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Galaxy Digital Inc.

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Tapewire entity
523
SEC CIK
0001859392
Parsed reports
80

Last 12 months

Inside the activity.

13 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202580
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202604
Jun 202602
Jul 202600
Aug 202621
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2026 Filed Feb 5, 2026 21:40 UTC
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 174,262 Not disclosed Not disclosed
Disclosure

SEC source: 0001380615-26-000002 · wk-form4_1770327627.xml · nonDerivative · entry 1

Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,183

F1 · shares: Represents 174,262 shares of Class A common stock issuable upon the vesting of restricted stock units ("RSUs").

F2 · price: Each RSU represents the right to receive one share of the Company's Class A common stock.

F3 · balance_after: Includes 476,871 shares of Class A Common Stock to be delivered in settlement of RSUs. An RSU award was granted on March 27, 2024 where 99,000 are scheduled to vest on March 1, 2026 and 102,000 are scheduled to vest on March 1, 2027. 101,609 RSUs were granted on March 31, 2025 where 33,870 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. 174,262 101,609 RSUs were granted on February 3, 2026 where 57,506 are scheduled to vest on March 1, 2027 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. The RSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 16:35 UTC
Friedrich Matthew W.Chief Legal Officer
GrantClass A Common Stock 71,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001706614-26-000002 · wk-form4_1770327302.xml · nonDerivative · entry 1

Friedrich Matthew W. · CIK 0001706614 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,405

F1 · shares: Represents 71,405 shares of Class A common stock issuable upon the vesting of restricted stock units ("RSUs").

F2 · price: Each RSU represents the right to receive one share of the Company's Class A common stock.

F3 · balance_after: Includes 311,405 shares of Class A common stock to be delivered in settlement of RSUs. 240,000 RSUs were granted on September 8, 2025, which are scheduled to vest to in four equal annual installments. 71,405 RSUs were granted on February 3, 2026, where 23,564 are scheduled to vest on March 1, 2027 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. The RSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:59 UTC
Brown Erin ElizabethChief Operating Officer
GrantClass A Common Stock 97,497 Not disclosed Not disclosed
Disclosure

SEC source: 0002053086-26-000001 · wk-form4_1770328757.xml · nonDerivative · entry 1

Brown Erin Elizabeth · CIK 0002053086 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,585

F1 · shares: Represents 97,497 shares of Class A common stock issuable upon the vesting of restricted stock units ("RSUs").

F2 · price: Each RSU represents the right to receive one share of the Company's Class A common stock.

F3 · balance_after: Includes 295,585 shares of Class A common stock to be delivered in settlement of RSUs. An RSU award was granted on March 29, 2023 where 70,881 are scheduled to vest on March 1, 2026. An RSU award was granted on March 27, 2024 where 36,630 are scheduled to vest on March 1, 2026 and 37,740 are scheduled to vest on March 1, 2027. 52,837 RSUs were granted on March 31, 2025 where 17,613 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. 97,497 RSUs were granted on February 3, 2026, where 32,174 RSUs are schedule to vest on March 1, 2027 and the remainder in eight equal quarterly installments thereafter. The RSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:58 UTC
Paquette AnthonyChief Financial Officer
GrantClass A Common Stock 97,497 Not disclosed Not disclosed
Disclosure

SEC source: 0002052994-26-000001 · wk-form4_1770328718.xml · nonDerivative · entry 1

Paquette Anthony · CIK 0002052994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,777

F1 · shares: Represents 97,497 shares of Class A common stock issuable upon the vesting of restricted stock units ("RSUs").

F2 · price: Each RSU represents the right to receive one share of the Company's Class A common stock.

F3 · balance_after: Includes (i) 281,250 shares of Class A common stock to be delivered in settlement of an RSU award where 93,750 RSUs are scheduled to vest on December 26, 2026, 93,750 RSUs are scheduled to vest on December 26, 2027 and 93,750 RSUs are scheduled to vest on December 26, 2028 and (ii) 97,497 shares of Class A common stock to be delivered in settlement of an RSU award where 32,174 RSUs are schedule to vest on March 1, 2027, with the remainder vesting in eight equal quarterly installments thereafter.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:41 UTC
Rico Robert DanielChief Accounting Officer
GrantClass A Common Stock 5,168 Not disclosed Not disclosed
Disclosure

SEC source: 0002067267-26-000001 · wk-form4_1770327693.xml · nonDerivative · entry 1

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,478

F1 · shares: Represents 5,168 shares of Class A common stock issuable upon the vesting of restricted stock units ("RSUs").

F2 · price: Each RSU represents the right to receive one share of the Company's Class A common stock.

F3 · balance_after: Includes 24,395 shares of Class A common stock to be delivered in settlement of RSUs. An RSU award was granted on March 29, 2023 where 6,958 are scheduled to vest on March 1, 2026. An RSU award was granted on March 27, 2024 where 3,416 are scheduled to vest on March 1, 2026 and 3,518 are scheduled to vest on March 1, 2027. 5,335 RSUs were granted on March 31, 2025 where 1,799 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. 5,168 RSUs were granted on February 3, 2026 where 1,705 are scheduled to vest on March 1, 2027 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. The RSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:31 UTC
Ferraro Christopher CPresident and CIO
GrantClass A Common Stock 174,262 Not disclosed Not disclosed
Disclosure

SEC source: 0001912609-26-000002 · wk-form4_1770327057.xml · nonDerivative · entry 1

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 862,183

F1 · shares: Represents 174,262 shares of Class A common stock issuable upon the vesting of restricted stock units ("RSUs").

F2 · price: Each RSU represents the right to receive one share of the Company's Class A common stock.

F3 · balance_after: Includes 444,297 shares of Class A common stock to be delivered in settlement of RSUs. An RSU award was granted on March 29, 2023 where 57,987 are scheduled to vest on March 1, 2026. An RSU award was granted on March 27, 2024 where 59,400 are scheduled to vest on March 1, 2026 and 61,200 are scheduled to vest on March 1, 2027. 91,448 RSUs were granted on March 31, 2025 where 30,483 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. 174,262 RSUs were granted on February 3, 2026, where 57,506 are scheduled to vest on March 1, 2027 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. The RSU awards, in each case, are subject to continued service through the applicable vesting date.

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December 26, 2025 Filed Dec 30, 2025 21:09 UTC
Paquette AnthonyChief Financial Officer
Tax withholdingClass A Common Stock 41,720 $24.43 $1,019,219.60
Disclosure

SEC source: 0002052994-25-000004 · wk-form4_1767128972.xml · nonDerivative · entry 1

Paquette Anthony · CIK 0002052994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,280

F1 · shares: Represents 41,720 shares of Class A common stock withheld for taxes upon the vesting of 93,750 RSUs on December 26, 2025.

F2 · balance_after: Includes 281,250 shares of Class A Common Stock to be delivered in settlement of a restricted share unit ("RSU") award where 93,750 RSUs are scheduled to vest on December 26, 2026, 93,750 RSUs are scheduled to vest on December 26, 2027 and 93,750 RSUs are scheduled to vest on December 26, 2028.

Read SEC document
November 13, 2025 Filed Nov 13, 2025 21:05 UTC PurchaseClass A Common Stock 7,000 $30.18 $211,260.00
Disclosure

SEC source: 0001079500-25-000012 · wk-form4_1763067920.xml · nonDerivative · entry 3

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Deason Capital LLC

Disclosed balance after: 34,000

F4 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.75 to $30.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 21:05 UTC PurchaseClass A Common Stock 8,000 $30.42 $243,360.00
Disclosure

SEC source: 0001079500-25-000012 · wk-form4_1763067920.xml · nonDerivative · entry 2

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Deason Capital LLC

Disclosed balance after: 27,000

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $30.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 21:05 UTC PurchaseClass A Common Stock 9,000 $30.82 $277,380.00
Disclosure

SEC source: 0001079500-25-000012 · wk-form4_1763067920.xml · nonDerivative · entry 1

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Deason Capital LLC

Disclosed balance after: 19,000

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.50 to $31.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 22:19 UTC PurchaseClass A Common Stock 2,000 $29.05 $58,100.00
Disclosure

SEC source: 0001079500-25-000010 · wk-form4_1762813168.xml · nonDerivative · entry 5

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Deason Capital LLC

Disclosed balance after: 10,000

F1 · price: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 22:19 UTC PurchaseClass A Common Stock 2,000 $29.25 $58,500.00
Disclosure

SEC source: 0001079500-25-000010 · wk-form4_1762813168.xml · nonDerivative · entry 4

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Deason Capital LLC

Disclosed balance after: 8,000

F1 · price: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 22:19 UTC PurchaseClass A Common Stock 2,000 $31.56 $63,118.00
Disclosure

SEC source: 0001079500-25-000010 · wk-form4_1762813168.xml · nonDerivative · entry 3

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Deason Capital LLC

Disclosed balance after: 6,000

F1 · price: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 22:19 UTC PurchaseClass A Common Stock 2,000 $29.15 $58,300.00
Disclosure

SEC source: 0001079500-25-000010 · wk-form4_1762813168.xml · nonDerivative · entry 2

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Deason Capital LLC

Disclosed balance after: 4,000

F1 · price: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 22:19 UTC PurchaseClass A Common Stock 2,000 $28.95 $57,900.00
Disclosure

SEC source: 0001079500-25-000010 · wk-form4_1762813168.xml · nonDerivative · entry 1

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Deason Capital LLC

Disclosed balance after: 2,000

F1 · price: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:39 UTC
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 2,477,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001380615-25-000012 · wk-form4_1760474348.xml · derivative · entry 5

Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Galaxy Group Investments LLC

Disclosed balance after: 192,115,103

Underlying: Class A Common Stock · 2,477,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · derivative.exercise_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · derivative.expiration_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:39 UTC
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 522,945 $36.00 $18,826,020.00
Disclosure

SEC source: 0001380615-25-000012 · wk-form4_1760474348.xml · nonDerivative · entry 3

Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Novofam Macro LLC

Disclosed balance after: 0

F2 · price: The sale was in connection with a private placement pursuant to an investment agreement, dated October 10, 2025, in which the holder was a selling shareholder.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:39 UTC
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 2,477,055 $36.00 $89,173,980.00
Disclosure

SEC source: 0001380615-25-000012 · wk-form4_1760474348.xml · nonDerivative · entry 2

Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Galaxy Group Investments LLC

Disclosed balance after: 0

F2 · price: The sale was in connection with a private placement pursuant to an investment agreement, dated October 10, 2025, in which the holder was a selling shareholder.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:39 UTC
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 2,477,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001380615-25-000012 · wk-form4_1760474348.xml · nonDerivative · entry 1

Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Galaxy Group Investments LLC

Disclosed balance after: 2,477,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:36 UTC
Ferraro Christopher CPresident and CIO
SaleClass A Common Stock 750,000 $36.00 $27,000,000.00
Disclosure

SEC source: 0001912609-25-000005 · wk-form4_1760474194.xml · nonDerivative · entry 1

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,921

F1 · price: The sale was in connection with a private placement pursuant to an investment agreement, dated October 10, 2025, in which the holder was a selling shareholder.

F2 · balance_after: Includes 270,035 shares of Class A Common Stock to be delivered in settlement of restricted share unit awards ("RSUs"). An RSU award was granted on March 29, 2023 where 57,987 are scheduled to vest on March 1, 2026. An RSU award was granted on March 27, 2024 where 59,400 are scheduled to vest on March 1, 2026 and 61,200 are scheduled to vest on March 1, 2027. 91,448 RSUs were granted on March 31, 2025 where 30,483 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in equal quarterly installments thereafter (8 quarters). The RSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:35 UTC ConversionClass B Common Stock · Derivative 2,477,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001912562-25-000008 · wk-form4_1760474123.xml · derivative · entry 3

Galaxy Group Investments LLC · CIK 0001912562 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,115,103

Underlying: Class A Common Stock · 2,477,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · derivative.exercise_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · derivative.expiration_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:35 UTC SaleClass A Common Stock 2,477,055 $36.00 $89,173,980.00
Disclosure

SEC source: 0001912562-25-000008 · wk-form4_1760474123.xml · nonDerivative · entry 2

Galaxy Group Investments LLC · CIK 0001912562 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: The sale was in connection with a private placement pursuant to an investment agreement, dated October 10, 2025, in which the holder was a selling shareholder.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:35 UTC ConversionClass A Common Stock 2,477,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001912562-25-000008 · wk-form4_1760474123.xml · nonDerivative · entry 1

Galaxy Group Investments LLC · CIK 0001912562 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,477,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

Read SEC document
September 12, 2025 Filed Sep 15, 2025 20:32 UTC SaleClass A Common Stock 33,333 $29.83 $994,323.39
Disclosure

SEC source: 0001906218-25-000007 · wk-form4_1757968357.xml · nonDerivative · entry 1

Adams Medina Rhonda · CIK 0001906218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,053

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.806 to $29.910 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 62,886 shares of Class A common stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
September 08, 2025 Filed Sep 9, 2025 17:07 UTC
Friedrich Matthew W.Chief Legal Officer
GrantStock Options · Derivative 100,000 $0.00 Strike: $23.49 $0.00
Disclosure

SEC source: 0001706614-25-000006 · wk-form4_1757452034.xml · derivative · entry 4

Friedrich Matthew W. · CIK 0001706614 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2030-09-08

F3 · derivative.exercise_date: This option award was granted September 8, 2025 and vests over four years, with 1/4 vesting on each of the first four anniversaries of September 8, 2025, subject to continued service through the vesting date.

Read SEC document
September 08, 2025 Filed Sep 9, 2025 17:07 UTC
Friedrich Matthew W.Chief Legal Officer
GrantStock Options · Derivative 100,000 $0.00 Strike: $33.49 $0.00
Disclosure

SEC source: 0001706614-25-000006 · wk-form4_1757452034.xml · derivative · entry 3

Friedrich Matthew W. · CIK 0001706614 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2030-09-08

F3 · derivative.exercise_date: This option award was granted September 8, 2025 and vests over four years, with 1/4 vesting on each of the first four anniversaries of September 8, 2025, subject to continued service through the vesting date.

Read SEC document
September 08, 2025 Filed Sep 9, 2025 17:07 UTC
Friedrich Matthew W.Chief Legal Officer
GrantStock Options · Derivative 100,000 $0.00 Strike: $28.49 $0.00
Disclosure

SEC source: 0001706614-25-000006 · wk-form4_1757452034.xml · derivative · entry 2

Friedrich Matthew W. · CIK 0001706614 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2030-09-08

F3 · derivative.exercise_date: This option award was granted September 8, 2025 and vests over four years, with 1/4 vesting on each of the first four anniversaries of September 8, 2025, subject to continued service through the vesting date.

Read SEC document
September 08, 2025 Filed Sep 9, 2025 17:07 UTC
Friedrich Matthew W.Chief Legal Officer
GrantClass A Common Stock 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001706614-25-000006 · wk-form4_1757452034.xml · nonDerivative · entry 1

Friedrich Matthew W. · CIK 0001706614 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,000

F1 · price: Each restricted stock unit ("RSU") represents the right to receive one share of the Company's Class A Common Stock.

F2 · balance_after: Includes 240,000 shares of Class A Common Stock to be delivered in settlement of RSUs. 240,000 RSUs were granted on September 8, 2025 and 1/4 are scheduled to vest on each of the first four anniversaries of September 8, 2025, subject to continued service through the vesting date.

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September 03, 2025 Filed Sep 4, 2025 20:31 UTC Exercise / conversionStock Options · Derivative 150,000 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001906218-25-000005 · wk-form4_1757017884.xml · derivative · entry 3

Adams Medina Rhonda · CIK 0001906218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 150,000 shares

Expires 2025-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is vested and exercisable until November 16th, 2025.

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September 03, 2025 Filed Sep 4, 2025 20:31 UTC SaleClass A Common Stock 67,500 $24.50 $1,653,750.00
Disclosure

SEC source: 0001906218-25-000005 · wk-form4_1757017884.xml · nonDerivative · entry 2

Adams Medina Rhonda · CIK 0001906218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,386

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.48 to $24.63 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 62,886 shares of Class A common stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

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September 03, 2025 Filed Sep 4, 2025 20:31 UTC Exercise / conversionClass A Common Stock 150,000 $4.05 $607,500.00
Disclosure

SEC source: 0001906218-25-000005 · wk-form4_1757017884.xml · nonDerivative · entry 1

Adams Medina Rhonda · CIK 0001906218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 62,886 shares of Class A common stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

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August 08, 2025 Filed Aug 8, 2025 21:26 UTC SaleClass A Common Stock 50,000 $28.28 $1,414,000.00
Disclosure

SEC source: 0001907900-25-000004 · wk-form4_1754688377.xml · nonDerivative · entry 3

Tavoso Richard · CIK 0001907900 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by SixTav Ventures, LLC

Disclosed balance after: 400,000

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.20 to $28.32 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 07, 2025 Filed Aug 8, 2025 21:26 UTC GiftClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001907900-25-000004 · wk-form4_1754688377.xml · nonDerivative · entry 2

Tavoso Richard · CIK 0001907900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,886

F4 · shares: The shares of Class A common stock reported in this transaction represent a bona-fide charitable gift to a Donor Advised Fund.

F3 · balance_after: Includes 62,886 shares of Class A common stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

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August 06, 2025 Filed Aug 8, 2025 20:26 UTC GrantClass A Common Stock 23,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001079500-25-000008 · wk-form4_1754684800.xml · nonDerivative · entry 1

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,482

F1 · shares: Deferred share unit ("DSU") awards were granted on August 6th, 2025 where 5,419 are scheduled to vest on June 15, 2026, 4,515 are scheduled to vest on September 1, 2026, 4,516 are scheduled to vest on September 1, 2027, 4,516 are scheduled to vest on September 1, 2028 and 4,516 are scheduled to vest on September 1, 2029. The DSU awards, in each case, are subject to continued service through the applicable vesting date vesting date.

F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock.

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August 06, 2025 Filed Aug 8, 2025 20:23 UTC GrantClass A Common Stock 5,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001341187-25-000002 · wk-form4_1754684588.xml · nonDerivative · entry 1

Dietze Jane A · CIK 0001341187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,064

F1 · shares: A deferred share unit ("DSU") award was granted on August 6th, 2025 where 5,419 are scheduled to vest on June 15, 2026. The DSU award is subject to continued service through the vesting date.

F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock.

F3 · balance_after: Includes 80,064 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

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August 06, 2025 Filed Aug 8, 2025 21:26 UTC GrantClass A Common Stock 5,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001907900-25-000004 · wk-form4_1754688377.xml · nonDerivative · entry 1

Tavoso Richard · CIK 0001907900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,886

F1 · shares: A deferred share unit ("DSU") award was granted on August 6th, 2025 where 5,419 are scheduled to vest on June 15, 2026. The DSU award is subject to continued service through the vesting date.

F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock.

F3 · balance_after: Includes 62,886 shares of Class A common stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

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August 06, 2025 Filed Aug 8, 2025 20:37 UTC
Brown Erin ElizabethChief Operating Officer
Exercise / conversionStock Options · Derivative 350,000 $0.00 Strike: $4.83 $0.00
Disclosure

SEC source: 0002053086-25-000014 · wk-form4_1754685422.xml · derivative · entry 4

Brown Erin Elizabeth · CIK 0002053086 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Class A Common Stock · 350,000 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests over three years from March 1, 2023, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.

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August 06, 2025 Filed Aug 8, 2025 20:37 UTC
Brown Erin ElizabethChief Operating Officer
SaleClass A Common Stock 175,000 $27.16 $4,753,000.00
Disclosure

SEC source: 0002053086-25-000014 · wk-form4_1754685422.xml · nonDerivative · entry 3

Brown Erin Elizabeth · CIK 0002053086 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,088

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August 06, 2025 Filed Aug 8, 2025 20:37 UTC
Brown Erin ElizabethChief Operating Officer
SaleClass A Common Stock 175,000 $26.81 $4,691,750.00
Disclosure

SEC source: 0002053086-25-000014 · wk-form4_1754685422.xml · nonDerivative · entry 2

Brown Erin Elizabeth · CIK 0002053086 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,088

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August 06, 2025 Filed Aug 8, 2025 20:37 UTC
Brown Erin ElizabethChief Operating Officer
Exercise / conversionClass A Common Stock 350,000 $4.83 $1,690,500.00
Disclosure

SEC source: 0002053086-25-000014 · wk-form4_1754685422.xml · nonDerivative · entry 1

Brown Erin Elizabeth · CIK 0002053086 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2025 Filed Aug 8, 2025 20:35 UTC GrantClass A Common Stock 5,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001906958-25-000002 · wk-form4_1754685336.xml · nonDerivative · entry 1

DAFFEY MICHAEL D · CIK 0001906958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,505,419

F1 · shares: A deferred share unit ("DSU") award was granted on August 6th, 2025 where 5,419 are scheduled to vest on June 15, 2026. The DSU award is subject to continued service through the vesting date.

F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock.

Read SEC document
August 06, 2025 Filed Aug 8, 2025 20:27 UTC GrantClass A Common Stock 5,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001905897-25-000004 · wk-form4_1754684864.xml · nonDerivative · entry 1

Koutsouras Bill · CIK 0001905897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,886

F1 · shares: A deferred share unit ("DSU") award was granted on August 6th, 2025 where 5,419 are scheduled to vest on June 15, 2026. The DSU award is subject to continued service through the vesting date.

F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock.

F3 · balance_after: Includes 62,886 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

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August 06, 2025 Filed Aug 8, 2025 20:25 UTC GrantClass A Common Stock 5,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001906218-25-000002 · wk-form4_1754684726.xml · nonDerivative · entry 1

Adams Medina Rhonda · CIK 0001906218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,886

F1 · shares: A deferred share unit ("DSU") award was granted on August 6th, 2025 where 5,419 are scheduled to vest on June 15, 2026. The DSU award is subject to continued service through the vesting date.

F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock.

F3 · balance_after: Includes 62,886 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 21:05 UTC
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 4,380,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001380615-25-000009 · wk-form4_1749589505.xml · derivative · entry 5

Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Galaxy Group Investments LLC

Disclosed balance after: 194,592,158

Underlying: Class A Common Stock · 4,380,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · derivative.exercise_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · derivative.expiration_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

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June 09, 2025 Filed Jun 10, 2025 21:05 UTC
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 4,380,967 $18.10 $79,284,550.28
Disclosure

SEC source: 0001380615-25-000009 · wk-form4_1749589505.xml · nonDerivative · entry 2

Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Galaxy Group Investments LLC

Disclosed balance after: 0

F2 · price: The sale was in connection with the exercise of the underwriter's option to purchase additional shares in an underwritten offering pursuant to an underwriting agreement dated May 29, 2025, in which the holder was a selling shareholder. The underwriter's per share public offering price is $19.00. The price $18.0975 reflects the underwriting discount.

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June 09, 2025 Filed Jun 10, 2025 21:05 UTC
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 4,380,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001380615-25-000009 · wk-form4_1749589505.xml · nonDerivative · entry 1

Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Galaxy Group Investments LLC

Disclosed balance after: 4,380,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 21:06 UTC ConversionClass B Common Stock · Derivative 4,380,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001912562-25-000006 · wk-form4_1749589583.xml · derivative · entry 3

Galaxy Group Investments LLC · CIK 0001912562 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,592,158

Underlying: Class A Common Stock · 4,380,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · derivative.exercise_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · derivative.expiration_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

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June 09, 2025 Filed Jun 10, 2025 21:06 UTC SaleClass A Common Stock 4,380,967 $18.10 $79,284,550.28
Disclosure

SEC source: 0001912562-25-000006 · wk-form4_1749589583.xml · nonDerivative · entry 2

Galaxy Group Investments LLC · CIK 0001912562 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: The sale was in connection with the exercise of the underwriter's option to purchase additional shares in an underwritten offering pursuant to an underwriting agreement dated May 29, 2025, in which the holder was a selling shareholder. The underwriter's per share public offering price is $19.00. The price $18.0975 reflects the underwriting discount.

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June 09, 2025 Filed Jun 10, 2025 21:06 UTC ConversionClass A Common Stock 4,380,967 Not disclosed Not disclosed
Disclosure

SEC source: 0001912562-25-000006 · wk-form4_1749589583.xml · nonDerivative · entry 1

Galaxy Group Investments LLC · CIK 0001912562 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,380,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

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June 01, 2025 Filed Jun 12, 2025 23:59 UTC
Rico Robert DanielChief Accounting Officer
Tax withholdingClass A Common Stock 8,493 $18.15 $154,147.95
Disclosure

SEC source: 0000950103-25-007337 · dp230124_4-rico.xml · nonDerivative · entry 1

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,310

F1 · shares: Represents shares of Class A common stock withheld for taxes upon the vesting of 25,000 RSUs on June 1, 2025.

F2 · balance_after: Includes 19,227 shares of Class A Common Stock to be delivered in settlement of restricted share unit awards ("RSUs"). An RSU award was granted on March 29, 2023 where 6,958 are scheduled to vest on March 1, 2026. An RSU award was granted on March 27, 2024 where 3,416 are scheduled to vest on March 1, 2026 and 3,518 are scheduled to vest on March 1, 2027. 5,335 RSUs were granted on March 31, 2025 where 1,799 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in equal quarterly installments thereafter (8 quarters). The RSU awards, in each case, are subject to continued service through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.