Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Forward Industries, Inc.FWDI · Entity 5540 | 10% owner | May 14, 2026 | October 05, 2026 |
| Galaxy Digital Inc.GLXY · Entity 523 | Director · Chief Executive Officer · 10% owner | September 01, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Forward Industries, Inc.
Report date May 14, 2026 · Filed October 05, 2026
Jointly reported with Galaxy Digital, LP, Galaxy Digital GP LLC, Galaxy Digital Holdings LP, Galaxy Digital Inc., Galaxy Group Investments LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,108,109 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 8,108,109 F1: On September 6, 2025, Issuer, entered into a securities purchase agreement (the "Securities Purchase Agreement") with certain accredited investors, including Galaxy Digital LP ("GD LP") (the "Purchasers"), pursuant to which the Issuer agreed to sell and issue to the Purchasers in a private placement (the "Private Placement") an aggregate of 89,189,189 shares of Common Stock, at an offering price of $18.50, and/or pre-funded warrants in lieu thereof (the "Pre-Funded Warrants") to purchase shares of Common Stock with $18.49999 of the exercise price per Pre-Funded Warrant being pre-funded on September 11, 2025, subject to certain adjustments (the "Per Share Purchase Price"). The Private Placement closed on September 10, 2025. F2: GD LP is the holder of record of the securities reported herein. Galaxy Digital GP LLC ("GD GP") is the general partner of GD LP and wholly owned by Galaxy Digital Holdings LP ("GD Holdings LP"). Galaxy Digital Inc. ("GD Inc.") is the general partner of GD Holdings LP. Galaxy Group Investments LLC ("GGI") holds approximately 49% of the voting power over GD Inc. and is managed by Michael E. Novogratz ("Mr. Novogratz"). Based on the foregoing, each of GD GP, GD Holdings LP, GD Inc., GGI and Mr. Novogratz may be deemed to share beneficial ownership of the securities held of record by GD LP. |
| Pre-Funded Warrants (right to buy)SEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-05-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F6: The unfunded exercise price of each Pre-Funded Warrant equals $0.00001 per underlying share of Common Stock. The exercise price and the number of shares of Common Stock issuable upon exercise of each Pre-Funded Warrant is subject to certain adjustments. F3: The Pre-Funded Warrants are exercisable in cash or by means of a cashless exercise and will not expire until the date such warrants are fully exercised. The warrants may not be exercised if the aggregate number of shares of Common Stock beneficially owned by the holder thereof (together with its affiliates) immediately following such exercise would exceed a specified beneficial ownership limitation; provided, however, that the holder may increase or decrease the beneficial ownership limitation by giving notice to the Issuer (61 days' notice for increases), but not to any percentage in excess of 9.99%. F4: On September 6, 2025, the Issuer entered into a Strategic Advisor and Lead Investor Agreement (the "Strategic Advisor Agreement") with GD LP, pursuant to which the Issuer engaged GD LP to serve as a strategic advisor to the Issuer with respect to the Private Placement. In consideration of GD LP's services, the Issuer issued to GD LP, in addition to the Common Stock and Pre-Funded Warrants acquired by GD LP pursuant to the Private Placement, 1,783,519 of Pre-Funded Warrants and 4,458,796 warrants (the "Advisor Warrants") to purchase an amount of shares of Common Stock. F5: The number of shares of Common Stock into which the Pre-Funded Warrants and Advisor Warrants are exercisable is limited pursuant to the terms of such warrants to that number of shares of Common Stock that would result in the Reporting Persons and their affiliates having aggregate beneficial ownership of more than 9.99% of the total issued and outstanding shares of Common Stock (the "Ownership Limitation"). In accordance with Rule 13d-4 under the Exchange Act, the Reporting Persons disclaim beneficial ownership of any and all shares of Common Stock issuable upon any exercise of the Pre-Funded Warrants and/or the Advisor Warrants to the extent that such exercise would cause the Reporting Persons' aggregate beneficial ownership to exceed or remain above the Ownership Limitation. F2: GD LP is the holder of record of the securities reported herein. Galaxy Digital GP LLC ("GD GP") is the general partner of GD LP and wholly owned by Galaxy Digital Holdings LP ("GD Holdings LP"). Galaxy Digital Inc. ("GD Inc.") is the general partner of GD Holdings LP. Galaxy Group Investments LLC ("GGI") holds approximately 49% of the voting power over GD Inc. and is managed by Michael E. Novogratz ("Mr. Novogratz"). Based on the foregoing, each of GD GP, GD Holdings LP, GD Inc., GGI and Mr. Novogratz may be deemed to share beneficial ownership of the securities held of record by GD LP. |
| Advisor Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-05-14 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F7: The Advisor Warrants are exercisable as follows: (1) one-third (1/3) of the Advisor Warrants shall be exercisable on and after the first date on which the closing trading price of the Issuer's Common Stock on its principal stock exchange is equal to or greater than 150% the Per Share Purchase Price for 20 out of 30 trading days following the effectiveness of the resale registration statement, providing for the resale of, among other things, Common Stock purchased in the Private Placement, the shares of Common Stock underlying the Advisor Warrants, the shares of Common Stock underlying the Pre-Funded Warrants (the "Resale Registration Statement"); F8: (Continued from Footnote 7) (2) one-third (1/3) of the Advisor Warrants shall be exercisable on and after the first date on which the closing trading price of the Issuer's Common Stock on its principal stock exchange is equal to or greater than 200% of the cash Per Share Purchase Price for 20 out of 30 trading days following the effectiveness of the Resale Registration Statement; and (3) one-third (1/3) of the Advisor Warrants shall be exercisable on and after the first date on which the closing trading price of the Issuer's Common Stock on its principal stock exchange is equal to or greater than 250% of the cash Per Share Purchase Price for 20 out of 30 trading days following the effectiveness of the Resale Registration Statement. F4: On September 6, 2025, the Issuer entered into a Strategic Advisor and Lead Investor Agreement (the "Strategic Advisor Agreement") with GD LP, pursuant to which the Issuer engaged GD LP to serve as a strategic advisor to the Issuer with respect to the Private Placement. In consideration of GD LP's services, the Issuer issued to GD LP, in addition to the Common Stock and Pre-Funded Warrants acquired by GD LP pursuant to the Private Placement, 1,783,519 of Pre-Funded Warrants and 4,458,796 warrants (the "Advisor Warrants") to purchase an amount of shares of Common Stock. F5: The number of shares of Common Stock into which the Pre-Funded Warrants and Advisor Warrants are exercisable is limited pursuant to the terms of such warrants to that number of shares of Common Stock that would result in the Reporting Persons and their affiliates having aggregate beneficial ownership of more than 9.99% of the total issued and outstanding shares of Common Stock (the "Ownership Limitation"). In accordance with Rule 13d-4 under the Exchange Act, the Reporting Persons disclaim beneficial ownership of any and all shares of Common Stock issuable upon any exercise of the Pre-Funded Warrants and/or the Advisor Warrants to the extent that such exercise would cause the Reporting Persons' aggregate beneficial ownership to exceed or remain above the Ownership Limitation. F2: GD LP is the holder of record of the securities reported herein. Galaxy Digital GP LLC ("GD GP") is the general partner of GD LP and wholly owned by Galaxy Digital Holdings LP ("GD Holdings LP"). Galaxy Digital Inc. ("GD Inc.") is the general partner of GD Holdings LP. Galaxy Group Investments LLC ("GGI") holds approximately 49% of the voting power over GD Inc. and is managed by Michael E. Novogratz ("Mr. Novogratz"). Based on the foregoing, each of GD GP, GD Holdings LP, GD Inc., GGI and Mr. Novogratz may be deemed to share beneficial ownership of the securities held of record by GD LP. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 6, 2025, Issuer, entered into a securities purchase agreement (the "Securities Purchase Agreement") with certain accredited investors, including Galaxy Digital LP ("GD LP") (the "Purchasers"), pursuant to which the Issuer agreed to sell and issue to the Purchasers in a private placement (the "Private Placement") an aggregate of 89,189,189 shares of Common Stock, at an offering price of $18.50, and/or pre-funded warrants in lieu thereof (the "Pre-Funded Warrants") to purchase shares of Common Stock with $18.49999 of the exercise price per Pre-Funded Warrant being pre-funded on September 11, 2025, subject to certain adjustments (the "Per Share Purchase Price"). The Private Placement closed on September 10, 2025.
F2: GD LP is the holder of record of the securities reported herein. Galaxy Digital GP LLC ("GD GP") is the general partner of GD LP and wholly owned by Galaxy Digital Holdings LP ("GD Holdings LP"). Galaxy Digital Inc. ("GD Inc.") is the general partner of GD Holdings LP. Galaxy Group Investments LLC ("GGI") holds approximately 49% of the voting power over GD Inc. and is managed by Michael E. Novogratz ("Mr. Novogratz"). Based on the foregoing, each of GD GP, GD Holdings LP, GD Inc., GGI and Mr. Novogratz may be deemed to share beneficial ownership of the securities held of record by GD LP.
F3: The Pre-Funded Warrants are exercisable in cash or by means of a cashless exercise and will not expire until the date such warrants are fully exercised. The warrants may not be exercised if the aggregate number of shares of Common Stock beneficially owned by the holder thereof (together with its affiliates) immediately following such exercise would exceed a specified beneficial ownership limitation; provided, however, that the holder may increase or decrease the beneficial ownership limitation by giving notice to the Issuer (61 days' notice for increases), but not to any percentage in excess of 9.99%.
F4: On September 6, 2025, the Issuer entered into a Strategic Advisor and Lead Investor Agreement (the "Strategic Advisor Agreement") with GD LP, pursuant to which the Issuer engaged GD LP to serve as a strategic advisor to the Issuer with respect to the Private Placement. In consideration of GD LP's services, the Issuer issued to GD LP, in addition to the Common Stock and Pre-Funded Warrants acquired by GD LP pursuant to the Private Placement, 1,783,519 of Pre-Funded Warrants and 4,458,796 warrants (the "Advisor Warrants") to purchase an amount of shares of Common Stock.
F5: The number of shares of Common Stock into which the Pre-Funded Warrants and Advisor Warrants are exercisable is limited pursuant to the terms of such warrants to that number of shares of Common Stock that would result in the Reporting Persons and their affiliates having aggregate beneficial ownership of more than 9.99% of the total issued and outstanding shares of Common Stock (the "Ownership Limitation"). In accordance with Rule 13d-4 under the Exchange Act, the Reporting Persons disclaim beneficial ownership of any and all shares of Common Stock issuable upon any exercise of the Pre-Funded Warrants and/or the Advisor Warrants to the extent that such exercise would cause the Reporting Persons' aggregate beneficial ownership to exceed or remain above the Ownership Limitation.
F6: The unfunded exercise price of each Pre-Funded Warrant equals $0.00001 per underlying share of Common Stock. The exercise price and the number of shares of Common Stock issuable upon exercise of each Pre-Funded Warrant is subject to certain adjustments.
F7: The Advisor Warrants are exercisable as follows: (1) one-third (1/3) of the Advisor Warrants shall be exercisable on and after the first date on which the closing trading price of the Issuer's Common Stock on its principal stock exchange is equal to or greater than 150% the Per Share Purchase Price for 20 out of 30 trading days following the effectiveness of the resale registration statement, providing for the resale of, among other things, Common Stock purchased in the Private Placement, the shares of Common Stock underlying the Advisor Warrants, the shares of Common Stock underlying the Pre-Funded Warrants (the "Resale Registration Statement");
F8: (Continued from Footnote 7) (2) one-third (1/3) of the Advisor Warrants shall be exercisable on and after the first date on which the closing trading price of the Issuer's Common Stock on its principal stock exchange is equal to or greater than 200% of the cash Per Share Purchase Price for 20 out of 30 trading days following the effectiveness of the Resale Registration Statement; and (3) one-third (1/3) of the Advisor Warrants shall be exercisable on and after the first date on which the closing trading price of the Issuer's Common Stock on its principal stock exchange is equal to or greater than 250% of the cash Per Share Purchase Price for 20 out of 30 trading days following the effectiveness of the Resale Registration Statement.
Galaxy Digital Inc.
Report date September 01, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 440,338 |
Reported balance
After 2026-09-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-01 · Tax withholding · Disposed 4,683 · Balance 440,338 F1: Represents 4,683 shares of Class A common stock withheld for taxes upon the vesting of 8,468 restricted share units ("RSUs") on September 1, 2026. F2: Includes 327,065 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 4,683 shares of Class A common stock withheld for taxes upon the vesting of 8,468 restricted share units ("RSUs") on September 1, 2026.
F2: Includes 327,065 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2026 Filed Sep 2, 2026 20:23 UTC | Galaxy Digital Inc. GLXY · Entity 523 | Tax withholdingClass A Common Stock | 4,683 | $24.60 | $115,201.80 |
DisclosureSEC source: 0001380615-26-000008 · wk-form4_1788380601.xml · nonDerivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 440,338 F1 · shares: Represents 4,683 shares of Class A common stock withheld for taxes upon the vesting of 8,468 restricted share units ("RSUs") on September 1, 2026. F2 · balance_after: Includes 327,065 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:14 UTC | Galaxy Digital Inc. GLXY · Entity 523 | Tax withholdingClass A Common Stock | 4,683 | $29.58 | $138,523.14 |
DisclosureSEC source: 0001380615-26-000006 · wk-form4_1780434854.xml · nonDerivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,021 F1 · shares: Represents 4,683 shares of Class A common stock withheld for taxes upon the vesting of 8,468 restricted share units ("RSUs") on June 1, 2026. F2 · balance_after: Includes 335,533 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| May 13, 2026 Filed May 14, 2026 21:24 UTC | Galaxy Digital Inc. GLXY · Entity 523 | GiftClass B Common Stock · Derivative | 1,650,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-035221 · wk-form4_1778793846.xml · derivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner Galaxy Group Investments LLC · CIK 0001912562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Galaxy Group Investments LLC Disclosed balance after: 190,465,103 Underlying: Class A Common Stock · 1,650,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock. F2 · kind: The shares reported in this transaction represent a bona-fide charitable gift to a Donor Advised Fund. F1 · derivative.exercise_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock. F3 · ownership.nature: The shares of Class B Common Stock are held by Galaxy Group Investments LLC, which is controlled by the Reporting Person. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:23 UTC | Galaxy Digital Inc. GLXY · Entity 523 | Tax withholdingClass A Common Stock | 73,479 | $20.59 | $1,512,932.61 |
DisclosureSEC source: 0001380615-26-000003 · wk-form4_1772659387.xml · nonDerivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 449,704 F1 · shares: Represents shares of Class A common stock withheld for taxes upon the vesting of 132,870 restricted stock units ("RSUs") on March 2, 2026. F2 · balance_after: Includes 344,001 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 21:40 UTC | Galaxy Digital Inc. GLXY · Entity 523 | GrantClass A Common Stock | 174,262 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001380615-26-000002 · wk-form4_1770327627.xml · nonDerivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 523,183 F1 · shares: Represents 174,262 shares of Class A common stock issuable upon the vesting of restricted stock units ("RSUs"). F2 · price: Each RSU represents the right to receive one share of the Company's Class A common stock. F3 · balance_after: Includes 476,871 shares of Class A Common Stock to be delivered in settlement of RSUs. An RSU award was granted on March 27, 2024 where 99,000 are scheduled to vest on March 1, 2026 and 102,000 are scheduled to vest on March 1, 2027. 101,609 RSUs were granted on March 31, 2025 where 33,870 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. 174,262 101,609 RSUs were granted on February 3, 2026 where 57,506 are scheduled to vest on March 1, 2027 and the remainder are scheduled to vest in eight equal quarterly installments thereafter. The RSU awards, in each case, are subject to continued service through the applicable vesting date. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 20:39 UTC | Galaxy Digital Inc. GLXY · Entity 523 | ConversionClass B Common Stock · Derivative | 2,477,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001380615-25-000012 · wk-form4_1760474348.xml · derivative · entry 5 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Galaxy Group Investments LLC Disclosed balance after: 192,115,103 Underlying: Class A Common Stock · 2,477,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. F1 · derivative.exercise_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. F1 · derivative.expiration_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 20:39 UTC | Galaxy Digital Inc. GLXY · Entity 523 | SaleClass A Common Stock | 522,945 | $36.00 | $18,826,020.00 |
DisclosureSEC source: 0001380615-25-000012 · wk-form4_1760474348.xml · nonDerivative · entry 3 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Novofam Macro LLC Disclosed balance after: 0 F2 · price: The sale was in connection with a private placement pursuant to an investment agreement, dated October 10, 2025, in which the holder was a selling shareholder. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 20:39 UTC | Galaxy Digital Inc. GLXY · Entity 523 | SaleClass A Common Stock | 2,477,055 | $36.00 | $89,173,980.00 |
DisclosureSEC source: 0001380615-25-000012 · wk-form4_1760474348.xml · nonDerivative · entry 2 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Galaxy Group Investments LLC Disclosed balance after: 0 F2 · price: The sale was in connection with a private placement pursuant to an investment agreement, dated October 10, 2025, in which the holder was a selling shareholder. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 20:39 UTC | Galaxy Digital Inc. GLXY · Entity 523 | ConversionClass A Common Stock | 2,477,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001380615-25-000012 · wk-form4_1760474348.xml · nonDerivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Galaxy Group Investments LLC Disclosed balance after: 2,477,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 21:05 UTC | Galaxy Digital Inc. GLXY · Entity 523 | ConversionClass B Common Stock · Derivative | 4,380,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001380615-25-000009 · wk-form4_1749589505.xml · derivative · entry 5 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Galaxy Group Investments LLC Disclosed balance after: 194,592,158 Underlying: Class A Common Stock · 4,380,967 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. F1 · derivative.exercise_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. F1 · derivative.expiration_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 21:05 UTC | Galaxy Digital Inc. GLXY · Entity 523 | SaleClass A Common Stock | 4,380,967 | $18.10 | $79,284,550.28 |
DisclosureSEC source: 0001380615-25-000009 · wk-form4_1749589505.xml · nonDerivative · entry 2 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Galaxy Group Investments LLC Disclosed balance after: 0 F2 · price: The sale was in connection with the exercise of the underwriter's option to purchase additional shares in an underwritten offering pursuant to an underwriting agreement dated May 29, 2025, in which the holder was a selling shareholder. The underwriter's per share public offering price is $19.00. The price $18.0975 reflects the underwriting discount. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 21:05 UTC | Galaxy Digital Inc. GLXY · Entity 523 | ConversionClass A Common Stock | 4,380,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001380615-25-000009 · wk-form4_1749589505.xml · nonDerivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Galaxy Group Investments LLC Disclosed balance after: 4,380,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 21:43 UTC | Galaxy Digital Inc. GLXY · Entity 523 | ConversionClass B Common Stock · Derivative | 3,372,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001380615-25-000007 · wk-form4_1748900578.xml · derivative · entry 5 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Galaxy Group Investments LLC Disclosed balance after: 198,973,125 Underlying: Class A Common Stock · 3,372,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. F1 · derivative.exercise_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. F1 · derivative.expiration_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 21:43 UTC | Galaxy Digital Inc. GLXY · Entity 523 | SaleClass A Common Stock | 3,372,875 | $18.10 | $61,040,605.31 |
DisclosureSEC source: 0001380615-25-000007 · wk-form4_1748900578.xml · nonDerivative · entry 2 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Galaxy Group Investments LLC Disclosed balance after: 0 F2 · price: The sale was in connection with an underwritten offering pursuant to an underwriting agreement dated May 29, 2025, in which the holder was a selling shareholder. The underwriter's per share public offering price is $19.00. The price $18.0975 reflects the underwriting discount. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 21:43 UTC | Galaxy Digital Inc. GLXY · Entity 523 | ConversionClass A Common Stock | 3,372,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001380615-25-000007 · wk-form4_1748900578.xml · nonDerivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Galaxy Group Investments LLC Disclosed balance after: 3,372,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock. Read SEC document |
| May 19, 2025 Filed May 21, 2025 22:50 UTC | Galaxy Digital Inc. GLXY · Entity 523 | GiftClass B Common Stock · Derivative | 2,750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001380615-25-000005 · wk-form4_1747867853.xml · derivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Galaxy Group Investments LLC Disclosed balance after: 202,346,000 Underlying: Class A Common Stock · 2,750,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock. F2 · kind: The shares reported in this transaction represent a bona-fide charitable gift to a Donor Advised Fund. F1 · derivative.exercise_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.