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OTC · USD

GLXZ

Galaxy Gaming, Inc.

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7300
SEC CIK
0000013156
Parsed reports
256

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 29, 2023 Filed Oct 3, 2023 17:38 UTC GrantCommon Stock 4,603 $2.65 $12,197.95
Disclosure

SEC source: 0001209191-23-051338 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,664

Read SEC document
September 29, 2023 Filed Oct 3, 2023 17:36 UTC GrantCommon Stock 4,603 $2.65 $12,197.95
Disclosure

SEC source: 0001209191-23-051336 · doc4.xml · nonDerivative · entry 1

Brill Meredith B. · CIK 0001941070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,188

Read SEC document
September 29, 2023 Filed Jan 3, 2024 22:27 UTC Amendment GrantCommon Stock 4,603 $2.65 $12,197.95
Disclosure

SEC source: 0001209191-24-000475 · doc4a.xml · nonDerivative · entry 1

Brill Meredith B. · CIK 0001941070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,585

Read SEC document
June 30, 2023 Filed Jul 5, 2023 23:04 UTC GrantCommon Stock 5,162 $2.63 $13,576.06
Disclosure

SEC source: 0001209191-23-041324 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,790

Read SEC document
June 30, 2023 Filed Jul 5, 2023 23:01 UTC GrantCommon Stock 6,883 $2.63 $18,102.29
Disclosure

SEC source: 0001209191-23-041322 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,957,172

Read SEC document
June 30, 2023 Filed Jul 5, 2023 22:58 UTC GrantCommon Stock 6,022 $2.63 $15,837.86
Disclosure

SEC source: 0001209191-23-041317 · doc4.xml · nonDerivative · entry 1

Kondra Cheryl · CIK 0001899993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,390

Read SEC document
June 30, 2023 Filed Jul 5, 2023 22:57 UTC GrantCommon Stock 5,162 $2.63 $13,576.06
Disclosure

SEC source: 0001209191-23-041313 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,061

Read SEC document
June 30, 2023 Filed Jul 5, 2023 22:56 UTC GrantCommon Stock 5,162 $2.63 $13,576.06
Disclosure

SEC source: 0001209191-23-041310 · doc4.xml · nonDerivative · entry 1

Brill Meredith B. · CIK 0001941070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,982

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:50 UTC GrantCommon Stock 4,980 $2.48 $12,350.40
Disclosure

SEC source: 0001209191-23-022125 · doc4.xml · nonDerivative · entry 1

Brill Meredith B. · CIK 0001941070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,820

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:49 UTC GrantCommon Stock 4,980 $2.48 $12,350.40
Disclosure

SEC source: 0001209191-23-022122 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,628

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:46 UTC GrantCommon Stock 5,811 $2.48 $14,411.28
Disclosure

SEC source: 0001209191-23-022116 · doc4.xml · nonDerivative · entry 1

Kondra Cheryl · CIK 0001899993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,368

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:48 UTC GrantCommon Stock 4,980 $2.48 $12,350.40
Disclosure

SEC source: 0001209191-23-022118 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,899

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:45 UTC GrantCommon Stock 6,641 $2.48 $16,469.68
Disclosure

SEC source: 0001209191-23-022114 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,950,289

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 18:11 UTC GrantCommon Stock 20,000 $2.50 $50,000.00
Disclosure

SEC source: 0001209191-23-020187 · doc4.xml · nonDerivative · entry 1

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,720

F1 · shares: Shares were issued as a component of the recipient's bonus for 2022.

Read SEC document
December 30, 2022 Filed Dec 30, 2022 23:56 UTC GrantCommon Stock 6,122 $2.44 $14,937.68
Disclosure

SEC source: 0001209191-22-063046 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,648

Read SEC document
December 30, 2022 Filed Dec 30, 2022 23:55 UTC GrantCommon Stock 8,163 $2.44 $19,917.72
Disclosure

SEC source: 0001209191-22-063044 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,943,648

Read SEC document
December 30, 2022 Filed Dec 30, 2022 23:53 UTC GrantCommon Stock 7,143 $2.44 $17,428.92
Disclosure

SEC source: 0001209191-22-063042 · doc4.xml · nonDerivative · entry 1

Kondra Cheryl · CIK 0001899993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,557

Read SEC document
December 30, 2022 Filed Dec 30, 2022 23:51 UTC GrantCommon Stock 6,122 $2.44 $14,937.68
Disclosure

SEC source: 0001209191-22-063040 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,919

Read SEC document
December 30, 2022 Filed Dec 30, 2022 23:49 UTC GrantCommon Stock 6,122 $2.44 $14,937.68
Disclosure

SEC source: 0001209191-22-063038 · doc4.xml · nonDerivative · entry 1

Brill Meredith B. · CIK 0001941070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,840

Read SEC document
December 21, 2022 Filed Dec 28, 2022 22:08 UTC Exercise / conversionOption · Derivative 25,000 $1.20 Strike: $1.20 $30,000.00
Disclosure

SEC source: 0001209191-22-062847 · doc4.xml · derivative · entry 2

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2022 Filed Dec 28, 2022 22:08 UTC Exercise / conversionCommon Stock 25,000 $1.20 $30,000.00
Disclosure

SEC source: 0001209191-22-062847 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2022 Filed Jan 5, 2023 18:35 UTC PurchaseCommon Stock 10,000 $2.50 $25,000.00
Disclosure

SEC source: 0001209191-23-001639 · doc4.xml · nonDerivative · entry 1

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,500

F1 · shares: The shares were purchased in a private transaction and not on the OTCQB exchange.

Read SEC document
September 30, 2022 Filed Oct 28, 2022 21:10 UTC GrantCommon Stock 7,246 $2.76 $19,998.96
Disclosure

SEC source: 0001209191-22-054832 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,935,485

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
September 30, 2022 Filed Oct 28, 2022 21:09 UTC GrantCommon Stock 5,435 $2.76 $15,000.60
Disclosure

SEC source: 0001209191-22-054830 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,797

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
September 30, 2022 Filed Oct 28, 2022 21:07 UTC GrantCommon Stock 4,718 $2.76 $13,021.68
Disclosure

SEC source: 0001209191-22-054827 · doc4.xml · nonDerivative · entry 1

Brill Meredith B. · CIK 0001941070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,718

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
September 30, 2022 Filed Oct 28, 2022 21:05 UTC GrantCommon Stock 6,341 $2.76 $17,501.16
Disclosure

SEC source: 0001209191-22-054825 · doc4.xml · nonDerivative · entry 1

Kondra Cheryl · CIK 0001899993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,414

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
September 30, 2022 Filed Oct 28, 2022 21:04 UTC GrantCommon Stock 5,435 $2.76 $15,000.60
Disclosure

SEC source: 0001209191-22-054822 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,526

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:16 UTC PurchaseCommon Stock 2,000 $2.77 $5,540.00
Disclosure

SEC source: 0001209191-22-050431 · doc4.xml · nonDerivative · entry 1

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,500

Read SEC document
September 13, 2022 Filed Sep 15, 2022 14:26 UTC PurchaseCommon Stock 2,000 $2.80 $5,600.00
Disclosure

SEC source: 0001209191-22-050005 · doc4.xml · nonDerivative · entry 1

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,500

Read SEC document
September 06, 2022 Filed Sep 8, 2022 17:40 UTC PurchaseCommon Stock 3,000 $2.87 $8,610.00
Disclosure

SEC source: 0001209191-22-049120 · doc4.xml · nonDerivative · entry 2

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876,500

Read SEC document
August 31, 2022 Filed Sep 8, 2022 17:40 UTC Exercise / conversionOption · Derivative 66,668 $1.97 Strike: $1.97 $131,335.96
Disclosure

SEC source: 0001209191-22-049120 · doc4.xml · derivative · entry 3

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 66,668 shares

Expires 2024-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 8, 2022 17:40 UTC Exercise / conversionCommon Stock 66,668 $1.97 $131,335.96
Disclosure

SEC source: 0001209191-22-049120 · doc4.xml · nonDerivative · entry 1

HAGERTY HARRY C III · CIK 0001179785 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 8, 2022 17:36 UTC Exercise / conversionOption · Derivative 25,000 $1.17 Strike: $1.17 $29,250.00
Disclosure

SEC source: 0001209191-22-049118 · doc4.xml · derivative · entry 2

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 8, 2022 17:36 UTC Exercise / conversionCommon Stock 25,000 $1.17 $29,250.00
Disclosure

SEC source: 0001209191-22-049118 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2022 Filed Aug 23, 2022 18:00 UTC Exercise / conversionOption · Derivative 5,000 $1.19 Strike: $1.19 $5,950.00
Disclosure

SEC source: 0001209191-22-047118 · doc4.xml · derivative · entry 2

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,000

Underlying: Common Stock · 5,000 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2022 Filed Aug 23, 2022 18:00 UTC Exercise / conversionCommon Stock 5,000 $1.19 $5,950.00
Disclosure

SEC source: 0001209191-22-047118 · doc4.xml · nonDerivative · entry 1

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2022 Filed Aug 31, 2022 14:18 UTC Exercise / conversionOption · Derivative 5,500 $1.19 Strike: $1.19 $6,545.00
Disclosure

SEC source: 0001209191-22-048074 · doc4.xml · derivative · entry 2

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,500

Underlying: Common Stock · 5,500 shares

Expires 2023-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2022 Filed Aug 31, 2022 14:18 UTC Exercise / conversionCommon Stock 5,500 $1.19 $6,545.00
Disclosure

SEC source: 0001209191-22-048074 · doc4.xml · nonDerivative · entry 1

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:23 UTC GrantCommon Stock 4,043 $3.71 $14,999.53
Disclosure

SEC source: 0001209191-22-040898 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,758

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:21 UTC GrantCommon Stock 4,043 $3.71 $14,999.53
Disclosure

SEC source: 0001209191-22-040896 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,091

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:20 UTC GrantCommon Stock 4,043 $3.71 $14,999.53
Disclosure

SEC source: 0001209191-22-040895 · doc4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,362

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:19 UTC GrantCommon Stock 4,717 $3.71 $17,500.07
Disclosure

SEC source: 0001209191-22-040894 · doc4.xml · nonDerivative · entry 1

Kondra Cheryl · CIK 0001899993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,073

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:18 UTC GrantCommon Stock 5,391 $3.71 $20,000.61
Disclosure

SEC source: 0001209191-22-040893 · doc4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,928,239

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 23:39 UTC Tax withholdingOption · Derivative 365,752 $2.09 Strike: $2.09 $764,421.68
Disclosure

SEC source: 0001209191-22-039539 · doc4.xml · derivative · entry 3

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,000

Underlying: Common Stock · 365,752 shares

Expires 2022-07-26

Read SEC document
June 23, 2022 Filed Jun 27, 2022 23:39 UTC Exercise / conversionOption · Derivative 231,948 $2.09 Strike: $2.09 $484,771.32
Disclosure

SEC source: 0001209191-22-039539 · doc4.xml · derivative · entry 2

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,752

Underlying: Common Stock · 231,948 shares

Expires 2022-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 23:39 UTC Exercise / conversionCommon Stock 231,948 $2.09 $484,771.32
Disclosure

SEC source: 0001209191-22-039539 · doc4.xml · nonDerivative · entry 1

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 20:46 UTC Exercise / conversionOption · Derivative 25,000 $0.78 Strike: $0.78 $19,500.00
Disclosure

SEC source: 0001209191-22-038916 · doc4.xml · derivative · entry 2

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 20:46 UTC Exercise / conversionCommon Stock 25,000 $0.78 $19,500.00
Disclosure

SEC source: 0001209191-22-038916 · doc4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2022 Filed Jun 1, 2022 22:39 UTC Disposition to issuerCommon Stock 1,028 $3.84 $3,947.52
Disclosure

SEC source: 0001209191-22-033295 · doc4.xml · nonDerivative · entry 2

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,272

F1 · shares: Shares were sold in connection with a cashless exercise of options.

Read SEC document
May 23, 2022 Filed Jun 1, 2022 22:39 UTC GrantCommon Stock 2,300 $0.76 $1,748.00
Disclosure

SEC source: 0001209191-22-033295 · doc4.xml · nonDerivative · entry 1

Cravens Todd P · CIK 0001714213 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,300

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.