Tapewire

OTC · USD

GLXZ

Galaxy Gaming, Inc.

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Tapewire entity
7300
SEC CIK
0000013156
Parsed reports
256

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2022 Filed Jun 27, 2022 23:35 UTC Amendment Exercise / conversionOption · Derivative 2,300 $0.76 Strike: $0.76 $1,748.00
Disclosure

SEC source: 0001209191-22-039536 · doc4a.xml · derivative · entry 3

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132,700

Underlying: Common Stock · 2,300 shares

Expires 2022-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2022 Filed Jun 27, 2022 23:35 UTC Amendment Disposition to issuerCommon Stock 1,028 $3.84 $3,947.52
Disclosure

SEC source: 0001209191-22-039536 · doc4a.xml · nonDerivative · entry 2

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,272

Read SEC document
May 23, 2022 Filed Jun 27, 2022 23:35 UTC Amendment Exercise / conversionCommon Stock 2,300 $0.76 $1,748.00
Disclosure

SEC source: 0001209191-22-039536 · doc4a.xml · nonDerivative · entry 1

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2022 Filed May 9, 2022 17:19 UTC GrantCommon Stock 3,448 $4.63 $15,964.24
Disclosure

SEC source: 0001209191-22-027781 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,715

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2022 Filed May 9, 2022 17:18 UTC GrantCommon Stock 3,448 $4.63 $15,964.24
Disclosure

SEC source: 0001209191-22-027780 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,048

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2022 Filed May 9, 2022 17:17 UTC GrantCommon Stock 3,448 $4.63 $15,964.24
Disclosure

SEC source: 0001209191-22-027778 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,319

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2022 Filed May 9, 2022 17:17 UTC GrantCommon Stock 4,023 $4.63 $18,626.49
Disclosure

SEC source: 0001209191-22-027777 · doc4.xml · nonDerivative · entry 1

Kondra Cheryl · CIK 0001899993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,356

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2022 Filed May 9, 2022 17:16 UTC GrantCommon Stock 4,598 $4.63 $21,288.74
Disclosure

SEC source: 0001209191-22-027776 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922,848

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 24, 2022 Filed Mar 29, 2022 20:17 UTC Exercise / conversionOption · Derivative 25,000 $4.40 Strike: $0.63 $110,000.00
Disclosure

SEC source: 0001209191-22-021466 · doc4.xml · derivative · entry 2

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
March 24, 2022 Filed Mar 29, 2022 20:17 UTC Exercise / conversionCommon Stock 25,000 $0.63 $15,750.00
Disclosure

SEC source: 0001209191-22-021466 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 18:33 UTC Exercise / conversionOption · Derivative 37,500 $4.10 Strike: $0.78 $153,750.00
Disclosure

SEC source: 0001209191-22-019141 · doc4.xml · derivative · entry 4

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2022-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 18:33 UTC Exercise / conversionOption · Derivative 37,500 $4.10 Strike: $0.63 $153,750.00
Disclosure

SEC source: 0001209191-22-019141 · doc4.xml · derivative · entry 3

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 18:33 UTC Exercise / conversionCommon Stock 37,500 $0.78 $29,250.00
Disclosure

SEC source: 0001209191-22-019141 · doc4.xml · nonDerivative · entry 2

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 18:33 UTC Exercise / conversionCommon Stock 37,500 $0.63 $23,625.00
Disclosure

SEC source: 0001209191-22-019141 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Exercise / conversionOption · Derivative 25,000 $4.00 Strike: $1.20 $100,000.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · derivative · entry 8

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Exercise / conversionOption · Derivative 25,000 $4.00 Strike: $1.17 $100,000.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · derivative · entry 7

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Exercise / conversionOption · Derivative 25,000 $4.00 Strike: $0.63 $100,000.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · derivative · entry 6

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Exercise / conversionOption · Derivative 25,000 $4.00 Strike: $0.78 $100,000.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · derivative · entry 5

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Exercise / conversionCommon Stock 25,000 $1.20 $30,000.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · nonDerivative · entry 4

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Exercise / conversionCommon Stock 25,000 $1.17 $29,250.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · nonDerivative · entry 3

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Exercise / conversionCommon Stock 25,000 $0.63 $15,750.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · nonDerivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Exercise / conversionCommon Stock 25,000 $0.78 $19,500.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 03, 2022 Filed Jan 11, 2022 00:53 UTC GrantOption · Derivative 200,000 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001209191-22-002764 · doc4.xml · derivative · entry 1

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,668

Underlying: Common Stock · 200,000 shares

Expires 2027-01-03

F1 · security: Options vest as follows: 100,000 shares on April 30, 2023 and 100,000 shares on April 30, 2024.

Read SEC document
January 03, 2022 Filed Feb 10, 2022 00:14 UTC GrantOption · Derivative 60,000 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001209191-22-008223 · doc4.xml · derivative · entry 1

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135,000

Underlying: Common Stock · 60,000 shares

Expires 2027-01-03

F1 · security: Options were received in connection with the Reporting Person's service as CEO to the Company. Shares vest on 1/3/2023.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 20:48 UTC GrantCommon Stock 25,000 $3.91 $97,750.00
Disclosure

SEC source: 0001209191-22-000110 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,843,250

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 20:47 UTC GrantCommon Stock 10,000 $3.91 $39,100.00
Disclosure

SEC source: 0001209191-22-000108 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 20:46 UTC GrantCommon Stock 10,000 $3.91 $39,100.00
Disclosure

SEC source: 0001209191-22-000106 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,600

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 20:45 UTC GrantCommon Stock 10,000 $3.91 $39,100.00
Disclosure

SEC source: 0001209191-22-000105 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,871

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 20:43 UTC GrantCommon Stock 3,333 $3.91 $13,032.03
Disclosure

SEC source: 0001209191-22-000104 · doc4.xml · nonDerivative · entry 1

Kondra Cheryl · CIK 0001899993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,333

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 23, 2021 Filed Dec 29, 2021 16:57 UTC Exercise / conversionOption · Derivative 100,000 $3.73 Strike: $0.60 $373,000.00
Disclosure

SEC source: 0001209191-21-071450 · doc4.xml · derivative · entry 2

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,000

Underlying: Common Stock · 100,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as CEO of the Issuer. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 23, 2021 Filed Dec 29, 2021 16:57 UTC Exercise / conversionCommon Stock 100,000 $0.60 $60,000.00
Disclosure

SEC source: 0001209191-21-071450 · doc4.xml · nonDerivative · entry 1

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as CEO of the Issuer. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 23, 2021 Filed Dec 29, 2021 16:55 UTC Exercise / conversionOption · Derivative 25,000 $3.73 Strike: $0.58 $93,250.00
Disclosure

SEC source: 0001209191-21-071449 · doc4.xml · derivative · entry 2

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 25,000 shares

Expires 2021-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 23, 2021 Filed Dec 29, 2021 16:55 UTC Exercise / conversionCommon Stock 25,000 $0.58 $14,500.00
Disclosure

SEC source: 0001209191-21-071449 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 15, 2021 Filed Dec 20, 2021 20:12 UTC Exercise / conversionOption · Derivative 37,500 $3.73 Strike: $0.58 $139,875.00
Disclosure

SEC source: 0001209191-21-070510 · doc4.xml · derivative · entry 2

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 37,500 shares

Expires 2021-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 15, 2021 Filed Dec 20, 2021 20:12 UTC Exercise / conversionCommon Stock 37,500 $0.58 $21,750.00
Disclosure

SEC source: 0001209191-21-070510 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,818,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 08, 2021 Filed Dec 15, 2021 23:56 UTC Exercise / conversionOption · Derivative 133,332 $3.69 Strike: $1.97 $491,995.08
Disclosure

SEC source: 0001209191-21-069826 · doc4.xml · derivative · entry 6

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,668

Underlying: Common Stock · 133,332 shares

Expires 2024-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as the CFO of the Company. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 08, 2021 Filed Dec 15, 2021 23:56 UTC Exercise / conversionOption · Derivative 400,000 $3.69 Strike: $0.60 $1,476,000.00
Disclosure

SEC source: 0001209191-21-069826 · doc4.xml · derivative · entry 5

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 400,000 shares

Expires 2022-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as the CFO of the Company. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 08, 2021 Filed Dec 15, 2021 23:56 UTC Exercise / conversionOption · Derivative 180,000 $3.69 Strike: $1.19 $664,200.00
Disclosure

SEC source: 0001209191-21-069826 · doc4.xml · derivative · entry 4

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 180,000 shares

Expires 2023-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as the CFO of the Company. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 08, 2021 Filed Dec 15, 2021 23:56 UTC Exercise / conversionCommon Stock 133,332 $1.97 $262,664.04
Disclosure

SEC source: 0001209191-21-069826 · doc4.xml · nonDerivative · entry 3

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as the CFO of the Company. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 08, 2021 Filed Dec 15, 2021 23:56 UTC Exercise / conversionCommon Stock 400,000 $0.60 $240,000.00
Disclosure

SEC source: 0001209191-21-069826 · doc4.xml · nonDerivative · entry 2

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as the CFO of the Company. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

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December 08, 2021 Filed Dec 15, 2021 23:56 UTC Exercise / conversionCommon Stock 180,000 $1.19 $214,200.00
Disclosure

SEC source: 0001209191-21-069826 · doc4.xml · nonDerivative · entry 1

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as the CFO of the Company. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

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October 05, 2021 Filed Oct 7, 2021 20:51 UTC GrantCommon Stock 10,000 $4.26 $42,600.00
Disclosure

SEC source: 0001209191-21-059947 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,600

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

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October 05, 2021 Filed Oct 7, 2021 20:51 UTC GrantCommon Stock 10,000 $4.26 $42,600.00
Disclosure

SEC source: 0001209191-21-059946 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,871

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

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October 05, 2021 Filed Oct 7, 2021 20:49 UTC GrantCommon Stock 25,000 $4.26 $106,500.00
Disclosure

SEC source: 0001209191-21-059944 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780,750

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

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October 05, 2021 Filed Oct 7, 2021 20:50 UTC GrantCommon Stock 10,000 $4.26 $42,600.00
Disclosure

SEC source: 0001209191-21-059945 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

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September 14, 2021 Filed Sep 16, 2021 21:04 UTC Exercise / conversionOption · Derivative 37,500 $4.35 Strike: $0.46 $163,125.00
Disclosure

SEC source: 0001209191-21-056427 · doc4.xml · derivative · entry 2

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 37,500 shares

Expires 2021-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

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September 14, 2021 Filed Sep 16, 2021 21:04 UTC Exercise / conversionCommon Stock 37,500 $0.46 $17,250.00
Disclosure

SEC source: 0001209191-21-056427 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

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September 14, 2021 Filed Sep 16, 2021 20:49 UTC Exercise / conversionOption · Derivative 25,000 $4.35 Strike: $0.46 $108,750.00
Disclosure

SEC source: 0001209191-21-056416 · doc4.xml · derivative · entry 2

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 25,000 shares

Expires 2021-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

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September 14, 2021 Filed Sep 16, 2021 20:49 UTC Exercise / conversionCommon Stock 25,000 $0.46 $11,500.00
Disclosure

SEC source: 0001209191-21-056416 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

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August 31, 2021 Filed Sep 1, 2021 22:27 UTC Exercise / conversionOption · Derivative 25,000 $4.34 Strike: $0.58 $108,500.00
Disclosure

SEC source: 0001209191-21-054311 · doc4.xml · derivative · entry 4

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 25,000 shares

Expires 2021-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.