Last 12 months
Inside the activity.
2 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 7 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2021 Filed Sep 2, 2021 23:18 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 4,925 | $9.50 | $46,787.50 |
DisclosureSEC source: 0001271163-21-000074 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · MJG IV Limited Partnership Disclosed balance after: 24,627 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · ownership.nature: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 23:18 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 189,364 | $9.50 | $1,798,958.00 |
DisclosureSEC source: 0001271163-21-000074 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946,419.22 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 18:32 UTC |
ALPERT BRUCE NPresident
|
OtherCommon Stock, Par Value $0.001 | 2,046 | $9.50 | $19,437.00 |
DisclosureSEC source: 0001271163-21-000073 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,230 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. F2 · ownership.direct: Joint Account Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 18:32 UTC |
ALPERT BRUCE NPresident
|
OtherCommon Stock, Par Value $0.001 | 2,119 | $9.50 | $20,130.50 |
DisclosureSEC source: 0001271163-21-000073 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,593 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 20:05 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Stock, Par Value $0.001 | 3,900 | $9.44 | $36,816.00 |
DisclosureSEC source: 0001271163-21-000070 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,055.22 F1 · shares: The trade reported was a private transaction in which 3,900 GGT shares crossed from the Mario J. Gabelli Master Defined Contribution Pension Plan account to the Mario J. Gabelli IRA account. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 20:05 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 3,900 | $9.44 | $36,816.00 |
DisclosureSEC source: 0001271163-21-000070 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,055.22 F1 · shares: The trade reported was a private transaction in which 3,900 GGT shares crossed from the Mario J. Gabelli Master Defined Contribution Pension Plan account to the Mario J. Gabelli IRA account. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 18:54 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 400 | $9.44 | $3,776.00 |
DisclosureSEC source: 0001271163-21-000068 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,055.22 Read SEC document |
| May 20, 2021 Filed May 26, 2021 01:50 UTC |
ALPERT BRUCE NPresident
|
OtherSeries G Cumulative Preferred Stock | 208 | $26.40 | $5,491.20 |
DisclosureSEC source: 0001271163-21-000054 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 26, 2021 01:43 UTC |
ALPERT BRUCE NPresident
|
OtherSeries E Cumulative Preferred Stock | 520 | $25.88 | $13,459.42 |
DisclosureSEC source: 0001271163-21-000053 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,520 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| May 20, 2021 Filed May 25, 2021 23:07 UTC |
ALPERT BRUCE NPresident
|
OtherCommon Stock, Par Value $0.001 | 474 | $9.92 | $4,702.08 |
DisclosureSEC source: 0001271163-21-000051 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658 F1 · shares: The shares being reported were acquired from an estate inheritance. F2 · price: The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. Read SEC document |
| November 11, 2020 Filed Feb 10, 2022 19:18 UTC |
Birch JohnDirector
|
PurchaseCommon Stock, Par Value $0.001 | 3,560 | $7.04 | $25,062.40 |
DisclosureSEC source: 0001271163-22-000006 · primary_doc.xml · nonDerivative · entry 2 Birch John · CIK 0001735230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,560 Read SEC document |
| April 17, 2020 Filed Feb 10, 2022 19:18 UTC |
Birch JohnDirector
|
PurchaseCommon Stock, Par Value $0.001 | 1,000 | $6.04 | $6,040.00 |
DisclosureSEC source: 0001271163-22-000006 · primary_doc.xml · nonDerivative · entry 1 Birch John · CIK 0001735230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 20:36 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 4,076 | $8.20 | $33,441.54 |
DisclosureSEC source: 0001271163-20-000010 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 736,000 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 22:16 UTC |
ALPERT BRUCE NPresident
|
OtherSeries B Cumulative Preferred Stock | 3,000 | $25.00 | $75,000.00 |
DisclosureSEC source: 0001271163-19-000097 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: The stock being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Stock on December 26, 2019. Read SEC document |
| December 26, 2019 Filed Feb 4, 2020 17:10 UTC |
ZIZZA SALVATORE JDirector
|
OtherSeries B Cumulative Preferred Stock | 3,719 | $25.00 | $92,975.00 |
DisclosureSEC source: 0001271163-20-000018 · primary_doc.xml · nonDerivative · entry 1 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The stock being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Cumulative Preferred Stock on December 26, 2019. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 21:17 UTC |
Marangi Christopher J.Director
|
PurchaseSeries G Cumulative Preferred Stock | 2,000 | $25.00 | $50,000.00 |
DisclosureSEC source: 0001271163-19-000087 · primary_doc.xml · nonDerivative · entry 1 Marangi Christopher J. · CIK 0001612428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 17:59 UTC |
ALPERT BRUCE NPresident
|
PurchaseSeries G Cumulative Preferred Stock | 3,000 | $25.00 | $75,000.00 |
DisclosureSEC source: 0001271163-19-000086 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 3,000 Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 21:40 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 8,461 | $8.15 | $68,976.61 |
DisclosureSEC source: 0001271163-19-000080 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 720,000 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:45 UTC |
CONN JAMES PDirector
|
SaleCommon Stock, Par Value $0.001 | 26,120 | $8.52 | $222,665.16 |
DisclosureSEC source: 0001271163-19-000042 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 14:26 UTC |
CONN JAMES PDirector
|
SaleCommon Stock, Par Value $0.001 | 6,000 | $8.22 | $49,328.40 |
DisclosureSEC source: 0001271163-19-000040 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,120 Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 20:44 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SalePreferred Stock | 398 | $23.73 | $9,444.54 |
DisclosureSEC source: 0001140361-18-027693 · doc1.xml · nonDerivative · entry 3 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: The Preferred Stock ("shares") reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 20:44 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SalePreferred Stock | 100 | $23.69 | $2,369.00 |
DisclosureSEC source: 0001140361-18-027693 · doc1.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 398 F1 · ownership.nature: The Preferred Stock ("shares") reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 20:44 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SalePreferred Stock | 100 | $23.65 | $2,365.00 |
DisclosureSEC source: 0001140361-18-027693 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 498 F1 · ownership.nature: The Preferred Stock ("shares") reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| May 21, 2018 Filed May 23, 2018 20:24 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SalePreferred Stock | 402 | $23.59 | $9,483.18 |
DisclosureSEC source: 0001140361-18-025335 · doc1.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · Subsidiary Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 598 F1 · ownership.nature: The Preferred Stock ("shares") reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S). MLPF&S is a wholly owned subsidiary of Bank of America Corporation. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 23:16 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 10,000 | $9.10 | $90,996.00 |
DisclosureSEC source: 0001271163-17-000071 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 591,240 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 00:54 UTC |
GABELLI MARIO JDirector
|
SaleCommon Stock, Par Value $0.001 | 1,100 | $8.76 | $9,630.94 |
DisclosureSEC source: 0001271163-17-000047 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,447.64 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| September 26, 2017 Filed Sep 27, 2017 20:11 UTC |
Marangi Christopher J.Director
|
PurchaseSeries E Cumulative Preferred Stock | 2,000 | $25.00 | $50,000.00 |
DisclosureSEC source: 0001271163-17-000038 · primary_doc.xml · nonDerivative · entry 1 Marangi Christopher J. · CIK 0001612428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| September 26, 2017 Filed Sep 27, 2017 17:56 UTC |
ALPERT BRUCE NPresident
|
PurchaseSeries E Cumulative Preferred Stock | 2,000 | $25.00 | $50,000.00 |
DisclosureSEC source: 0001271163-17-000037 · primary_doc.xml · nonDerivative · entry 2 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,000 Read SEC document |
| September 26, 2017 Filed Sep 27, 2017 17:56 UTC |
ALPERT BRUCE NPresident
|
PurchaseSeries E Cumulative Preferred Stock | 2,000 | $25.00 | $50,000.00 |
DisclosureSEC source: 0001271163-17-000037 · primary_doc.xml · nonDerivative · entry 1 ALPERT BRUCE N · CIK 0001185528 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| November 12, 2015 Filed Nov 13, 2015 18:43 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 568 | $75.00 | $42,600.00 |
DisclosureSEC source: 0001209191-15-079984 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| December 23, 2014 Filed Dec 24, 2014 16:23 UTC |
CITIGROUP INC10% owner
|
PurchaseAuction Rate Preferred | 1 | $71.00 | $71.00 |
DisclosureSEC source: 0001181431-14-039617 · rrd420766.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 568 F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| October 09, 2014 Filed Oct 10, 2014 14:46 UTC |
CITIGROUP INC10% owner
|
PurchaseAuction Rate Preferred | 2 | $72.00 | $144.00 |
DisclosureSEC source: 0001181431-14-034164 · rrd417499.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 567 F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.