source: 0001467858-20-000139 · wf-form4_160591639192065.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,427 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 19:09 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 25,000 | $42.00 | $1,050,000.00 |
DisclosureSEC source: 0001467858-20-000135 · wf-form4_160574453115680.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,427 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 07, 2020 Filed May 8, 2020 17:30 UTC | General Motors Co GM · Entity 2958 | GrantRestricted Stock Units · Derivative | 1,672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-20-000083 · wf-form4_158897343060904.xml · derivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672 Underlying: Common Stock · 1,672 shares Expires 2021-04-01 F1 · security: The Restricted Stock Units ("RSUs") reported in this item were awarded on May 7, 2020, pursuant to the Company's 2017 Long-Term Incentive Plan. The RSUs will vest on April 1, 2021. F2 · derivative.exercise_price: Each RSU will be settled for one share of the Company's Common Stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 18:10 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 69,141 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001628280-20-001820 · wf-form4_158215381946179.xml · derivative · entry 3 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,705 Underlying: Common Stock · 69,141 shares Expires 2025-07-28 F2 · security: On February 15, 2020, the remaining 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2019. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 18:10 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 18,058 | $34.76 | $627,696.08 |
DisclosureSEC source: 0001628280-20-001820 · wf-form4_158215381946179.xml · nonDerivative · entry 2 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,427 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 18:10 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 56,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-001820 · wf-form4_158215381946179.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,485 F1 · security: On February 14, 2017, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan. Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 14, 2020, and were awarded in shares of common stock. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 16:41 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 84,946 | $0.00 Strike: $35.49 | $0.00 |
DisclosureSEC source: 0001467858-20-000040 · wf-form4_158171646545921.xml · derivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,946 Underlying: Common Stock · 84,946 shares Expires 2030-02-12 F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan. F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 12, 2021; one-third on February 12, 2022; and one-third on February 12, 2023. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 13:24 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | Disposition to issuerNon-Qualified Stock Options - right to buy · Derivative | 1,143 | $0.00 Strike: $129.54 | $0.00 |
DisclosureSEC source: 0001209191-19-009204 · doc4.xml · derivative · entry 2 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,143 shares Expires 2025-06-10 F2 · derivative.exercise_price: Cancelled pursuant to the merger agreement in exchange for a cash payment for each share equal to the difference between the merger consideration price of $145.00 per share and the exercise price of the option. F2 · shares: Cancelled pursuant to the merger agreement in exchange for a cash payment for each share equal to the difference between the merger consideration price of $145.00 per share and the exercise price of the option. F2 · derivative.underlying_shares: Cancelled pursuant to the merger agreement in exchange for a cash payment for each share equal to the difference between the merger consideration price of $145.00 per share and the exercise price of the option. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 13:24 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | Disposition to issuerCommon Stock | 4,359.3865 | $145.00 | $632,111.04 |
DisclosureSEC source: 0001209191-19-009204 · doc4.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Cancelled pursuant to the merger agreement between The Dun & Bradstreet Corporation, Star Parent L.P. and Star Merger Sub, Inc., in exchange for the merger consideration price of $145.00 per share. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 17:31 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantCommon Stock | 4.2873 | $142.91 | $612.70 |
DisclosureSEC source: 0001209191-18-050534 · doc4.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,359.3865 F1 · shares: Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 17:39 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantCommon Stock | 4.6339 | $131.70 | $610.28 |
DisclosureSEC source: 0001209191-18-037282 · doc4.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,355.0992 F1 · shares: Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person. Read SEC document |
| May 08, 2018 Filed May 10, 2018 17:16 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantCommon Stock | 1,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029325 · doc4.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,350.4653 F1 · shares: Restricted Stock Units granted to Non-Employee Directors. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:23 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantCommon Stock | 5.0266 | $127.48 | $640.79 |
DisclosureSEC source: 0001209191-18-019296 · doc4.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,182.4653 F1 · shares: Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 18:54 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantCommon Stock | 5.0561 | $121.39 | $613.73 |
DisclosureSEC source: 0001209191-17-065275 · doc4.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177.4387 F1 · shares: Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 18:20 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantCommon Stock | 5.4957 | $111.17 | $610.96 |
DisclosureSEC source: 0001209191-17-052484 · doc4.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,172.3826 F1 · shares: Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 17:21 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantCommon Stock | 5.8498 | $103.94 | $608.03 |
DisclosureSEC source: 0001209191-17-039567 · doc4.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,166.8869 F1 · shares: Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person. Read SEC document |
| May 10, 2017 Filed May 12, 2017 16:56 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantCommon Stock | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032037 · doc4.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,161.0371 F1 · shares: Restricted Stock Units granted to Non-Employee Directors. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 18:59 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantCommon Stock | 5.1242 | $107.81 | $552.44 |
DisclosureSEC source: 0001209191-17-020324 · doc4.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,951.0371 F1 · shares: Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 18:10 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantCommon Stock | 4.2972 | $122.96 | $528.37 |
DisclosureSEC source: 0001209191-16-154997 · doc4.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,945.9129 F1 · shares: Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 17:57 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantCommon Stock | 3.9127 | $134.56 | $526.49 |
DisclosureSEC source: 0001209191-16-141254 · doc4.xml · nonDerivative · entry 1 MOTT RANDALL D · CIK 0001109494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,941.6157 F1 · shares: Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.