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GHM

GRAHAM CORP

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1960
SEC CIK
0000716314
Parsed reports
251

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2021 Filed May 20, 2021 20:17 UTC
Smith Alan EVP & General Manager - Batavia
Disposition to issuerCommon Stock 1,611 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000152 · edgar.xml · nonDerivative · entry 1

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,782

F1 · shares: Shares forfeited under the terms of Mr. Smith's May 30, 2018 performance-vested restricted stock award.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:16 UTC
Condame Jennifer RCAO and Controller
Tax withholdingCommon Stock 133 $15.22 $2,024.26
Disclosure

SEC source: 0000891839-21-000151 · edgar.xml · nonDerivative · entry 2

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,813

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:16 UTC
Condame Jennifer RCAO and Controller
Disposition to issuerCommon Stock 790 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000151 · edgar.xml · nonDerivative · entry 1

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,946

F1 · shares: Shares forfeited under the terms of Ms. Condame's May 30, 2018 performance-vested restricted stock award.

Read SEC document
March 31, 2021 Filed Jun 2, 2021 20:58 UTC
Condame Jennifer RCAO and Controller
Disposition to issuerCommon Stock 1,548 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000191 · edgar.xml · nonDerivative · entry 2

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,095

F2 · shares: Shares forfeited under the terms of Ms. Condame's May 29, 2019 performance-vested restricted stock award.

Read SEC document
March 31, 2021 Filed Jun 2, 2021 20:58 UTC
Condame Jennifer RCAO and Controller
Disposition to issuerCommon Stock 1,170 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000191 · edgar.xml · nonDerivative · entry 1

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,643

F1 · shares: Shares forfeited under the terms of Ms. Condame's May 30, 2018 performance-vested restricted stock award.

Read SEC document
March 31, 2021 Filed Jun 2, 2021 20:56 UTC
Glajch JeffreyVP-Finance; CFO
Disposition to issuerCommon Stock 3,538 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000189 · edgar.xml · nonDerivative · entry 2

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,135

F2 · shares: Shares forfeited under the terms of Mr. Glajch's May 29, 2019 performance-vested restricted stock award.

Read SEC document
March 31, 2021 Filed Jun 2, 2021 20:56 UTC
Glajch JeffreyVP-Finance; CFO
Disposition to issuerCommon Stock 2,675 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000189 · edgar.xml · nonDerivative · entry 1

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,673

F1 · shares: Shares forfeited under the terms of Mr. Glajch's May 30, 2018 performance-vested restricted stock award.

Read SEC document
March 31, 2021 Filed Jun 2, 2021 20:57 UTC
Smith Alan EVP & General Manager - Batavia
Disposition to issuerCommon Stock 3,156 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000190 · edgar.xml · nonDerivative · entry 2

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,851

F2 · shares: Shares forfeited under the terms of Mr. Smith's May 29, 2019 performance-vested restricted stock award.

Read SEC document
March 31, 2021 Filed Jun 2, 2021 20:57 UTC
Smith Alan EVP & General Manager - Batavia
Disposition to issuerCommon Stock 2,387 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000190 · edgar.xml · nonDerivative · entry 1

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,007

F1 · shares: Shares forfeited under the terms of Mr. Smith's May 30, 2018 performance-vested restricted stock award.

Read SEC document
March 31, 2021 Filed Jun 2, 2021 20:56 UTC
LINES JAMES RDirector · Chief Executive Officer
Disposition to issuerCommon Stock 9,804 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000188 · edgar.xml · nonDerivative · entry 2

LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,726

F2 · shares: Shares forfeited under the terms of Mr. Lines' May 29, 2019 performance-vested restricted stock award.

Read SEC document
March 31, 2021 Filed Jun 2, 2021 20:56 UTC
LINES JAMES RDirector · Chief Executive Officer
Disposition to issuerCommon Stock 5,813 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000188 · edgar.xml · nonDerivative · entry 1

LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,530

F1 · shares: Shares forfeited under the terms of Mr. Lines' May 30, 2018 performance-vested restricted stock award.

Read SEC document
March 09, 2021 Filed Mar 9, 2021 21:20 UTC
Glajch JeffreyVP-Finance; CFO
SaleCommon Stock 1,800 $16.73 $30,114.00
Disclosure

SEC source: 0000891839-21-000064 · edgar.xml · nonDerivative · entry 1

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,154

Read SEC document
March 08, 2021 Filed Mar 8, 2021 21:19 UTC
Glajch JeffreyVP-Finance; CFO
SaleCommon Stock 5,193 $16.04 $83,295.72
Disclosure

SEC source: 0000891839-21-000063 · edgar.xml · nonDerivative · entry 3

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,954

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $16.06, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:19 UTC
Glajch JeffreyVP-Finance; CFO
SaleCommon Stock 3,007 $15.90 $47,811.30
Disclosure

SEC source: 0000891839-21-000063 · edgar.xml · nonDerivative · entry 2

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,147

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:19 UTC
Glajch JeffreyVP-Finance; CFO
SaleCommon Stock 5,800 $15.93 $92,394.00
Disclosure

SEC source: 0000891839-21-000063 · edgar.xml · nonDerivative · entry 1

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,154

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.01, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 1,984 shares acquired under the Graham Corporation Employee Stock Purchase Plan.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 20:29 UTC PurchaseCommon Stock 811 $12.31 $9,983.41
Disclosure

SEC source: 0000891839-20-000188 · edgar.xml · nonDerivative · entry 1

Schnorr Lisa M. · CIK 0001615574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,214

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.3032 to 12.32, inclusive. Ms. Schnorr undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:37 UTC
Smith Alan EVP & General Manager - Batavia
GrantCommon Stock 9,126 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000177 · edgar.xml · nonDerivative · entry 2

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,393

F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:37 UTC
Smith Alan EVP & General Manager - Batavia
GrantCommon Stock 4,563 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000177 · edgar.xml · nonDerivative · entry 1

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,267

F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:36 UTC
LINES JAMES RDirector · President and CEO
GrantCommon Stock 28,348 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000176 · edgar.xml · nonDerivative · entry 2

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,283

F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:36 UTC
LINES JAMES RDirector · President and CEO
GrantCommon Stock 14,174 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000176 · edgar.xml · nonDerivative · entry 1

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,935

F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:35 UTC
Condame Jennifer RCAO and Controller
GrantCommon Stock 4,476 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000175 · edgar.xml · nonDerivative · entry 2

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,736

F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:35 UTC
Condame Jennifer RCAO and Controller
GrantCommon Stock 2,238 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000175 · edgar.xml · nonDerivative · entry 1

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,260

F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:35 UTC
Glajch JeffreyVP-Finance; CFO
GrantCommon Stock 11,516 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000174 · edgar.xml · nonDerivative · entry 2

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,970

F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:35 UTC
Glajch JeffreyVP-Finance; CFO
GrantCommon Stock 5,758 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000174 · edgar.xml · nonDerivative · entry 1

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,454

F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:33 UTC GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000173 · edgar.xml · nonDerivative · entry 1

PAINTER JONATHAN W · CIK 0001247567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,403

F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:33 UTC GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000172 · edgar.xml · nonDerivative · entry 1

MALVASO JAMES J · CIK 0001249713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,119

F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:32 UTC GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000171 · edgar.xml · nonDerivative · entry 1

MAZURKIEWICZ GERARD T · CIK 0001250215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,823

F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:31 UTC GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000170 · edgar.xml · nonDerivative · entry 1

Barber James J · CIK 0001377811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,538

F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:29 UTC
Fortier AlanDirector
GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000169 · edgar.xml · nonDerivative · entry 1

Fortier Alan · CIK 0001441495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,803

F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:29 UTC GrantCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000168 · edgar.xml · nonDerivative · entry 1

Schnorr Lisa M. · CIK 0001615574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,403

F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
May 31, 2020 Filed Jun 1, 2020 21:42 UTC
Smith Alan EVP & General Manager - Batavia
Tax withholdingCommon Stock 480 $11.44 $5,491.20
Disclosure

SEC source: 0000891839-20-000141 · edgar.xml · nonDerivative · entry 3

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,704

F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 30, 2020 Filed Jun 1, 2020 21:42 UTC
Smith Alan EVP & General Manager - Batavia
Tax withholdingCommon Stock 398 $11.44 $4,553.12
Disclosure

SEC source: 0000891839-20-000141 · edgar.xml · nonDerivative · entry 2

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,184

F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 21:42 UTC
Smith Alan EVP & General Manager - Batavia
Tax withholdingCommon Stock 526 $11.44 $6,017.44
Disclosure

SEC source: 0000891839-20-000141 · edgar.xml · nonDerivative · entry 1

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,582

F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:20 UTC
Smith Alan EVP & General Manager - Batavia
Tax withholdingCommon Stock 677 $10.79 $7,304.83
Disclosure

SEC source: 0000891839-20-000113 · edgar.xml · nonDerivative · entry 2

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,108

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:20 UTC
Smith Alan EVP & General Manager - Batavia
Disposition to issuerCommon Stock 4,405 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000113 · edgar.xml · nonDerivative · entry 1

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,785

F1 · shares: Shares forfeited under the terms of Mr. Smith's May 31, 2017 performance-vested restricted stock award.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:19 UTC
Condame Jennifer RCAO and Controller
Disposition to issuerCommon Stock 2,160 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000112 · edgar.xml · nonDerivative · entry 1

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,022

F1 · shares: Shares forfeited under the terms of Ms. Condame's May 31, 2017 performance-vested restricted stock award.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:17 UTC
Glajch JeffreyVP-Finance; CFO
Disposition to issuerCommon Stock 4,936 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000110 · edgar.xml · nonDerivative · entry 1

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,696

F1 · shares: Shares forfeited under the terms of Mr. Glajch's May 31, 2017 performance-vested restricted stock award.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:18 UTC
LINES JAMES RDirector · President and CEO
Disposition to issuerCommon Stock 11,129 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000111 · edgar.xml · nonDerivative · entry 1

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,761

F1 · shares: Shares forfeited under the terms of Mr. Lines' May 31, 2017 performance-vested restricted stock award.

Read SEC document
March 05, 2020 Filed Mar 5, 2020 22:11 UTC
LINES JAMES RDirector · President and CEO
PurchaseCommon Stock 2,500 $15.70 $39,250.00
Disclosure

SEC source: 0000891839-20-000065 · edgar.xml · nonDerivative · entry 1

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,890

Read SEC document
March 05, 2020 Filed Mar 6, 2020 21:17 UTC
Smith Alan EVP & General Manager - Batavia
PurchaseCommon Stock 800 $15.86 $12,688.00
Disclosure

SEC source: 0000891839-20-000067 · edgar.xml · nonDerivative · entry 1

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,190

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:21 UTC
Glajch JeffreyVP-Finance; CFO
PurchaseCommon Stock 1,800 $17.00 $30,600.00
Disclosure

SEC source: 0000891839-20-000045 · edgar.xml · nonDerivative · entry 1

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,632

Read SEC document
February 21, 2020 Filed Feb 21, 2020 21:25 UTC
LINES JAMES RDirector · President and CEO
PurchaseCommon Stock 2,400 $18.52 $44,448.00
Disclosure

SEC source: 0000891839-20-000044 · edgar.xml · nonDerivative · entry 2

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,390

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:25 UTC
LINES JAMES RDirector · President and CEO
PurchaseCommon Stock 1,056 $18.51 $19,546.56
Disclosure

SEC source: 0000891839-20-000044 · edgar.xml · nonDerivative · entry 1

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,990

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:23 UTC
LINES JAMES RDirector · President and CEO
PurchaseCommon Stock 3,287 $18.59 $61,105.33
Disclosure

SEC source: 0000891839-20-000043 · edgar.xml · nonDerivative · entry 1

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,934

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February 13, 2020 Filed Feb 13, 2020 21:53 UTC
LINES JAMES RDirector · President and CEO
PurchaseCommon Stock 4,212 $18.14 $76,405.68
Disclosure

SEC source: 0000891839-20-000040 · edgar.xml · nonDerivative · entry 3

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,647

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:53 UTC
LINES JAMES RDirector · President and CEO
PurchaseCommon Stock 2,008 $18.37 $36,886.96
Disclosure

SEC source: 0000891839-20-000040 · edgar.xml · nonDerivative · entry 2

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,435

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February 11, 2020 Filed Feb 13, 2020 21:53 UTC
LINES JAMES RDirector · President and CEO
PurchaseCommon Stock 6,137 $17.93 $110,036.41
Disclosure

SEC source: 0000891839-20-000040 · edgar.xml · nonDerivative · entry 1

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,427

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:20 UTC
Glajch JeffreyVP-Finance; CFO
PurchaseCommon Stock 1,500 $18.00 $27,000.00
Disclosure

SEC source: 0000891839-20-000036 · edgar.xml · nonDerivative · entry 2

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,832

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January 31, 2020 Filed Feb 3, 2020 21:20 UTC
Glajch JeffreyVP-Finance; CFO
PurchaseCommon Stock 2,500 $18.60 $46,500.00
Disclosure

SEC source: 0000891839-20-000036 · edgar.xml · nonDerivative · entry 1

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,332

F1 · balance_after: Includes 1,252 shares acquired under the Graham Corporation Employee Stock Purchase Plan.

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December 04, 2019 Filed Dec 5, 2019 21:24 UTC
Condame Jennifer RCAO and Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 1,609 $0.00 Strike: $15.25 $0.00
Disclosure

SEC source: 0000891839-19-000206 · edgar.xml · derivative · entry 3

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,609 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.