Last 12 months
Inside the activity.
13 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 8 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2026 Filed Sep 10, 2026 11:16 UTC |
Friedrich Matthew W.Chief Legal Officer
|
SaleClass A Common Stock | 4,993 | $27.03 | $134,960.79 |
DisclosureSEC source: 0001706614-26-000004 · wk-form4_1789039013.xml · nonDerivative · entry 2 Friedrich Matthew W. · CIK 0001706614 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 275,782 F3 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2026 during an open trading window. F2 · balance_after: Includes 251,405 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| September 08, 2026 Filed Sep 10, 2026 11:16 UTC |
Friedrich Matthew W.Chief Legal Officer
|
Tax withholdingClass A Common Stock | 30,630 | $26.33 | $806,487.90 |
DisclosureSEC source: 0001706614-26-000004 · wk-form4_1789039013.xml · nonDerivative · entry 1 Friedrich Matthew W. · CIK 0001706614 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 280,775 F1 · shares: Represents 30,630 shares of Class A common stock withheld for taxes upon the vesting of 60,000 restricted share units ("RSUs") on September 8, 2026. F2 · balance_after: Includes 251,405 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 20:23 UTC |
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
|
Tax withholdingClass A Common Stock | 4,683 | $24.60 | $115,201.80 |
DisclosureSEC source: 0001380615-26-000008 · wk-form4_1788380601.xml · nonDerivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 440,338 F1 · shares: Represents 4,683 shares of Class A common stock withheld for taxes upon the vesting of 8,468 restricted share units ("RSUs") on September 1, 2026. F2 · balance_after: Includes 327,065 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 20:21 UTC |
Brown Erin ElizabethChief Operating Officer
|
Tax withholdingClass A Common Stock | 1,951 | $24.60 | $47,994.60 |
DisclosureSEC source: 0002053086-26-000005 · wk-form4_1788380458.xml · nonDerivative · entry 1 Brown Erin Elizabeth · CIK 0002053086 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,250 F1 · shares: Represents 1,951 shares of Class A common stock withheld for taxes upon the vesting of 4,403 restricted stock units ("RSUs") on September 1, 2026. F2 · balance_after: Includes 161,655 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| August 18, 2026 Filed Aug 18, 2026 20:10 UTC |
Ferraro Christopher CPresident and CIO
|
Exercise / conversionStock Options · Derivative | 50,000 | $0.00 Strike: $4.83 | $0.00 |
DisclosureSEC source: 0001912609-26-000008 · wk-form4_1787083837.xml · derivative · entry 2 Ferraro Christopher C · CIK 0001912609 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 900,000 Underlying: Class A Common Stock · 50,000 shares Expires 2028-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options are vested and exercisable until March 29, 2028. Read SEC document |
| August 18, 2026 Filed Aug 18, 2026 20:10 UTC |
Ferraro Christopher CPresident and CIO
|
Exercise / conversionClass A Common Stock | 50,000 | $4.83 | $241,500.00 |
DisclosureSEC source: 0001912609-26-000008 · wk-form4_1787083837.xml · nonDerivative · entry 1 Ferraro Christopher C · CIK 0001912609 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 958,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock acquired with cash upon the exercise of 50,000 stock options now held. F2 · balance_after: Includes 288,806 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date. Read SEC document |
| August 12, 2026 Filed Aug 14, 2026 10:54 UTC |
DEASON DOUGLAS RDirector
|
PurchaseClass A Common Stock | 12,000 | $21.54 | $258,432.00 |
DisclosureSEC source: 0001079500-26-000008 · wk-form4_1786704865.xml · nonDerivative · entry 1 DEASON DOUGLAS R · CIK 0001079500 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Deason Capital LLC Disclosed balance after: 71,000 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.260 to $21.745 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2026 Filed Aug 10, 2026 21:26 UTC |
BANDROWCZAK STEVEN JOHNDirector
|
PurchaseClass A Common Stock | 5,100 | $19.63 | $100,113.00 |
DisclosureSEC source: 0001407036-26-000004 · wk-form4_1786397175.xml · nonDerivative · entry 2 BANDROWCZAK STEVEN JOHN · CIK 0001407036 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,186 F3 · balance_after: Includes 34,086 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date. Read SEC document |
| August 10, 2026 Filed Aug 10, 2026 20:07 UTC |
Ferraro Christopher CPresident and CIO
|
Exercise / conversionStock Options · Derivative | 50,000 | $0.00 Strike: $4.83 | $0.00 |
DisclosureSEC source: 0001912609-26-000006 · wk-form4_1786392467.xml · derivative · entry 2 Ferraro Christopher C · CIK 0001912609 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 950,000 Underlying: Class A Common Stock · 50,000 shares Expires 2028-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options are fully vested and exercisable until March 29, 2028. Read SEC document |
| August 10, 2026 Filed Aug 10, 2026 20:07 UTC |
Ferraro Christopher CPresident and CIO
|
Exercise / conversionClass A Common Stock | 50,000 | $4.83 | $241,500.00 |
DisclosureSEC source: 0001912609-26-000006 · wk-form4_1786392467.xml · nonDerivative · entry 1 Ferraro Christopher C · CIK 0001912609 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 908,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock acquired with cash upon the exercise of 50,000 stock options now held. F2 · balance_after: Includes 288,806 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date. Read SEC document |
| August 06, 2026 Filed Aug 7, 2026 12:56 UTC |
Paquette AnthonyChief Financial Officer
|
Exercise / conversionStock Options · Derivative | 75,000 | $0.00 Strike: $11.77 | $0.00 |
DisclosureSEC source: 0002052994-26-000003 · wk-form4_1786107415.xml · derivative · entry 2 Paquette Anthony · CIK 0002052994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 Underlying: Class A Common Stock · 75,000 shares Expires 2030-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option award was granted March 31, 2025 and vests over four years, with 1/4 vesting on each of the first four anniversaries of December 26, 2024, subject to continued service through the vesting date. Read SEC document |
| August 06, 2026 Filed Aug 7, 2026 12:56 UTC |
Paquette AnthonyChief Financial Officer
|
Exercise / conversionClass A Common Stock | 75,000 | $11.77 | $882,750.00 |
DisclosureSEC source: 0002052994-26-000003 · wk-form4_1786107415.xml · nonDerivative · entry 1 Paquette Anthony · CIK 0002052994 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 505,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock acquired with cash upon the exercise of 75,000 stock options now held. F2 · balance_after: Includes 378,747 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 22:27 UTC |
DEASON DOUGLAS RDirector
|
GrantClass A Common Stock | 7,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001079500-26-000006 · wk-form4_1786400826.xml · nonDerivative · entry 1 DEASON DOUGLAS R · CIK 0001079500 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,348 F1 · shares: A deferred share unit ("DSU") award was granted on August 6, 2026 where 7,866 shares are scheduled to vest on June 15, 2027. The DSU award is subject to continued service through the vesting date. F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock. F3 · balance_after: Includes 31,348 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:26 UTC |
BANDROWCZAK STEVEN JOHNDirector
|
GrantClass A Common Stock | 34,086 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001407036-26-000004 · wk-form4_1786397175.xml · nonDerivative · entry 1 BANDROWCZAK STEVEN JOHN · CIK 0001407036 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,086 F1 · shares: Deferred share unit ("DSU") awards were granted on August 6, 2026 where 7,866 shares are scheduled to vest on June 15, 2027, 6,555 shares are scheduled to vest on September 1, 2027, 6,555 shares are scheduled to vest on September, 1, 2028, 6,555 shares are scheduled to vest on September 1, 2029 and 6,555 shares are scheduled to vest on September 1, 2030. The DSU awards, in each case, are subject to continued service through the applicable vesting date. F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock. F3 · balance_after: Includes 34,086 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:16 UTC |
Dietze Jane ADirector
|
GrantClass A Common Stock | 7,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001341187-26-000005 · wk-form4_1786396593.xml · nonDerivative · entry 1 Dietze Jane A · CIK 0001341187 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,930 F1 · shares: A deferred share unit ("DSU") award was granted on August 6, 2026 where 7,866 shares are scheduled to vest on June 15, 2027. The DSU award is subject to continued service through the vesting date. F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock. F3 · balance_after: Includes 87,930 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:28 UTC |
Rico Robert DanielChief Accounting Officer
|
Exercise / conversionStock Options · Derivative | 9,095 | $0.00 Strike: $11.77 | $0.00 |
DisclosureSEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · derivative · entry 7 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,190 Underlying: Class A Common Stock · 9,095 shares Expires 2030-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:28 UTC |
Rico Robert DanielChief Accounting Officer
|
Exercise / conversionStock Options · Derivative | 18,784 | $0.00 Strike: $9.63 | $0.00 |
DisclosureSEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · derivative · entry 6 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,678 Underlying: Class A Common Stock · 18,784 shares Expires 2029-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:28 UTC |
Rico Robert DanielChief Accounting Officer
|
Exercise / conversionStock Options · Derivative | 710 | $0.00 Strike: $4.83 | $0.00 |
DisclosureSEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · derivative · entry 5 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 710 shares Expires 2028-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options were vested and exercisable until March 29, 2028. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:28 UTC |
Rico Robert DanielChief Accounting Officer
|
SaleClass A Common Stock | 9,095 | $19.66 | $178,807.70 |
DisclosureSEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · nonDerivative · entry 4 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,428 F2 · shares: Represents shares sold to cover taxes in connection with the exercise of stock options. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.620 to 19.665 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:28 UTC |
Rico Robert DanielChief Accounting Officer
|
Exercise / conversionClass A Common Stock | 9,095 | $11.77 | $107,048.15 |
DisclosureSEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · nonDerivative · entry 3 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:28 UTC |
Rico Robert DanielChief Accounting Officer
|
Exercise / conversionClass A Common Stock | 18,784 | $9.63 | $180,889.92 |
DisclosureSEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · nonDerivative · entry 2 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:28 UTC |
Rico Robert DanielChief Accounting Officer
|
Exercise / conversionClass A Common Stock | 710 | $4.83 | $3,429.30 |
DisclosureSEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · nonDerivative · entry 1 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:18 UTC |
DAFFEY MICHAEL DDirector
|
GrantClass A Common Stock | 7,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001906958-26-000004 · wk-form4_1786396703.xml · nonDerivative · entry 1 DAFFEY MICHAEL D · CIK 0001906958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,513,285 F1 · shares: A deferred share unit ("DSU") award was granted on August 6, 2026 where 7,866 shares are scheduled to vest on June 15, 2027. The DSU award is subject to continued service through the vesting date. F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock. F3 · balance_after: Includes 13,285 shares of Class A common stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:11 UTC |
Adams Medina RhondaDirector
|
GrantClass A Common Stock | 7,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001906218-26-000002 · wk-form4_1786396314.xml · nonDerivative · entry 1 Adams Medina Rhonda · CIK 0001906218 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,919 F1 · shares: A deferred share unit ("DSU") award was granted on August 6, 2026 where 7,866 shares are scheduled to vest on June 15, 2027. The DSU award is subject to continued service through the vesting date. F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock. F3 · balance_after: Includes 70,752 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date. Read SEC document |
| August 06, 2026 Filed Aug 10, 2026 21:13 UTC |
Koutsouras BillDirector
|
GrantClass A Common Stock | 7,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001905897-26-000002 · wk-form4_1786396411.xml · nonDerivative · entry 1 Koutsouras Bill · CIK 0001905897 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,752 F1 · shares: A deferred share unit ("DSU") award was granted on August 6, 2026 where 7,866 shares are scheduled to vest on June 15, 2027. The DSU award is subject to continued service through the vesting date. F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock. F3 · balance_after: Includes 70,752 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 20:06 UTC |
Rico Robert DanielChief Accounting Officer
|
Exercise / conversionStock Options · Derivative | 12,000 | $0.00 Strike: $4.83 | $0.00 |
DisclosureSEC source: 0002067267-26-000009 · wk-form4_1781640379.xml · derivative · entry 3 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 710 Underlying: Class A Common Stock · 12,000 shares Expires 2028-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options are vested and exercisable until March 29, 2028. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 20:06 UTC |
Rico Robert DanielChief Accounting Officer
|
SaleClass A Common Stock | 19,000 | $34.22 | $650,256.00 |
DisclosureSEC source: 0002067267-26-000009 · wk-form4_1781640379.xml · nonDerivative · entry 2 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,934 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.19 to $34.27 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service through the applicable vesting date. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 20:06 UTC |
Rico Robert DanielChief Accounting Officer
|
Exercise / conversionClass A Common Stock | 12,000 | $4.83 | $57,960.00 |
DisclosureSEC source: 0002067267-26-000009 · wk-form4_1781640379.xml · nonDerivative · entry 1 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service through the applicable vesting date. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:06 UTC |
Rico Robert DanielChief Accounting Officer
|
Exercise / conversionStock Options · Derivative | 12,000 | $0.00 Strike: $4.83 | $0.00 |
DisclosureSEC source: 0002067267-26-000007 · wk-form4_1781121977.xml · derivative · entry 3 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,710 Underlying: Class A Common Stock · 12,000 shares Expires 2028-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options are vested and exercisable until March 29, 2028. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:06 UTC |
Rico Robert DanielChief Accounting Officer
|
SaleClass A Common Stock | 19,000 | $31.62 | $600,837.00 |
DisclosureSEC source: 0002067267-26-000007 · wk-form4_1781121977.xml · nonDerivative · entry 2 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,934 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.59 to $31.68 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service through the applicable vesting date. Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:06 UTC |
Rico Robert DanielChief Accounting Officer
|
Exercise / conversionClass A Common Stock | 12,000 | $4.83 | $57,960.00 |
DisclosureSEC source: 0002067267-26-000007 · wk-form4_1781121977.xml · nonDerivative · entry 1 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service through the applicable vesting date. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:14 UTC |
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
|
Tax withholdingClass A Common Stock | 4,683 | $29.58 | $138,523.14 |
DisclosureSEC source: 0001380615-26-000006 · wk-form4_1780434854.xml · nonDerivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,021 F1 · shares: Represents 4,683 shares of Class A common stock withheld for taxes upon the vesting of 8,468 restricted share units ("RSUs") on June 1, 2026. F2 · balance_after: Includes 335,533 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:10 UTC |
Ferraro Christopher CPresident and CIO
|
Tax withholdingClass A Common Stock | 3,891 | $29.58 | $115,095.78 |
DisclosureSEC source: 0001912609-26-000004 · wk-form4_1780434637.xml · nonDerivative · entry 1 Ferraro Christopher C · CIK 0001912609 · President and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858,292 F1 · shares: Represents 3,891 shares of Class A common stock withheld for taxes upon the vesting of 7,621 restricted share units ("RSUs") on June 1, 2026. F2 · balance_after: Includes 288,806 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:09 UTC |
Brown Erin ElizabethChief Operating Officer
|
Tax withholdingClass A Common Stock | 1,951 | $29.58 | $57,710.58 |
DisclosureSEC source: 0002053086-26-000003 · wk-form4_1780434570.xml · nonDerivative · entry 1 Brown Erin Elizabeth · CIK 0002053086 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,201 F1 · shares: Represents 1,951 shares of Class A common stock withheld for taxes upon the vesting of 4,403 restricted share units ("RSUs") on June 1, 2026. F2 · balance_after: Includes 166,058 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 21:08 UTC |
Rico Robert DanielChief Accounting Officer
|
Tax withholdingClass A Common Stock | 161 | $29.58 | $4,762.38 |
DisclosureSEC source: 0002067267-26-000005 · wk-form4_1780434489.xml · nonDerivative · entry 1 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,934 F1 · shares: Represents 161 shares of Class A common stock withheld for taxes upon the vesting of 445 restricted share units ("RSUs") on June 1, 2026. F2 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| May 22, 2026 Filed May 22, 2026 20:52 UTC |
DAFFEY MICHAEL DDirector
|
Exercise / conversionStock Options · Derivative | 250,000 | $0.00 Strike: $16.54 | $0.00 |
DisclosureSEC source: 0001906958-26-000002 · wk-form4_1779483143.xml · derivative · entry 4 DAFFEY MICHAEL D · CIK 0001906958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 250,000 shares Expires 2026-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options were vested and exercisable until May 27, 2026. Read SEC document |
| May 22, 2026 Filed May 22, 2026 20:52 UTC |
DAFFEY MICHAEL DDirector
|
SaleClass A Common Stock | 89,235 | $29.27 | $2,611,631.82 |
DisclosureSEC source: 0001906958-26-000002 · wk-form4_1779483143.xml · nonDerivative · entry 3 DAFFEY MICHAEL D · CIK 0001906958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,505,419 F3 · shares: Consistent with the Form 144 filed with the SEC on May 22, 2026, the reporting person sold a total of 250,000 shares of Class A common stock that were issued upon exercise of stock options as reported herein. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.65 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 5,419 shares of Class A common stock to be delivered in settlement of deferred share unit awards. Read SEC document |
| May 22, 2026 Filed May 22, 2026 20:52 UTC |
DAFFEY MICHAEL DDirector
|
SaleClass A Common Stock | 160,765 | $28.66 | $4,607,508.82 |
DisclosureSEC source: 0001906958-26-000002 · wk-form4_1779483143.xml · nonDerivative · entry 2 DAFFEY MICHAEL D · CIK 0001906958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,594,654 F3 · shares: Consistent with the Form 144 filed with the SEC on May 22, 2026, the reporting person sold a total of 250,000 shares of Class A common stock that were issued upon exercise of stock options as reported herein. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.16 to $28.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 5,419 shares of Class A common stock to be delivered in settlement of deferred share unit awards. Read SEC document |
| May 22, 2026 Filed May 22, 2026 20:52 UTC |
DAFFEY MICHAEL DDirector
|
Exercise / conversionClass A Common Stock | 250,000 | $16.54 | $4,135,000.00 |
DisclosureSEC source: 0001906958-26-000002 · wk-form4_1779483143.xml · nonDerivative · entry 1 DAFFEY MICHAEL D · CIK 0001906958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,755,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock that were issued upon exercise of stock options that were set to expire on May 27, 2026. F2 · balance_after: Includes 5,419 shares of Class A common stock to be delivered in settlement of deferred share unit awards. Read SEC document |
| May 21, 2026 Filed May 21, 2026 22:13 UTC |
DAFFEY MICHAEL DDirector
|
Exercise / conversionStock Options · Derivative | 250,000 | $0.00 Strike: $16.54 | $0.00 |
DisclosureSEC source: 0001628280-26-037457 · wk-form4_1779401634.xml · derivative · entry 4 DAFFEY MICHAEL D · CIK 0001906958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2026-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options were vested and exercisable until May 27, 2026. Read SEC document |
| May 21, 2026 Filed May 21, 2026 22:13 UTC |
DAFFEY MICHAEL DDirector
|
SaleClass A Common Stock | 78,924 | $29.03 | $2,291,084.80 |
DisclosureSEC source: 0001628280-26-037457 · wk-form4_1779401634.xml · nonDerivative · entry 3 DAFFEY MICHAEL D · CIK 0001906958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,505,419 F3 · shares: Consistent with the Form 144 filed with the SEC on May 21, 2026, the reporting person sold a total of 250,000 shares of Class A common stock that were issued upon exercise of stock options as reported herein. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.99 to $29.235 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 5,419 shares of Class A common stock to be delivered in settlement of deferred share unit awards. Read SEC document |
| May 21, 2026 Filed May 21, 2026 22:13 UTC |
DAFFEY MICHAEL DDirector
|
SaleClass A Common Stock | 171,076 | $28.66 | $4,902,182.78 |
DisclosureSEC source: 0001628280-26-037457 · wk-form4_1779401634.xml · nonDerivative · entry 2 DAFFEY MICHAEL D · CIK 0001906958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,584,343 F3 · shares: Consistent with the Form 144 filed with the SEC on May 21, 2026, the reporting person sold a total of 250,000 shares of Class A common stock that were issued upon exercise of stock options as reported herein. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.18 to $28.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 5,419 shares of Class A common stock to be delivered in settlement of deferred share unit awards. Read SEC document |
| May 21, 2026 Filed May 21, 2026 22:13 UTC |
DAFFEY MICHAEL DDirector
|
Exercise / conversionClass A Common Stock | 250,000 | $16.54 | $4,135,000.00 |
DisclosureSEC source: 0001628280-26-037457 · wk-form4_1779401634.xml · nonDerivative · entry 1 DAFFEY MICHAEL D · CIK 0001906958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,755,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock that were issued upon exercise of stock options that were set to expire on May 27, 2026. F2 · balance_after: Includes 5,419 shares of Class A common stock to be delivered in settlement of deferred share unit awards. Read SEC document |
| May 13, 2026 Filed May 14, 2026 21:24 UTC |
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
Galaxy Group Investments LLC10% owner
|
GiftClass B Common Stock · Derivative | 1,650,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-035221 · wk-form4_1778793846.xml · derivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner Galaxy Group Investments LLC · CIK 0001912562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Galaxy Group Investments LLC Disclosed balance after: 190,465,103 Underlying: Class A Common Stock · 1,650,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock. F2 · kind: The shares reported in this transaction represent a bona-fide charitable gift to a Donor Advised Fund. F1 · derivative.exercise_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock. F3 · ownership.nature: The shares of Class B Common Stock are held by Galaxy Group Investments LLC, which is controlled by the Reporting Person. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:23 UTC |
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
|
Tax withholdingClass A Common Stock | 73,479 | $20.59 | $1,512,932.61 |
DisclosureSEC source: 0001380615-26-000003 · wk-form4_1772659387.xml · nonDerivative · entry 1 Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 449,704 F1 · shares: Represents shares of Class A common stock withheld for taxes upon the vesting of 132,870 restricted stock units ("RSUs") on March 2, 2026. F2 · balance_after: Includes 344,001 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:24 UTC |
Brown Erin ElizabethChief Operating Officer
|
Tax withholdingClass A Common Stock | 55,433 | $20.59 | $1,141,365.47 |
DisclosureSEC source: 0002053086-26-000002 · wk-form4_1772659481.xml · nonDerivative · entry 1 Brown Erin Elizabeth · CIK 0002053086 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,152 F1 · shares: Represents shares of Class A common stock withheld for taxes upon the vesting of 125,124 restricted stock units ("RSUs") on March 2, 2026. F2 · balance_after: Includes 170,461 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:19 UTC |
Rico Robert DanielChief Accounting Officer
|
Tax withholdingClass A Common Stock | 4,383 | $20.59 | $90,245.97 |
DisclosureSEC source: 0002067267-26-000003 · wk-form4_1772659143.xml · nonDerivative · entry 1 Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,095 F1 · shares: Represents shares of Class A common stock withheld for taxes upon the vesting of 12,153 restricted stock units ("RSUs") on March 2, 2026. F2 · balance_after: Includes 12,242 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 22:00 UTC |
DEASON DOUGLAS RDirector
|
PurchaseClass A Common Stock | 10,000 | $21.12 | $211,200.00 |
DisclosureSEC source: 0001079500-26-000002 · wk-form4_1770328807.xml · nonDerivative · entry 3 DEASON DOUGLAS R · CIK 0001079500 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Deason Capital LLC Disclosed balance after: 59,000 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 22:00 UTC |
DEASON DOUGLAS RDirector
|
PurchaseClass A Common Stock | 10,000 | $20.50 | $205,000.00 |
DisclosureSEC source: 0001079500-26-000002 · wk-form4_1770328807.xml · nonDerivative · entry 2 DEASON DOUGLAS R · CIK 0001079500 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Deason Capital LLC Disclosed balance after: 49,000 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 22:00 UTC |
DEASON DOUGLAS RDirector
|
PurchaseClass A Common Stock | 5,000 | $20.75 | $103,750.00 |
DisclosureSEC source: 0001079500-26-000002 · wk-form4_1770328807.xml · nonDerivative · entry 1 DEASON DOUGLAS R · CIK 0001079500 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Deason Capital LLC Disclosed balance after: 39,000 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.