Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV · Entity 6819 | Director | February 22, 2018 | February 27, 2018 |
| GABELLI DIVIDEND & INCOME TRUSTGDV · Entity 4315 | Director | January 23, 2026 | July 02, 2026 |
| GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.B · Entity 8903 | Director | July 28, 2023 | August 30, 2023 |
| GAMCO Global Gold, Natural Resources & Income TrustGGN · Entity 8912 | Director | January 22, 2019 | January 24, 2019 |
| GDL FUNDGDL.C · Entity 8945 | Director | March 26, 2025 | April 22, 2025 |
| Gabelli Go Anywhere TrustGGO · Entity 135007 | Director | September 30, 2021 | October 01, 2021 |
| Southwest Gas Holdings, Inc.SWX · Entity 3751 | Director | February 24, 2022 | February 25, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Report date February 22, 2018 · Filed February 27, 2018
This filing explicitly reported no securities owned.
GABELLI DIVIDEND & INCOME TRUST
Report date January 23, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2026-01-23 transaction · row 1
1 source rowRow 1 · 2026-01-23 · Purchase · Acquired 1,000 · Balance 1,000 |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectLe Cle Investments | 6,951.698 |
Reported balance
After 2026-01-23 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-01-23 · Purchase · Acquired 1,000 · Balance 6,951.698 F1: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey.
GABELLI GLOBAL UTILITY & INCOME TRUST
Report date July 28, 2023 · Filed August 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Cumulative Puttable and Callable Preferred SharesSEC Table I · non-derivative | IndirectLe Cle Investments | 0 |
Reported balance
After 2023-07-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-07-28 · Sale · Disposed 1,092 · Balance 0 F1: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey.
GAMCO Global Gold, Natural Resources & Income Trust
Report date January 22, 2019 · Filed January 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectLe Cle Investments | 3,953 |
Reported balance
After 2019-01-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-01-22 · Purchase · Acquired 3,953 · Balance 3,953 F1: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey.
GDL FUND
Report date March 26, 2025 · Filed April 22, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Cumulative Puttable and Callable Preferred SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-26 transaction · row 1
1 source rowRow 1 · 2025-03-26 · Other · Disposed 3,038 · Balance 0 F1: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series C Cumulative Puttable and Callable Preferred Shares on March 26, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series C Cumulative Puttable and Callable Preferred Shares on March 26, 2025.
Gabelli Go Anywhere Trust
Report date September 30, 2021 · Filed October 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectLe Cle Investments | 0 |
Reported balance
After 2021-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-09-30 · Other · Disposed 1,545 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. F2: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.
F2: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey.
Southwest Gas Holdings, Inc.
Report date February 24, 2022 · Filed February 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,232.1086 |
Reported balance
After 2022-02-24 transaction · row 1
1 source rowRow 1 · 2022-02-24 · Grant · Acquired 1,855.817 · Balance 42,232.1086 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2026 Filed Jul 2, 2026 18:11 UTC | GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 | PurchaseCommon Shares, Par Value $0.001 | 1,000 | $28.52 | $28,520.20 |
DisclosureSEC source: 0001270868-26-000003 · primary_doc.xml · nonDerivative · entry 2 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Le Cle Investments Disclosed balance after: 6,951.698 F1 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| January 23, 2026 Filed Jul 2, 2026 18:11 UTC | GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 | PurchaseCommon Shares, Par Value $0.001 | 1,000 | $28.52 | $28,520.20 |
DisclosureSEC source: 0001270868-26-000003 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| March 26, 2025 Filed Apr 22, 2025 18:05 UTC | GDL FUND GDL.C · Entity 8945 | OtherSeries C Cumulative Puttable and Callable Preferred Shares | 3,038 | $50.00 | $151,900.00 |
DisclosureSEC source: 0001271163-25-000014 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series C Cumulative Puttable and Callable Preferred Shares on March 26, 2025. Read SEC document |
| July 28, 2023 Filed Aug 30, 2023 21:01 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903 | SaleSeries B Cumulative Puttable and Callable Preferred Shares | 1,092 | $49.74 | $54,311.38 |
DisclosureSEC source: 0001271163-23-000020 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Le Cle Investments Disclosed balance after: 0 F1 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 22:05 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | OtherCommon Shares, Par Value $0.001 | 1,092 | $16.00 | $17,472.00 |
DisclosureSEC source: 0001271163-22-000033 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 5,459.418 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 20:51 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 1,855.817 | $70.05 | $129,999.98 |
DisclosureSEC source: 0001225208-22-003398 · doc4.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,232.1086 Read SEC document |
| December 01, 2021 Filed Dec 17, 2021 21:09 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 18.706 | $64.99 | $1,215.70 |
DisclosureSEC source: 0001225208-21-015105 · doc4.xml · nonDerivative · entry 8 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,376.2916 Read SEC document |
| December 01, 2021 Filed Dec 17, 2021 21:09 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 267.3614 | $64.99 | $17,375.82 |
DisclosureSEC source: 0001225208-21-015105 · doc4.xml · nonDerivative · entry 7 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,357.5856 Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 18:34 UTC | Gabelli Go Anywhere Trust GGO · Entity 135007 | OtherCommon Shares, Par Value $0.001 | 1,545 | $16.76 | $25,891.11 |
DisclosureSEC source: 0001271163-21-000080 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 0 F1 · kind: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. F2 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 20:13 UTC | Gabelli Go Anywhere Trust GGO.A · Entity 135007 | OtherSeries A Cumulative Puttable and Callable Preferred Shares | 515 | $40.00 | $20,600.00 |
DisclosureSEC source: 0001271163-21-000077 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series A Cumulative Puttable and Callable Preferred Shares on September 27, 2021. F2 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| September 01, 2021 Filed Dec 17, 2021 21:09 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 16.813 | $71.71 | $1,205.66 |
DisclosureSEC source: 0001225208-21-015105 · doc4.xml · nonDerivative · entry 6 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,090.2242 Read SEC document |
| September 01, 2021 Filed Dec 17, 2021 21:09 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 240.3099 | $71.71 | $17,232.62 |
DisclosureSEC source: 0001225208-21-015105 · doc4.xml · nonDerivative · entry 5 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,073.4112 Read SEC document |
| June 01, 2021 Filed Dec 17, 2021 21:09 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 17.792 | $67.17 | $1,195.09 |
DisclosureSEC source: 0001225208-21-015105 · doc4.xml · nonDerivative · entry 4 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,833.1013 Read SEC document |
| June 01, 2021 Filed Dec 17, 2021 21:09 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 254.3014 | $67.17 | $17,081.43 |
DisclosureSEC source: 0001225208-21-015105 · doc4.xml · nonDerivative · entry 3 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,815.3093 Read SEC document |
| March 01, 2021 Filed Dec 17, 2021 21:09 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 17.83 | $63.64 | $1,134.70 |
DisclosureSEC source: 0001225208-21-015105 · doc4.xml · nonDerivative · entry 2 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,561.0079 Read SEC document |
| March 01, 2021 Filed Dec 17, 2021 21:09 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 254.8464 | $63.64 | $16,218.42 |
DisclosureSEC source: 0001225208-21-015105 · doc4.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,543.1779 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 01:13 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 2,139.918 | $60.75 | $130,000.02 |
DisclosureSEC source: 0001225208-21-003872 · doc4.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,288.3315 Read SEC document |
| December 01, 2020 Filed Jan 1, 2021 02:11 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 17.232 | $65.28 | $1,124.90 |
DisclosureSEC source: 0001225208-20-015148 · doc4.xml · nonDerivative · entry 8 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,148.4135 Read SEC document |
| December 01, 2020 Filed Jan 1, 2021 02:11 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 227.7712 | $65.28 | $14,868.90 |
DisclosureSEC source: 0001225208-20-015148 · doc4.xml · nonDerivative · entry 7 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,131.1815 Read SEC document |
| September 01, 2020 Filed Jan 1, 2021 02:11 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 18.108 | $61.55 | $1,114.55 |
DisclosureSEC source: 0001225208-20-015148 · doc4.xml · nonDerivative · entry 6 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,903.4103 Read SEC document |
| September 01, 2020 Filed Jan 1, 2021 02:11 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 239.3576 | $61.55 | $14,732.46 |
DisclosureSEC source: 0001225208-20-015148 · doc4.xml · nonDerivative · entry 5 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,885.3023 Read SEC document |
| June 01, 2020 Filed Jan 1, 2021 02:11 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 14.735 | $75.07 | $1,106.16 |
DisclosureSEC source: 0001225208-20-015148 · doc4.xml · nonDerivative · entry 4 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,645.9447 Read SEC document |
| June 01, 2020 Filed Jan 1, 2021 02:11 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 208.1148 | $75.07 | $15,623.18 |
DisclosureSEC source: 0001225208-20-015148 · doc4.xml · nonDerivative · entry 3 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,631.2097 Read SEC document |
| March 02, 2020 Filed Jan 1, 2021 02:11 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 15.325 | $68.47 | $1,049.30 |
DisclosureSEC source: 0001225208-20-015148 · doc4.xml · nonDerivative · entry 2 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,423.0949 Read SEC document |
| March 02, 2020 Filed Jan 1, 2021 02:11 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 202.5675 | $68.47 | $13,869.80 |
DisclosureSEC source: 0001225208-20-015148 · doc4.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,407.7699 Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 23:55 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 1,711.202 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003613 · doc4.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,205.2024 Read SEC document |
| December 02, 2019 Filed Dec 6, 2019 16:56 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 1.539 | $75.29 | $115.87 |
DisclosureSEC source: 0001225208-19-015356 · doc4.xml · nonDerivative · entry 6 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,494.0004 Read SEC document |
| December 02, 2019 Filed Dec 6, 2019 16:56 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 182.8926 | $75.29 | $13,769.98 |
DisclosureSEC source: 0001225208-19-015356 · doc4.xml · nonDerivative · entry 5 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,492.4614 Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 18:56 UTC | GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 | OtherCommon Shares, Par Value $0.001 | 541 | $20.00 | $10,820.00 |
DisclosureSEC source: 0001271163-19-000067 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 5,951.698 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| September 03, 2019 Filed Dec 6, 2019 16:56 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 1.259 | $91.48 | $115.17 |
DisclosureSEC source: 0001225208-19-015356 · doc4.xml · nonDerivative · entry 4 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,309.5688 Read SEC document |
| September 03, 2019 Filed Dec 6, 2019 16:56 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 149.634 | $91.48 | $13,688.52 |
DisclosureSEC source: 0001225208-19-015356 · doc4.xml · nonDerivative · entry 3 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,308.3098 Read SEC document |
| June 03, 2019 Filed Dec 6, 2019 16:56 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 1.323 | $86.52 | $114.47 |
DisclosureSEC source: 0001225208-19-015356 · doc4.xml · nonDerivative · entry 2 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,158.6758 Read SEC document |
| June 03, 2019 Filed Dec 6, 2019 16:56 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 157.2228 | $86.52 | $13,602.92 |
DisclosureSEC source: 0001225208-19-015356 · doc4.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,157.3528 Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 01:25 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 1,699.346 | $76.50 | $129,999.97 |
DisclosureSEC source: 0001225208-19-004450 · doc4.xml · nonDerivative · entry 3 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000.13 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 01:25 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 10.662 | $82.88 | $883.67 |
DisclosureSEC source: 0001225208-19-004450 · doc4.xml · nonDerivative · entry 2 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,300.784 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 01:25 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 155.6222 | $82.88 | $12,897.97 |
DisclosureSEC source: 0001225208-19-004450 · doc4.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,290.122 Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:10 UTC | GAMCO Global Gold, Natural Resources & Income Trust GGN · Entity 8912 | PurchaseCommon Shares, Par Value $0.001 | 3,953 | $3.99 | $15,770.10 |
DisclosureSEC source: 0001271163-19-000002 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 3,953 F1 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 20:28 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903 | OtherSeries B Cumulative Puttable and Callable Preferred Shares | 1,092 | $50.00 | $54,600.00 |
DisclosureSEC source: 0001271163-18-000084 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 1,092 F1 · shares: The reporting person acquired these preferred shares through the exercise of common share purchase rights. F2 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 20:20 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | OtherCommon Shares, Par Value $0.001 | 1,092 | $17.50 | $19,110.00 |
DisclosureSEC source: 0001271163-18-000083 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 4,367.418 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F3 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 21:00 UTC | GAMCO Global Gold, Natural Resources & Income Trust GGN · Entity 8912 | SaleCommon Shares, Par Value $0.001 | 3,953 | $3.81 | $15,067.25 |
DisclosureSEC source: 0001271163-18-000077 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 0 F1 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| December 03, 2018 Filed Dec 18, 2018 19:10 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 159.7857 | $80.20 | $12,814.81 |
DisclosureSEC source: 0001225208-18-016781 · doc4.xml · nonDerivative · entry 4 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,134.4998 Read SEC document |
| September 04, 2018 Filed Dec 18, 2018 19:10 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 162.6246 | $78.28 | $12,730.25 |
DisclosureSEC source: 0001225208-18-016781 · doc4.xml · nonDerivative · entry 3 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,974.7141 Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 22:23 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU.A · Entity 8903 | OtherSeries A Cumulative Puttable and Callable Preferred Shares | 591 | $50.00 | $29,550.00 |
DisclosureSEC source: 0001271163-18-000050 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Le Cle Investments Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series A Cumulative Puttable and Callable Preferred Shares. F2 · ownership.nature: Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. Read SEC document |
| June 01, 2018 Filed Dec 18, 2018 19:10 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 165.8223 | $76.25 | $12,643.95 |
DisclosureSEC source: 0001225208-18-016781 · doc4.xml · nonDerivative · entry 2 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,812.0895 Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 16:19 UTC | GDL FUND GDL.B · Entity 8945 | OtherSeries B Cumulative Puttable and Callable Preferred Shares | 1,128 | $50.00 | $56,400.00 |
DisclosureSEC source: 0001271163-18-000015 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person surrendered these Series B preferred shares at a liquidation value of $50.00 in accordance with the rights offering to acquire new shares of the Series C preferred. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 16:09 UTC | GDL FUND GDL.C · Entity 8945 | OtherSeries C Cumulative Puttable and Callable Preferred Shares | 3,038 | $50.00 | $151,900.00 |
DisclosureSEC source: 0001271163-18-000014 · primary_doc.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,038 F1 · kind: The reporting person acquired these Series C preferred shares through a primary and pro-rata oversubscription allocation based on the exercise of preferred share purchase rights and also surrendering his Series B preferred shares. Read SEC document |
| March 01, 2018 Filed Dec 18, 2018 19:10 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 182.7671 | $65.36 | $11,945.66 |
DisclosureSEC source: 0001225208-18-016781 · doc4.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,646.2672 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 20:11 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 1,615.308 | $80.48 | $129,999.99 |
DisclosureSEC source: 0001225208-18-005084 · doc4.xml · nonDerivative · entry 1 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,463.5001 Read SEC document |
| December 01, 2017 Filed Dec 30, 2017 00:34 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 128.522 | $86.23 | $11,082.45 |
DisclosureSEC source: 0001225208-17-019299 · doc4.xml · nonDerivative · entry 4 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,848.1921 Read SEC document |
| September 01, 2017 Filed Dec 30, 2017 00:34 UTC | Southwest Gas Holdings, Inc. SWX · Entity 3751 | GrantCommon Stock | 134.1718 | $79.59 | $10,678.73 |
DisclosureSEC source: 0001225208-17-019299 · doc4.xml · nonDerivative · entry 3 MELARKEY MICHAEL J · CIK 0001270868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,719.6701 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.