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Galaxy Digital Inc.

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Tapewire entity
523
SEC CIK
0001859392
Parsed reports
80

Last 12 months

Inside the activity.

13 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202580
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202604
Jun 202602
Jul 202600
Aug 202621
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2026 Filed Sep 10, 2026 11:16 UTC
Friedrich Matthew W.Chief Legal Officer
SaleClass A Common Stock 4,993 $27.03 $134,960.79
Disclosure

SEC source: 0001706614-26-000004 · wk-form4_1789039013.xml · nonDerivative · entry 2

Friedrich Matthew W. · CIK 0001706614 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 275,782

F3 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2026 during an open trading window.

F2 · balance_after: Includes 251,405 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 11:16 UTC
Friedrich Matthew W.Chief Legal Officer
Tax withholdingClass A Common Stock 30,630 $26.33 $806,487.90
Disclosure

SEC source: 0001706614-26-000004 · wk-form4_1789039013.xml · nonDerivative · entry 1

Friedrich Matthew W. · CIK 0001706614 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 280,775

F1 · shares: Represents 30,630 shares of Class A common stock withheld for taxes upon the vesting of 60,000 restricted share units ("RSUs") on September 8, 2026.

F2 · balance_after: Includes 251,405 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

Read SEC document
September 01, 2026 Filed Sep 2, 2026 20:23 UTC
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 4,683 $24.60 $115,201.80
Disclosure

SEC source: 0001380615-26-000008 · wk-form4_1788380601.xml · nonDerivative · entry 1

Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,338

F1 · shares: Represents 4,683 shares of Class A common stock withheld for taxes upon the vesting of 8,468 restricted share units ("RSUs") on September 1, 2026.

F2 · balance_after: Includes 327,065 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

Read SEC document
September 01, 2026 Filed Sep 2, 2026 20:21 UTC
Brown Erin ElizabethChief Operating Officer
Tax withholdingClass A Common Stock 1,951 $24.60 $47,994.60
Disclosure

SEC source: 0002053086-26-000005 · wk-form4_1788380458.xml · nonDerivative · entry 1

Brown Erin Elizabeth · CIK 0002053086 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,250

F1 · shares: Represents 1,951 shares of Class A common stock withheld for taxes upon the vesting of 4,403 restricted stock units ("RSUs") on September 1, 2026.

F2 · balance_after: Includes 161,655 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

Read SEC document
August 18, 2026 Filed Aug 18, 2026 20:10 UTC
Ferraro Christopher CPresident and CIO
Exercise / conversionStock Options · Derivative 50,000 $0.00 Strike: $4.83 $0.00
Disclosure

SEC source: 0001912609-26-000008 · wk-form4_1787083837.xml · derivative · entry 2

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are vested and exercisable until March 29, 2028.

Read SEC document
August 18, 2026 Filed Aug 18, 2026 20:10 UTC
Ferraro Christopher CPresident and CIO
Exercise / conversionClass A Common Stock 50,000 $4.83 $241,500.00
Disclosure

SEC source: 0001912609-26-000008 · wk-form4_1787083837.xml · nonDerivative · entry 1

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 958,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A common stock acquired with cash upon the exercise of 50,000 stock options now held.

F2 · balance_after: Includes 288,806 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.

Read SEC document
August 12, 2026 Filed Aug 14, 2026 10:54 UTC PurchaseClass A Common Stock 12,000 $21.54 $258,432.00
Disclosure

SEC source: 0001079500-26-000008 · wk-form4_1786704865.xml · nonDerivative · entry 1

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Deason Capital LLC

Disclosed balance after: 71,000

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.260 to $21.745 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
August 10, 2026 Filed Aug 10, 2026 21:26 UTC PurchaseClass A Common Stock 5,100 $19.63 $100,113.00
Disclosure

SEC source: 0001407036-26-000004 · wk-form4_1786397175.xml · nonDerivative · entry 2

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,186

F3 · balance_after: Includes 34,086 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
August 10, 2026 Filed Aug 10, 2026 20:07 UTC
Ferraro Christopher CPresident and CIO
Exercise / conversionStock Options · Derivative 50,000 $0.00 Strike: $4.83 $0.00
Disclosure

SEC source: 0001912609-26-000006 · wk-form4_1786392467.xml · derivative · entry 2

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested and exercisable until March 29, 2028.

Read SEC document
August 10, 2026 Filed Aug 10, 2026 20:07 UTC
Ferraro Christopher CPresident and CIO
Exercise / conversionClass A Common Stock 50,000 $4.83 $241,500.00
Disclosure

SEC source: 0001912609-26-000006 · wk-form4_1786392467.xml · nonDerivative · entry 1

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 908,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A common stock acquired with cash upon the exercise of 50,000 stock options now held.

F2 · balance_after: Includes 288,806 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.

Read SEC document
August 06, 2026 Filed Aug 7, 2026 12:56 UTC
Paquette AnthonyChief Financial Officer
Exercise / conversionStock Options · Derivative 75,000 $0.00 Strike: $11.77 $0.00
Disclosure

SEC source: 0002052994-26-000003 · wk-form4_1786107415.xml · derivative · entry 2

Paquette Anthony · CIK 0002052994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2030-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option award was granted March 31, 2025 and vests over four years, with 1/4 vesting on each of the first four anniversaries of December 26, 2024, subject to continued service through the vesting date.

Read SEC document
August 06, 2026 Filed Aug 7, 2026 12:56 UTC
Paquette AnthonyChief Financial Officer
Exercise / conversionClass A Common Stock 75,000 $11.77 $882,750.00
Disclosure

SEC source: 0002052994-26-000003 · wk-form4_1786107415.xml · nonDerivative · entry 1

Paquette Anthony · CIK 0002052994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A common stock acquired with cash upon the exercise of 75,000 stock options now held.

F2 · balance_after: Includes 378,747 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 22:27 UTC GrantClass A Common Stock 7,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001079500-26-000006 · wk-form4_1786400826.xml · nonDerivative · entry 1

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,348

F1 · shares: A deferred share unit ("DSU") award was granted on August 6, 2026 where 7,866 shares are scheduled to vest on June 15, 2027. The DSU award is subject to continued service through the vesting date.

F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock.

F3 · balance_after: Includes 31,348 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:26 UTC GrantClass A Common Stock 34,086 Not disclosed Not disclosed
Disclosure

SEC source: 0001407036-26-000004 · wk-form4_1786397175.xml · nonDerivative · entry 1

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,086

F1 · shares: Deferred share unit ("DSU") awards were granted on August 6, 2026 where 7,866 shares are scheduled to vest on June 15, 2027, 6,555 shares are scheduled to vest on September 1, 2027, 6,555 shares are scheduled to vest on September, 1, 2028, 6,555 shares are scheduled to vest on September 1, 2029 and 6,555 shares are scheduled to vest on September 1, 2030. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock.

F3 · balance_after: Includes 34,086 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:16 UTC GrantClass A Common Stock 7,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001341187-26-000005 · wk-form4_1786396593.xml · nonDerivative · entry 1

Dietze Jane A · CIK 0001341187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,930

F1 · shares: A deferred share unit ("DSU") award was granted on August 6, 2026 where 7,866 shares are scheduled to vest on June 15, 2027. The DSU award is subject to continued service through the vesting date.

F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock.

F3 · balance_after: Includes 87,930 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:28 UTC
Rico Robert DanielChief Accounting Officer
Exercise / conversionStock Options · Derivative 9,095 $0.00 Strike: $11.77 $0.00
Disclosure

SEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · derivative · entry 7

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,190

Underlying: Class A Common Stock · 9,095 shares

Expires 2030-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:28 UTC
Rico Robert DanielChief Accounting Officer
Exercise / conversionStock Options · Derivative 18,784 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · derivative · entry 6

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,678

Underlying: Class A Common Stock · 18,784 shares

Expires 2029-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:28 UTC
Rico Robert DanielChief Accounting Officer
Exercise / conversionStock Options · Derivative 710 $0.00 Strike: $4.83 $0.00
Disclosure

SEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · derivative · entry 5

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 710 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were vested and exercisable until March 29, 2028.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:28 UTC
Rico Robert DanielChief Accounting Officer
SaleClass A Common Stock 9,095 $19.66 $178,807.70
Disclosure

SEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · nonDerivative · entry 4

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,428

F2 · shares: Represents shares sold to cover taxes in connection with the exercise of stock options.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.620 to 19.665 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:28 UTC
Rico Robert DanielChief Accounting Officer
Exercise / conversionClass A Common Stock 9,095 $11.77 $107,048.15
Disclosure

SEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · nonDerivative · entry 3

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:28 UTC
Rico Robert DanielChief Accounting Officer
Exercise / conversionClass A Common Stock 18,784 $9.63 $180,889.92
Disclosure

SEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · nonDerivative · entry 2

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:28 UTC
Rico Robert DanielChief Accounting Officer
Exercise / conversionClass A Common Stock 710 $4.83 $3,429.30
Disclosure

SEC source: 0002067267-26-000011 · wk-form4_1786397321.xml · nonDerivative · entry 1

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:18 UTC GrantClass A Common Stock 7,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001906958-26-000004 · wk-form4_1786396703.xml · nonDerivative · entry 1

DAFFEY MICHAEL D · CIK 0001906958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,513,285

F1 · shares: A deferred share unit ("DSU") award was granted on August 6, 2026 where 7,866 shares are scheduled to vest on June 15, 2027. The DSU award is subject to continued service through the vesting date.

F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock.

F3 · balance_after: Includes 13,285 shares of Class A common stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:11 UTC GrantClass A Common Stock 7,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001906218-26-000002 · wk-form4_1786396314.xml · nonDerivative · entry 1

Adams Medina Rhonda · CIK 0001906218 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,919

F1 · shares: A deferred share unit ("DSU") award was granted on August 6, 2026 where 7,866 shares are scheduled to vest on June 15, 2027. The DSU award is subject to continued service through the vesting date.

F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock.

F3 · balance_after: Includes 70,752 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
August 06, 2026 Filed Aug 10, 2026 21:13 UTC GrantClass A Common Stock 7,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001905897-26-000002 · wk-form4_1786396411.xml · nonDerivative · entry 1

Koutsouras Bill · CIK 0001905897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,752

F1 · shares: A deferred share unit ("DSU") award was granted on August 6, 2026 where 7,866 shares are scheduled to vest on June 15, 2027. The DSU award is subject to continued service through the vesting date.

F2 · price: Each DSU represents the right to receive one share of the Company's Class A Common Stock.

F3 · balance_after: Includes 70,752 shares of Class A Common Stock to be delivered in settlement of DSU awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.

Read SEC document
June 15, 2026 Filed Jun 16, 2026 20:06 UTC
Rico Robert DanielChief Accounting Officer
Exercise / conversionStock Options · Derivative 12,000 $0.00 Strike: $4.83 $0.00
Disclosure

SEC source: 0002067267-26-000009 · wk-form4_1781640379.xml · derivative · entry 3

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 710

Underlying: Class A Common Stock · 12,000 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are vested and exercisable until March 29, 2028.

Read SEC document
June 15, 2026 Filed Jun 16, 2026 20:06 UTC
Rico Robert DanielChief Accounting Officer
SaleClass A Common Stock 19,000 $34.22 $650,256.00
Disclosure

SEC source: 0002067267-26-000009 · wk-form4_1781640379.xml · nonDerivative · entry 2

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,934

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.19 to $34.27 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service through the applicable vesting date.

Read SEC document
June 15, 2026 Filed Jun 16, 2026 20:06 UTC
Rico Robert DanielChief Accounting Officer
Exercise / conversionClass A Common Stock 12,000 $4.83 $57,960.00
Disclosure

SEC source: 0002067267-26-000009 · wk-form4_1781640379.xml · nonDerivative · entry 1

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 20:06 UTC
Rico Robert DanielChief Accounting Officer
Exercise / conversionStock Options · Derivative 12,000 $0.00 Strike: $4.83 $0.00
Disclosure

SEC source: 0002067267-26-000007 · wk-form4_1781121977.xml · derivative · entry 3

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,710

Underlying: Class A Common Stock · 12,000 shares

Expires 2028-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are vested and exercisable until March 29, 2028.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 20:06 UTC
Rico Robert DanielChief Accounting Officer
SaleClass A Common Stock 19,000 $31.62 $600,837.00
Disclosure

SEC source: 0002067267-26-000007 · wk-form4_1781121977.xml · nonDerivative · entry 2

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,934

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.59 to $31.68 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service through the applicable vesting date.

Read SEC document
June 09, 2026 Filed Jun 10, 2026 20:06 UTC
Rico Robert DanielChief Accounting Officer
Exercise / conversionClass A Common Stock 12,000 $4.83 $57,960.00
Disclosure

SEC source: 0002067267-26-000007 · wk-form4_1781121977.xml · nonDerivative · entry 1

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service through the applicable vesting date.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 21:14 UTC
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 4,683 $29.58 $138,523.14
Disclosure

SEC source: 0001380615-26-000006 · wk-form4_1780434854.xml · nonDerivative · entry 1

Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,021

F1 · shares: Represents 4,683 shares of Class A common stock withheld for taxes upon the vesting of 8,468 restricted share units ("RSUs") on June 1, 2026.

F2 · balance_after: Includes 335,533 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 21:10 UTC
Ferraro Christopher CPresident and CIO
Tax withholdingClass A Common Stock 3,891 $29.58 $115,095.78
Disclosure

SEC source: 0001912609-26-000004 · wk-form4_1780434637.xml · nonDerivative · entry 1

Ferraro Christopher C · CIK 0001912609 · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,292

F1 · shares: Represents 3,891 shares of Class A common stock withheld for taxes upon the vesting of 7,621 restricted share units ("RSUs") on June 1, 2026.

F2 · balance_after: Includes 288,806 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

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June 01, 2026 Filed Jun 2, 2026 21:09 UTC
Brown Erin ElizabethChief Operating Officer
Tax withholdingClass A Common Stock 1,951 $29.58 $57,710.58
Disclosure

SEC source: 0002053086-26-000003 · wk-form4_1780434570.xml · nonDerivative · entry 1

Brown Erin Elizabeth · CIK 0002053086 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,201

F1 · shares: Represents 1,951 shares of Class A common stock withheld for taxes upon the vesting of 4,403 restricted share units ("RSUs") on June 1, 2026.

F2 · balance_after: Includes 166,058 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

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June 01, 2026 Filed Jun 2, 2026 21:08 UTC
Rico Robert DanielChief Accounting Officer
Tax withholdingClass A Common Stock 161 $29.58 $4,762.38
Disclosure

SEC source: 0002067267-26-000005 · wk-form4_1780434489.xml · nonDerivative · entry 1

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,934

F1 · shares: Represents 161 shares of Class A common stock withheld for taxes upon the vesting of 445 restricted share units ("RSUs") on June 1, 2026.

F2 · balance_after: Includes 11,797 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

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May 22, 2026 Filed May 22, 2026 20:52 UTC Exercise / conversionStock Options · Derivative 250,000 $0.00 Strike: $16.54 $0.00
Disclosure

SEC source: 0001906958-26-000002 · wk-form4_1779483143.xml · derivative · entry 4

DAFFEY MICHAEL D · CIK 0001906958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 250,000 shares

Expires 2026-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options were vested and exercisable until May 27, 2026.

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May 22, 2026 Filed May 22, 2026 20:52 UTC SaleClass A Common Stock 89,235 $29.27 $2,611,631.82
Disclosure

SEC source: 0001906958-26-000002 · wk-form4_1779483143.xml · nonDerivative · entry 3

DAFFEY MICHAEL D · CIK 0001906958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,505,419

F3 · shares: Consistent with the Form 144 filed with the SEC on May 22, 2026, the reporting person sold a total of 250,000 shares of Class A common stock that were issued upon exercise of stock options as reported herein.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.65 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 5,419 shares of Class A common stock to be delivered in settlement of deferred share unit awards.

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May 22, 2026 Filed May 22, 2026 20:52 UTC SaleClass A Common Stock 160,765 $28.66 $4,607,508.82
Disclosure

SEC source: 0001906958-26-000002 · wk-form4_1779483143.xml · nonDerivative · entry 2

DAFFEY MICHAEL D · CIK 0001906958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,594,654

F3 · shares: Consistent with the Form 144 filed with the SEC on May 22, 2026, the reporting person sold a total of 250,000 shares of Class A common stock that were issued upon exercise of stock options as reported herein.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.16 to $28.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 5,419 shares of Class A common stock to be delivered in settlement of deferred share unit awards.

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May 22, 2026 Filed May 22, 2026 20:52 UTC Exercise / conversionClass A Common Stock 250,000 $16.54 $4,135,000.00
Disclosure

SEC source: 0001906958-26-000002 · wk-form4_1779483143.xml · nonDerivative · entry 1

DAFFEY MICHAEL D · CIK 0001906958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,755,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A common stock that were issued upon exercise of stock options that were set to expire on May 27, 2026.

F2 · balance_after: Includes 5,419 shares of Class A common stock to be delivered in settlement of deferred share unit awards.

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May 21, 2026 Filed May 21, 2026 22:13 UTC Exercise / conversionStock Options · Derivative 250,000 $0.00 Strike: $16.54 $0.00
Disclosure

SEC source: 0001628280-26-037457 · wk-form4_1779401634.xml · derivative · entry 4

DAFFEY MICHAEL D · CIK 0001906958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2026-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options were vested and exercisable until May 27, 2026.

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May 21, 2026 Filed May 21, 2026 22:13 UTC SaleClass A Common Stock 78,924 $29.03 $2,291,084.80
Disclosure

SEC source: 0001628280-26-037457 · wk-form4_1779401634.xml · nonDerivative · entry 3

DAFFEY MICHAEL D · CIK 0001906958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,505,419

F3 · shares: Consistent with the Form 144 filed with the SEC on May 21, 2026, the reporting person sold a total of 250,000 shares of Class A common stock that were issued upon exercise of stock options as reported herein.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.99 to $29.235 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 5,419 shares of Class A common stock to be delivered in settlement of deferred share unit awards.

Read SEC document
May 21, 2026 Filed May 21, 2026 22:13 UTC SaleClass A Common Stock 171,076 $28.66 $4,902,182.78
Disclosure

SEC source: 0001628280-26-037457 · wk-form4_1779401634.xml · nonDerivative · entry 2

DAFFEY MICHAEL D · CIK 0001906958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,584,343

F3 · shares: Consistent with the Form 144 filed with the SEC on May 21, 2026, the reporting person sold a total of 250,000 shares of Class A common stock that were issued upon exercise of stock options as reported herein.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.18 to $28.99 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 5,419 shares of Class A common stock to be delivered in settlement of deferred share unit awards.

Read SEC document
May 21, 2026 Filed May 21, 2026 22:13 UTC Exercise / conversionClass A Common Stock 250,000 $16.54 $4,135,000.00
Disclosure

SEC source: 0001628280-26-037457 · wk-form4_1779401634.xml · nonDerivative · entry 1

DAFFEY MICHAEL D · CIK 0001906958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,755,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A common stock that were issued upon exercise of stock options that were set to expire on May 27, 2026.

F2 · balance_after: Includes 5,419 shares of Class A common stock to be delivered in settlement of deferred share unit awards.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:24 UTC
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 1,650,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-035221 · wk-form4_1778793846.xml · derivative · entry 1

Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner

Galaxy Group Investments LLC · CIK 0001912562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Galaxy Group Investments LLC

Disclosed balance after: 190,465,103

Underlying: Class A Common Stock · 1,650,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock.

F2 · kind: The shares reported in this transaction represent a bona-fide charitable gift to a Donor Advised Fund.

F1 · derivative.exercise_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock.

F3 · ownership.nature: The shares of Class B Common Stock are held by Galaxy Group Investments LLC, which is controlled by the Reporting Person.

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March 02, 2026 Filed Mar 4, 2026 21:23 UTC
Novogratz MichaelDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 73,479 $20.59 $1,512,932.61
Disclosure

SEC source: 0001380615-26-000003 · wk-form4_1772659387.xml · nonDerivative · entry 1

Novogratz Michael · CIK 0001380615 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,704

F1 · shares: Represents shares of Class A common stock withheld for taxes upon the vesting of 132,870 restricted stock units ("RSUs") on March 2, 2026.

F2 · balance_after: Includes 344,001 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:24 UTC
Brown Erin ElizabethChief Operating Officer
Tax withholdingClass A Common Stock 55,433 $20.59 $1,141,365.47
Disclosure

SEC source: 0002053086-26-000002 · wk-form4_1772659481.xml · nonDerivative · entry 1

Brown Erin Elizabeth · CIK 0002053086 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,152

F1 · shares: Represents shares of Class A common stock withheld for taxes upon the vesting of 125,124 restricted stock units ("RSUs") on March 2, 2026.

F2 · balance_after: Includes 170,461 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:19 UTC
Rico Robert DanielChief Accounting Officer
Tax withholdingClass A Common Stock 4,383 $20.59 $90,245.97
Disclosure

SEC source: 0002067267-26-000003 · wk-form4_1772659143.xml · nonDerivative · entry 1

Rico Robert Daniel · CIK 0002067267 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,095

F1 · shares: Represents shares of Class A common stock withheld for taxes upon the vesting of 12,153 restricted stock units ("RSUs") on March 2, 2026.

F2 · balance_after: Includes 12,242 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

Read SEC document
February 04, 2026 Filed Feb 5, 2026 22:00 UTC PurchaseClass A Common Stock 10,000 $21.12 $211,200.00
Disclosure

SEC source: 0001079500-26-000002 · wk-form4_1770328807.xml · nonDerivative · entry 3

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Deason Capital LLC

Disclosed balance after: 59,000

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 04, 2026 Filed Feb 5, 2026 22:00 UTC PurchaseClass A Common Stock 10,000 $20.50 $205,000.00
Disclosure

SEC source: 0001079500-26-000002 · wk-form4_1770328807.xml · nonDerivative · entry 2

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Deason Capital LLC

Disclosed balance after: 49,000

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
February 04, 2026 Filed Feb 5, 2026 22:00 UTC PurchaseClass A Common Stock 5,000 $20.75 $103,750.00
Disclosure

SEC source: 0001079500-26-000002 · wk-form4_1770328807.xml · nonDerivative · entry 1

DEASON DOUGLAS R · CIK 0001079500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Deason Capital LLC

Disclosed balance after: 39,000

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.