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Ferraro Christopher C

Disclosed activity across 1 company

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21989
SEC CIK
0001912609

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Galaxy Digital Inc.GLXY · Entity 523President and CIOAugust 18, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Galaxy Digital Inc.

Report date August 18, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect958,292 Reported balance After 2026-08-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-18 · Exercise / conversion · Acquired 50,000 · Balance 958,292

F1: Represents shares of Class A common stock acquired with cash upon the exercise of 50,000 stock options now held.

F2: Includes 288,806 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.83 · Expires 2028-03-29Direct900,000 Reported balance After 2026-08-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-18 · Exercise / conversion · Disposed 50,000 · Balance 900,000

F3: These options are vested and exercisable until March 29, 2028.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $9.63 · Expires 2029-03-27Direct81,319 Reported balance Holding disclosure · report date 2026-08-18 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 81,319

F4: This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.77 · Expires 2030-03-31Direct409,271 Reported balance Holding disclosure · report date 2026-08-18 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 409,271

F5: This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.

Class B Common StockSEC Table II · derivative / convertible securityDirect3,411,001 Reported balance Holding disclosure · report date 2026-08-18 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 3,411,001

F6: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock will be equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class A common stock acquired with cash upon the exercise of 50,000 stock options now held.

F2: Includes 288,806 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.

F3: These options are vested and exercisable until March 29, 2028.

F4: This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.

F5: This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.

F6: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock will be equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2026 Filed Aug 18, 2026 20:10 UTC Galaxy Digital Inc. GLXY · Entity 523 Exercise / conversionStock Options · Derivative 50,000 $0.00 Strike: $4.83 $0.00
Disclosure

SEC source: 0001912609-26-000008 · wk-form4_1787083837.xml · derivative · entry 2

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are vested and exercisable until March 29, 2028.

Read SEC document
August 18, 2026 Filed Aug 18, 2026 20:10 UTC Galaxy Digital Inc. GLXY · Entity 523 Exercise / conversionClass A Common Stock 50,000 $4.83 $241,500.00
Disclosure

SEC source: 0001912609-26-000008 · wk-form4_1787083837.xml · nonDerivative · entry 1

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 958,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A common stock acquired with cash upon the exercise of 50,000 stock options now held.

F2 · balance_after: Includes 288,806 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.

Read SEC document
August 10, 2026 Filed Aug 10, 2026 20:07 UTC Galaxy Digital Inc. GLXY · Entity 523 Exercise / conversionStock Options · Derivative 50,000 $0.00 Strike: $4.83 $0.00
Disclosure

SEC source: 0001912609-26-000006 · wk-form4_1786392467.xml · derivative · entry 2

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested and exercisable until March 29, 2028.

Read SEC document
August 10, 2026 Filed Aug 10, 2026 20:07 UTC Galaxy Digital Inc. GLXY · Entity 523 Exercise / conversionClass A Common Stock 50,000 $4.83 $241,500.00
Disclosure

SEC source: 0001912609-26-000006 · wk-form4_1786392467.xml · nonDerivative · entry 1

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 908,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A common stock acquired with cash upon the exercise of 50,000 stock options now held.

F2 · balance_after: Includes 288,806 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 21:10 UTC Galaxy Digital Inc. GLXY · Entity 523 Tax withholdingClass A Common Stock 3,891 $29.58 $115,095.78
Disclosure

SEC source: 0001912609-26-000004 · wk-form4_1780434637.xml · nonDerivative · entry 1

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,292

F1 · shares: Represents 3,891 shares of Class A common stock withheld for taxes upon the vesting of 7,621 restricted share units ("RSUs") on June 1, 2026.

F2 · balance_after: Includes 288,806 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:31 UTC Galaxy Digital Inc. GLXY · Entity 523 GrantClass A Common Stock 174,262 Not disclosed Not disclosed
Disclosure

SEC source: 0001912609-26-000002 · wk-form4_1770327057.xml · nonDerivative · entry 1

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 862,183

F1 · shares: Represents 174,262 shares of Class A common stock issuable upon the vesting of restricted stock units ("RSUs").

F2 · price: Each RSU represents the right to receive one share of the Company's Class A common stock.

F3 · balance_after: Includes 444,297 shares of Class A common stock to be delivered in settlement of RSUs. An RSU award was granted on March 29, 2023 where 57,987 are scheduled to vest on March 1, 2026. An RSU award was granted on March 27, 2024 where 59,400 are scheduled to vest on March 1, 2026 and 61,200 are scheduled to vest on March 1, 2027. 91,448 RSUs were granted on March 31, 2025 where 30,483 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. 174,262 RSUs were granted on February 3, 2026, where 57,506 are scheduled to vest on March 1, 2027 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. The RSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:36 UTC Galaxy Digital Inc. GLXY · Entity 523 SaleClass A Common Stock 750,000 $36.00 $27,000,000.00
Disclosure

SEC source: 0001912609-25-000005 · wk-form4_1760474194.xml · nonDerivative · entry 1

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,921

F1 · price: The sale was in connection with a private placement pursuant to an investment agreement, dated October 10, 2025, in which the holder was a selling shareholder.

F2 · balance_after: Includes 270,035 shares of Class A Common Stock to be delivered in settlement of restricted share unit awards ("RSUs"). An RSU award was granted on March 29, 2023 where 57,987 are scheduled to vest on March 1, 2026. An RSU award was granted on March 27, 2024 where 59,400 are scheduled to vest on March 1, 2026 and 61,200 are scheduled to vest on March 1, 2027. 91,448 RSUs were granted on March 31, 2025 where 30,483 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in equal quarterly installments thereafter (8 quarters). The RSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 22:21 UTC Galaxy Digital Inc. GLXY · Entity 523 ConversionClass B Common Stock · Derivative 1,250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001912609-25-000002 · wk-form4_1748902865.xml · derivative · entry 3

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,411,001

Underlying: Class A Common Stock · 1,250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · derivative.exercise_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F1 · derivative.expiration_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 22:21 UTC Galaxy Digital Inc. GLXY · Entity 523 SaleClass A Common Stock 1,250,000 $18.10 $22,621,875.00
Disclosure

SEC source: 0001912609-25-000002 · wk-form4_1748902865.xml · nonDerivative · entry 2

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,437,921

F3 · price: The sale was in connection with an underwritten offering pursuant to an underwriting agreement dated May 29, 2025, in which the holder was a selling shareholder. The underwriter's per share public offering price is $19.00. The price $18.0975 reflects the underwriting discount.

F2 · balance_after: Includes 270,035 shares of Class A Common Stock to be delivered in settlement of restricted share unit awards ("RSUs"). An RSU award was granted on March 29, 2023 where 57,987 are scheduled to vest on March 1, 2026. An RSU award was granted on March 27, 2024 where 59,400 are scheduled to vest on March 1, 2026 and 61,200 are scheduled to vest on March 1, 2027. 91,448 RSUs were granted on March 31, 2025 where 30,483 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in equal quarterly installments thereafter (8 quarters). The RSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 22:21 UTC Galaxy Digital Inc. GLXY · Entity 523 ConversionClass A Common Stock 1,250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001912609-25-000002 · wk-form4_1748902865.xml · nonDerivative · entry 1

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,687,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.

F2 · balance_after: Includes 270,035 shares of Class A Common Stock to be delivered in settlement of restricted share unit awards ("RSUs"). An RSU award was granted on March 29, 2023 where 57,987 are scheduled to vest on March 1, 2026. An RSU award was granted on March 27, 2024 where 59,400 are scheduled to vest on March 1, 2026 and 61,200 are scheduled to vest on March 1, 2027. 91,448 RSUs were granted on March 31, 2025 where 30,483 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in equal quarterly installments thereafter (8 quarters). The RSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.