Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 26, 2024 Filed Dec 28, 2024 00:24 UTC |
GABELLI MARIO JControl Person of Adviser
|
OtherSeries B Cumulative Puttable and Callable Preferred Share | 70,000 | $50.00 | $3,500,000.00 |
DisclosureSEC source: 0001271163-24-000079 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 18:12 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
SaleSeries B Cumulative Puttable and Callable Preferred Share | 1,725 | $50.40 | $86,940.00 |
DisclosureSEC source: 0001271163-24-000074 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 70,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 18:43 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
SaleSeries B Cumulative Puttable and Callable Preferred Share | 4,275 | $50.40 | $215,460.00 |
DisclosureSEC source: 0001271163-24-000073 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 71,725 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 17:27 UTC |
Ball John ChesterPresident & Treasurer
|
PurchaseCommon Shares, Par Value $0.001 | 19 | $13.29 | $252.51 |
DisclosureSEC source: 0001271163-24-000020 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19 Read SEC document |
| December 26, 2023 Filed Dec 27, 2023 18:49 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 59,886 | $50.00 | $2,994,300.00 |
DisclosureSEC source: 0001271163-23-000037 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares. F2 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 22:27 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 2,298 | $50.35 | $115,704.30 |
DisclosureSEC source: 0001271163-23-000029 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 76,000 F1 · price: Any short-swing "profit" under Section 16(b) of the Securities Exchange Act of 1934 will be disgorged and paid to the Issuer. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 15, 2023 Filed Sep 15, 2023 18:20 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
PurchaseSeries B Cumulative Puttable and Callable Preferred Shares | 59,886 | $50.31 | $3,012,864.66 |
DisclosureSEC source: 0001271163-23-000022 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 59,886 F1 · kind: These shares were sold and purchased in a private transaction. F2 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 15, 2023 Filed Sep 15, 2023 18:20 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 59,886 | $50.31 | $3,012,864.66 |
DisclosureSEC source: 0001271163-23-000022 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were sold and purchased in a private transaction. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 16:03 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 3,202 | $50.31 | $161,092.62 |
DisclosureSEC source: 0001271163-23-000021 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 78,298 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 16:03 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 2,500 | $50.30 | $125,746.00 |
DisclosureSEC source: 0001271163-23-000021 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 81,500 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| July 28, 2023 Filed Aug 30, 2023 21:01 UTC |
MELARKEY MICHAEL JDirector
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 1,092 | $49.74 | $54,311.38 |
DisclosureSEC source: 0001271163-23-000020 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Le Cle Investments Disclosed balance after: 0 F1 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 21:28 UTC |
GABELLI MARIO JControl Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 1,900 | $13.21 | $25,094.44 |
DisclosureSEC source: 0001271163-23-000012 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Trust account Disclosed balance after: 4,702.72 F1 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. Read SEC document |
| July 25, 2022 Filed Jul 26, 2022 19:17 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
SaleSeries B Cumulative Preferred Shares | 2,000 | $50.10 | $100,208.00 |
DisclosureSEC source: 0001271163-22-000039 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 84,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 22:05 UTC |
MELARKEY MICHAEL JDirector
|
OtherCommon Shares, Par Value $0.001 | 1,092 | $16.00 | $17,472.00 |
DisclosureSEC source: 0001271163-22-000033 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 5,459.418 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 20:26 UTC |
CONN JAMES PDirector
|
OtherCommon Shares, Par Value $0.001 | 250 | $16.00 | $4,000.00 |
DisclosureSEC source: 0001271163-22-000032 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 19:43 UTC |
Nakamura KuniDirector
|
OtherCommon Shares, Par Value $0.001 | 296 | $16.00 | $4,736.00 |
DisclosureSEC source: 0001271163-22-000031 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,493.464 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 18:13 UTC |
ALPERT BRUCE NPresident
|
OtherCommon Shares, Par Value $0.001 | 992 | $16.00 | $15,872.00 |
DisclosureSEC source: 0001271163-22-000034 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,956 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 23:48 UTC |
GABELLI MARIO JControl Person of Adviser
|
OtherCommon Shares, Par Value $0.001 | 1,182 | $16.00 | $18,912.00 |
DisclosureSEC source: 0001271163-22-000035 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trust account Disclosed balance after: 5,907.72 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F3 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 23:48 UTC |
GABELLI MARIO JControl Person of Adviser
|
OtherCommon Shares, Par Value $0.001 | 97,362 | $16.00 | $1,557,792.00 |
DisclosureSEC source: 0001271163-22-000035 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 486,810 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 23:48 UTC |
GABELLI MARIO JControl Person of Adviser
|
OtherCommon Shares, Par Value $0.001 | 15,611 | $16.00 | $249,776.00 |
DisclosureSEC source: 0001271163-22-000035 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,053.88 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 00:47 UTC |
ENRIGHT VINCENT DDirector
|
SaleRights for Common Shares | 252 | $0.04 | $10.08 |
DisclosureSEC source: 0001271163-22-000027 · primary_doc.xml · nonDerivative · entry 1 ENRIGHT VINCENT D · CIK 0001247208 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:23 UTC |
ALPERT BRUCE NPresident
|
OtherCommon Shares, Par Value $0.001 | 214 | $22.50 | $4,815.54 |
DisclosureSEC source: 0001271163-21-000042 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,964 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 19, 2021 Filed Aug 13, 2021 20:45 UTC |
Nakamura KuniDirector
|
PurchaseCommon Shares, Par Value $0.001 | 1,121 | $22.30 | $24,998.30 |
DisclosureSEC source: 0001271163-21-000066 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131.662 F1 · balance_after: Total includes 10.662 shares acquired through dividend reinvestment on various dates. Read SEC document |
| February 08, 2021 Filed May 19, 2021 18:28 UTC |
ALPERT BRUCE NPresident
|
OtherCommon Shares, Par Value $0.001 | 183 | $18.95 | $3,467.85 |
DisclosureSEC source: 0001271163-21-000039 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 F1 · shares: The shares being reported were acquired from an estate inheritance. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 20:39 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 2,000 | $51.50 | $103,000.00 |
DisclosureSEC source: 0001271163-20-000048 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 86,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| July 06, 2020 Filed Jul 9, 2020 01:50 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 1,000 | $51.06 | $51,060.00 |
DisclosureSEC source: 0001271163-20-000046 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Account Disclosed balance after: 0 F1 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 23:16 UTC |
GABELLI MARIO J10% owner · Control Person of Adviser
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 828 | $51.70 | $42,804.87 |
DisclosureSEC source: 0001271163-20-000044 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 88,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 20:50 UTC |
ALPERT BRUCE NPresident
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 900 | $51.70 | $46,530.00 |
DisclosureSEC source: 0001271163-20-000012 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 14:29 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 3,731 | $17.93 | $66,888.99 |
DisclosureSEC source: 0001271163-19-000049 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 20:19 UTC |
CONN JAMES PDirector
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 1,000 | $52.60 | $52,601.60 |
DisclosureSEC source: 0001271163-19-000047 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:52 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 12,489 | $18.02 | $225,015.56 |
DisclosureSEC source: 0001271163-19-000044 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,731 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 14:55 UTC |
CONN JAMES PDirector
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 1,703 | $52.50 | $89,407.50 |
DisclosureSEC source: 0001271163-19-000037 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 14:38 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 1,240 | $17.95 | $22,258.00 |
DisclosureSEC source: 0001271163-19-000036 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,220 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 16:20 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 400 | $18.00 | $7,200.00 |
DisclosureSEC source: 0001271163-19-000033 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,460 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 16:03 UTC |
CONN JAMES PDirector
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 2,823 | $52.39 | $147,898.10 |
DisclosureSEC source: 0001271163-19-000032 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,703 Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 18:34 UTC |
GABELLI MARIO JControl Person of Adviser
|
SaleSeries B Cumulative Puttable and Callable Preferred Shares | 663 | $52.00 | $34,476.00 |
DisclosureSEC source: 0001271163-19-000027 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Account Disclosed balance after: 1,000 F1 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:44 UTC |
GABELLI MARIO JControl Person of Adviser
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 1,663 | $50.00 | $83,150.00 |
DisclosureSEC source: 0001271163-18-000088 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Account Disclosed balance after: 1,663 F2 · shares: The reporting person acquired these preferred shares through the exercise of common share purchase rights. F4 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:44 UTC |
GABELLI MARIO JControl Person of Adviser
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 88,828 | $50.00 | $4,441,400.00 |
DisclosureSEC source: 0001271163-18-000088 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 88,828 F2 · shares: The reporting person acquired these preferred shares through the exercise of common share purchase rights. F3 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:44 UTC |
GABELLI MARIO JControl Person of Adviser
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 59,886 | $50.00 | $2,994,300.00 |
DisclosureSEC source: 0001271163-18-000088 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,886 F1 · shares: The reporting person acquired these preferred shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:31 UTC |
GABELLI MARIO JControl Person of Adviser
|
OtherCommon Shares, Par Value $0.001 | 1,663 | $17.50 | $29,102.50 |
DisclosureSEC source: 0001271163-18-000087 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Account Disclosed balance after: 4,663.25 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. F3 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:31 UTC |
GABELLI MARIO JControl Person of Adviser
|
OtherCommon Shares, Par Value $0.001 | 88,828 | $17.50 | $1,554,490.00 |
DisclosureSEC source: 0001271163-18-000087 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 358,370.41 F4 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 23:31 UTC |
GABELLI MARIO JControl Person of Adviser
|
OtherCommon Shares, Par Value $0.001 | 59,886 | $17.50 | $1,048,005.00 |
DisclosureSEC source: 0001271163-18-000087 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,767 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 20:41 UTC |
ALPERT BRUCE NPresident
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 900 | $50.00 | $45,000.00 |
DisclosureSEC source: 0001271163-18-000086 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 F1 · shares: The reporting person acquired these preferred shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 20:38 UTC |
ALPERT BRUCE NPresident
|
OtherCommon Shares, Par Value $0.001 | 900 | $17.50 | $15,750.00 |
DisclosureSEC source: 0001271163-18-000085 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,567 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 20:28 UTC |
MELARKEY MICHAEL JDirector
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 1,092 | $50.00 | $54,600.00 |
DisclosureSEC source: 0001271163-18-000084 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 1,092 F1 · shares: The reporting person acquired these preferred shares through the exercise of common share purchase rights. F2 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 20:20 UTC |
MELARKEY MICHAEL JDirector
|
OtherCommon Shares, Par Value $0.001 | 1,092 | $17.50 | $19,110.00 |
DisclosureSEC source: 0001271163-18-000083 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 4,367.418 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F3 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 19:42 UTC Amendment |
CONN JAMES PDirector
|
OtherCommon Shares, Par Value $0.001 | 5,526 | $17.50 | $96,705.00 |
DisclosureSEC source: 0001271163-18-000082 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,860 F2 · kind: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. F1 · shares: The total common shares acquired should be 5,526 not as originally reported as 5,536. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 19:15 UTC |
CONN JAMES PDirector
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 5,526 | $50.00 | $276,300.00 |
DisclosureSEC source: 0001271163-18-000081 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,526 F1 · shares: The reporting person acquired these preferred shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 18:02 UTC |
CONN JAMES PDirector
|
OtherCommon Shares, Par Value $0.001 | 5,536 | $17.50 | $96,880.00 |
DisclosureSEC source: 0001271163-18-000080 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,860 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 17:09 UTC |
COLAVITA ANTHONY JDirector
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 207 | $50.00 | $10,350.00 |
DisclosureSEC source: 0001271163-18-000079 · primary_doc.xml · nonDerivative · entry 2 COLAVITA ANTHONY J · CIK 0001247188 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 207 F1 · shares: The reporting person acquired these preferred shares through the exercise of common share purchase rights. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.