Tapewire

OTC · USD

GLXZ

Galaxy Gaming, Inc.

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7300
SEC CIK
0000013156
Parsed reports
256

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2021 Filed Sep 1, 2021 22:27 UTC Exercise / conversionOption · Derivative 25,000 $4.34 Strike: $0.46 $108,500.00
Disclosure

SEC source: 0001209191-21-054311 · doc4.xml · derivative · entry 3

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 25,000 shares

Expires 2021-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 22:27 UTC Exercise / conversionCommon Stock 25,000 $0.58 $14,500.00
Disclosure

SEC source: 0001209191-21-054311 · doc4.xml · nonDerivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 22:27 UTC Exercise / conversionCommon Stock 25,000 $0.46 $11,500.00
Disclosure

SEC source: 0001209191-21-054311 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:57 UTC GrantCommon Stock 10,000 $3.65 $36,500.00
Disclosure

SEC source: 0001209191-21-044623 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:58 UTC GrantCommon Stock 10,000 $3.65 $36,500.00
Disclosure

SEC source: 0001209191-21-044624 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,600

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:55 UTC GrantCommon Stock 10,000 $3.65 $36,500.00
Disclosure

SEC source: 0001209191-21-044620 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,871

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:50 UTC Exercise / conversionOption · Derivative 25,000 $3.60 Strike: $0.31 $90,000.00
Disclosure

SEC source: 0001209191-21-044612 · doc4.xml · derivative · entry 2

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 25,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:50 UTC Exercise / conversionCommon Stock 25,000 $0.31 $7,750.00
Disclosure

SEC source: 0001209191-21-044612 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 18:47 UTC GrantCommon Stock 25,000 $3.65 $91,250.00
Disclosure

SEC source: 0001209191-21-044826 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718,250

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
May 11, 2021 Filed May 14, 2021 00:07 UTC Exercise / conversionOption · Derivative 25,000 $3.25 Strike: $0.31 $81,250.00
Disclosure

SEC source: 0001209191-21-032512 · doc4.xml · derivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 25,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
May 11, 2021 Filed May 14, 2021 00:07 UTC Exercise / conversionCommon Stock 25,000 $0.31 $7,750.00
Disclosure

SEC source: 0001209191-21-032512 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 16:46 UTC GrantCommon Stock 10,000 $2.90 $29,000.00
Disclosure

SEC source: 0001209191-21-023953 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 16:46 UTC GrantCommon Stock 10,000 $2.90 $29,000.00
Disclosure

SEC source: 0001209191-21-023952 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,600

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 16:45 UTC GrantCommon Stock 10,000 $2.90 $29,000.00
Disclosure

SEC source: 0001209191-21-023951 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,871

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 16:44 UTC GrantCommon Stock 25,000 $2.90 $72,500.00
Disclosure

SEC source: 0001209191-21-023950 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693,250

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 22:02 UTC Exercise / conversionOption · Derivative 25,000 $2.80 Strike: $0.22 $70,000.00
Disclosure

SEC source: 0001209191-21-023467 · doc4.xml · derivative · entry 2

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 25,000 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 22:02 UTC Exercise / conversionCommon Stock 25,000 $0.22 $5,500.00
Disclosure

SEC source: 0001209191-21-023467 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 19:36 UTC Exercise / conversionOption · Derivative 25,000 $2.85 Strike: $0.22 $71,250.00
Disclosure

SEC source: 0001209191-21-022542 · doc4.xml · derivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 25,000 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 19:36 UTC Exercise / conversionCommon Stock 25,000 $0.22 $5,500.00
Disclosure

SEC source: 0001209191-21-022542 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
February 18, 2021 Filed Feb 19, 2021 19:45 UTC GrantCommon Stock 80,000 $2.27 $181,600.00
Disclosure

SEC source: 0001209191-21-012286 · doc4.xml · nonDerivative · entry 1

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · security: Shares received in connection with the Reporting Person's service to the company as CEO. Shares fully vest on 11/11/21.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:50 UTC GrantCommon Stock 10,000 $1.68 $16,800.00
Disclosure

SEC source: 0001209191-21-001592 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:50 UTC GrantCommon Stock 10,000 $1.68 $16,800.00
Disclosure

SEC source: 0001209191-21-001590 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,000

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:48 UTC GrantCommon Stock 10,000 $1.68 $16,800.00
Disclosure

SEC source: 0001209191-21-001585 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,600

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:49 UTC GrantCommon Stock 25,000 $1.68 $42,000.00
Disclosure

SEC source: 0001209191-21-001587 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,668,250

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 18:09 UTC Exercise / conversionOption · Derivative 25,000 $0.00 Strike: $0.19 $0.00
Disclosure

SEC source: 0001209191-20-065471 · doc4.xml · derivative · entry 2

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 25,000 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 18:09 UTC Exercise / conversionCommon Stock 25,000 $0.19 $4,750.00
Disclosure

SEC source: 0001209191-20-065471 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
November 12, 2020 Filed Dec 23, 2020 21:11 UTC GrantCommon Stock 80,000 $1.35 $107,760.00
Disclosure

SEC source: 0001209191-20-064999 · doc4.xml · nonDerivative · entry 1

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,500

F1 · security: Shares received in connection with the Reporting Person's service to the company as CFO. Shares fully vest on 11/11/21.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:58 UTC GrantCommon Stock 10,000 $1.08 $10,800.00
Disclosure

SEC source: 0001209191-20-053317 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:57 UTC GrantCommon Stock 25,000 $1.08 $27,000.00
Disclosure

SEC source: 0001209191-20-053316 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,643,250

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:56 UTC GrantCommon Stock 10,000 $1.08 $10,800.00
Disclosure

SEC source: 0001209191-20-053314 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,000

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:55 UTC GrantCommon Stock 10,000 $1.08 $10,800.00
Disclosure

SEC source: 0001209191-20-053313 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,600

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 23:12 UTC Exercise / conversionOption · Derivative 25,000 $1.28 Strike: $0.24 $32,000.00
Disclosure

SEC source: 0001209191-20-050038 · doc4.xml · derivative · entry 2

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 25,000 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 23:12 UTC Exercise / conversionCommon Stock 25,000 $0.24 $6,000.00
Disclosure

SEC source: 0001209191-20-050038 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 21:57 UTC GrantCommon Stock 25,000 $1.34 $33,500.00
Disclosure

SEC source: 0001209191-20-039878 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618,250

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 21:55 UTC GrantCommon Stock 10,000 $1.34 $13,400.00
Disclosure

SEC source: 0001209191-20-039872 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,000

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 21:53 UTC GrantCommon Stock 10,000 $1.34 $13,400.00
Disclosure

SEC source: 0001209191-20-039871 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 21:51 UTC GrantCommon Stock 10,000 $1.34 $13,400.00
Disclosure

SEC source: 0001209191-20-039866 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,600

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
April 14, 2020 Filed Mar 23, 2021 23:25 UTC GrantCommon Stock 6,371 $0.95 $6,052.45
Disclosure

SEC source: 0001209191-21-022706 · doc4.xml · nonDerivative · entry 2

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,871

Read SEC document
April 14, 2020 Filed Mar 23, 2021 23:25 UTC GrantCommon Stock 3,500 $0.94 $3,290.00
Disclosure

SEC source: 0001209191-21-022706 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,500

Read SEC document
April 09, 2020 Filed Apr 10, 2020 22:11 UTC Exercise / conversionOption · Derivative 25,000 $1.81 Strike: $0.19 $45,250.00
Disclosure

SEC source: 0001209191-20-024163 · doc4.xml · derivative · entry 6

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 25,000 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 22:11 UTC Exercise / conversionOption · Derivative 25,000 $1.81 Strike: $0.16 $45,250.00
Disclosure

SEC source: 0001209191-20-024163 · doc4.xml · derivative · entry 5

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 22:11 UTC Exercise / conversionOption · Derivative 25,000 $1.81 Strike: $0.24 $45,250.00
Disclosure

SEC source: 0001209191-20-024163 · doc4.xml · derivative · entry 4

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 25,000 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 22:11 UTC Exercise / conversionCommon Stock 25,000 $0.19 $4,750.00
Disclosure

SEC source: 0001209191-20-024163 · doc4.xml · nonDerivative · entry 3

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 22:11 UTC Exercise / conversionCommon Stock 25,000 $0.16 $4,000.00
Disclosure

SEC source: 0001209191-20-024163 · doc4.xml · nonDerivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 22:11 UTC Exercise / conversionCommon Stock 25,000 $0.24 $6,000.00
Disclosure

SEC source: 0001209191-20-024163 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

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April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment Exercise / conversionOption · Derivative 25,000 $0.81 Strike: $0.19 $20,250.00
Disclosure

SEC source: 0001209191-20-039347 · doc4a.xml · derivative · entry 6

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 25,000 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: As amended.

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April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment Exercise / conversionOption · Derivative 25,000 $0.81 Strike: $0.16 $20,250.00
Disclosure

SEC source: 0001209191-20-039347 · doc4a.xml · derivative · entry 5

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: As amended.

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April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment Exercise / conversionOption · Derivative 25,000 $0.81 Strike: $0.24 $20,250.00
Disclosure

SEC source: 0001209191-20-039347 · doc4a.xml · derivative · entry 4

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 25,000 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: As amended.

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April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment Exercise / conversionCommon Stock 25,000 $0.19 $4,750.00
Disclosure

SEC source: 0001209191-20-039347 · doc4a.xml · nonDerivative · entry 3

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment Exercise / conversionCommon Stock 25,000 $0.16 $4,000.00
Disclosure

SEC source: 0001209191-20-039347 · doc4a.xml · nonDerivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.