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Nasdaq · USD

GEN

Gen Digital Inc.

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Tapewire entity
2098
SEC CIK
0000849399
Parsed reports
434

Last 12 months

Inside the activity.

2 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202611
Jul 202600
Aug 202606
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2017 Filed May 17, 2017 20:19 UTC GrantCommon Stock 8,593 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-013509 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,068

Read SEC document
April 17, 2017 Filed Apr 18, 2017 20:46 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
SaleCommon Stock 13,000 $30.15 $391,995.50
Disclosure

SEC source: 0001209191-17-027311 · doc4.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,030

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2017.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $30.06 to $30.22 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 20:31 UTC SaleCommon Stock 2,000 $30.22 $60,445.00
Disclosure

SEC source: 0001209191-17-027297 · doc4.xml · nonDerivative · entry 1

Sands Anita M · CIK 0001589849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,231

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2017.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $30.14 to $30.34 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:33 UTC SaleCommon Stock 5,800 $30.23 $175,348.50
Disclosure

SEC source: 0001209191-17-024804 · doc4.xml · nonDerivative · entry 2

LAYBOURNE GERALDINE B · CIK 0001285297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,134

F1 · kind: Sale was made pursuant to a stock trading plan established under Rule 10b5-1.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:33 UTC SaleCommon Stock 1,400 $30.23 $42,322.00
Disclosure

SEC source: 0001209191-17-024804 · doc4.xml · nonDerivative · entry 1

LAYBOURNE GERALDINE B · CIK 0001285297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,934

F1 · kind: Sale was made pursuant to a stock trading plan established under Rule 10b5-1.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 20:30 UTC SaleCommon Stock 2,500 $30.69 $76,725.00
Disclosure

SEC source: 0001209191-17-024779 · doc4.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · William C. Keller and Suzanne Vautrinot Living Trust

Disclosed balance after: 24,232

F1 · kind: Sale was made pursuant to a stock trading plan established under Rule 10b5-1.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 21:31 UTC
Garfield Mark S.SVP and CAO
SaleCommon Stock 3,002 $29.25 $87,808.50
Disclosure

SEC source: 0001209191-17-019623 · doc4.xml · nonDerivative · entry 1

Garfield Mark S. · CIK 0001602315 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,508

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2017.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:05 UTC
Rosch Francis CEVP, Norton Business Unit
SaleCommon Stock 6,762 $29.11 $196,841.82
Disclosure

SEC source: 0001209191-17-018812 · doc4.xml · nonDerivative · entry 1

Rosch Francis C · CIK 0001611878 · EVP, Norton Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,869

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2016.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:31 UTC
Divol RoxaneEVP and GM, Website Security
Tax withholdingCommon Stock 4,163 $29.09 $121,101.67
Disclosure

SEC source: 0001209191-17-016625 · doc4.xml · nonDerivative · entry 1

Divol Roxane · CIK 0001621458 · EVP and GM, Website Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,741

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:43 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 5,652 $29.09 $164,416.68
Disclosure

SEC source: 0001209191-17-016679 · doc4.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,030

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:37 UTC
Noviello Nicholas REVP & Chief Financial Officer
Tax withholdingCommon Stock 6,058 $29.09 $176,227.22
Disclosure

SEC source: 0001209191-17-016651 · doc4.xml · nonDerivative · entry 1

Noviello Nicholas R · CIK 0001536584 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,669

F1 · balance_after: Includes 500 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2017.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:40 UTC
Rosch Francis CEVP, Norton Business Unit
SaleCommon Stock 14,585 $28.80 $420,008.62
Disclosure

SEC source: 0001209191-17-016664 · doc4.xml · nonDerivative · entry 2

Rosch Francis C · CIK 0001611878 · EVP, Norton Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,631

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2016.

F3 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (2).

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $28.67 to $28.98 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:40 UTC
Rosch Francis CEVP, Norton Business Unit
Tax withholdingCommon Stock 4,069 $29.09 $118,367.21
Disclosure

SEC source: 0001209191-17-016664 · doc4.xml · nonDerivative · entry 1

Rosch Francis C · CIK 0001611878 · EVP, Norton Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,216

F1 · balance_after: Includes 839 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2017.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:34 UTC
Garfield Mark S.SVP and CAO
Tax withholdingCommon Stock 1,979 $29.09 $57,569.11
Disclosure

SEC source: 0001209191-17-016637 · doc4.xml · nonDerivative · entry 1

Garfield Mark S. · CIK 0001602315 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,510

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:31 UTC
Fey Michael DavidPresident and COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,215 $0.00 Strike: $1.69 $0.00
Disclosure

SEC source: 0001209191-17-015877 · doc4.xml · derivative · entry 3

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,215 shares

Expires 2025-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:31 UTC
Fey Michael DavidPresident and COO
SaleCommon Stock 13,215 $28.62 $378,213.30
Disclosure

SEC source: 0001209191-17-015877 · doc4.xml · nonDerivative · entry 2

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,786

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016 and amended on November 8, 2016.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:31 UTC
Fey Michael DavidPresident and COO
Exercise / conversionCommon Stock 13,215 $1.69 $22,333.35
Disclosure

SEC source: 0001209191-17-015877 · doc4.xml · nonDerivative · entry 1

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:33 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,372 $0.00 Strike: $10.44 $0.00
Disclosure

SEC source: 0001209191-17-015301 · doc4.xml · derivative · entry 2

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,372 shares

Expires 2017-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested and became exercisable as to 25% on June 10, 2011, and then monthly thereafter through June 10, 2014.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:33 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 10,372 $10.44 $108,283.68
Disclosure

SEC source: 0001209191-17-015301 · doc4.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 21:30 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
SaleCommon Stock 8,000 $28.51 $228,042.40
Disclosure

SEC source: 0001209191-17-012709 · doc4.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,310

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2016.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $28.34 to $28.63 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F4 · balance_after: Includes 1,535 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2017.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:05 UTC
Fey Michael DavidPresident and COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,215 $0.00 Strike: $1.69 $0.00
Disclosure

SEC source: 0001209191-17-011552 · doc4.xml · derivative · entry 3

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,215

Underlying: Common Stock · 13,215 shares

Expires 2025-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:05 UTC
Fey Michael DavidPresident and COO
SaleCommon Stock 13,215 $28.55 $377,288.25
Disclosure

SEC source: 0001209191-17-011552 · doc4.xml · nonDerivative · entry 2

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,786

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016 and amended on November 8, 2016.

F2 · balance_after: Includes 2,047 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2017.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 22:05 UTC
Fey Michael DavidPresident and COO
Exercise / conversionCommon Stock 13,215 $1.69 $22,333.35
Disclosure

SEC source: 0001209191-17-011552 · doc4.xml · nonDerivative · entry 1

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:09 UTC
Divol RoxaneEVP and GM, Website Security
GrantCommon Stock 19,161 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010151 · doc4.xml · nonDerivative · entry 1

Divol Roxane · CIK 0001621458 · EVP and GM, Website Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,904

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 30% vests on March 1, 2018, 30% vests on March 1, 2019, and 40% vests on March 1, 2020.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:36 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 61,628 $0.00 Strike: $10.44 $0.00
Disclosure

SEC source: 0001209191-17-010583 · doc4.xml · derivative · entry 3

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,372

Underlying: Common Stock · 61,628 shares

Expires 2017-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on June 10, 2011, and then monthly thereafter through June 10, 2014.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:36 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
SaleCommon Stock 37,430 $29.13 $1,090,320.93
Disclosure

SEC source: 0001209191-17-010583 · doc4.xml · nonDerivative · entry 2

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,775

F1 · shares: Represents the aggregate of sales effected on the same day at different prices.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $29.10 to $29.17 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:36 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 61,628 $10.44 $643,396.32
Disclosure

SEC source: 0001209191-17-010583 · doc4.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 21:35 UTC
Fey Michael DavidPresident and COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,215 $0.00 Strike: $1.69 $0.00
Disclosure

SEC source: 0001209191-17-004151 · doc4.xml · derivative · entry 3

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,430

Underlying: Common Stock · 13,215 shares

Expires 2025-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 21:32 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
SaleCommon Stock 8,000 $26.07 $208,560.00
Disclosure

SEC source: 0001209191-17-004143 · doc4.xml · nonDerivative · entry 2

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,577

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2016.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:32 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
SaleCommon Stock 24,000 $26.00 $624,000.00
Disclosure

SEC source: 0001209191-17-004143 · doc4.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,577

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2016.

Read SEC document
January 06, 2017 Filed Jan 9, 2017 21:42 UTC SaleCommon Stock 2,500 $25.00 $62,500.00
Disclosure

SEC source: 0001209191-17-002951 · doc4.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · William C. Keller and Suzanne Vautrinot Living Trust

Disclosed balance after: 26,732

F1 · kind: Sale was made pursuant to a stock trading plan established under Rule 10b5-1.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:32 UTC
Fey Michael DavidPresident and COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,214 $0.00 Strike: $1.69 $0.00
Disclosure

SEC source: 0001209191-16-155652 · doc4.xml · derivative · entry 3

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,645

Underlying: Common Stock · 13,214 shares

Expires 2025-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:32 UTC
Fey Michael DavidPresident and COO
SaleCommon Stock 13,214 $24.81 $327,892.20
Disclosure

SEC source: 0001209191-16-155652 · doc4.xml · nonDerivative · entry 2

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,739

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016 and amended on November 8, 2016.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24.72 to $24.88 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:32 UTC
Fey Michael DavidPresident and COO
Exercise / conversionCommon Stock 13,214 $1.69 $22,331.66
Disclosure

SEC source: 0001209191-16-155652 · doc4.xml · nonDerivative · entry 1

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 21:56 UTC
Rosch Francis CEVP, Norton Business Unit
SaleCommon Stock 40,000 $24.73 $989,056.00
Disclosure

SEC source: 0001209191-16-154723 · doc4.xml · nonDerivative · entry 1

Rosch Francis C · CIK 0001611878 · EVP, Norton Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,446

F1 · shares: Represents the aggregate of sales effected on the same day at different prices.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24.62 to $24.85 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:35 UTC
Noviello Nicholas REVP & Chief Financial Officer
Tax withholdingCommon Stock 8,389 $23.76 $199,322.64
Disclosure

SEC source: 0001209191-16-153045 · doc4.xml · nonDerivative · entry 1

Noviello Nicholas R · CIK 0001536584 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,227

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:32 UTC
Rosch Francis CEVP, Norton Business Unit
Tax withholdingCommon Stock 38,449 $23.76 $913,548.24
Disclosure

SEC source: 0001209191-16-153036 · doc4.xml · nonDerivative · entry 1

Rosch Francis C · CIK 0001611878 · EVP, Norton Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,446

Read SEC document
November 12, 2016 Filed Nov 15, 2016 21:31 UTC
Clark Gregory S.Director · CEO
Tax withholdingCommon Stock 226,214 $25.00 $5,655,350.00
Disclosure

SEC source: 0001209191-16-150189 · doc4.xml · nonDerivative · entry 1

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,382,501

Read SEC document
November 01, 2016 Filed Nov 2, 2016 21:35 UTC
Fey Michael DavidPresident and COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,214 $0.00 Strike: $1.69 $0.00
Disclosure

SEC source: 0001209191-16-148009 · doc4.xml · derivative · entry 3

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,859

Underlying: Common Stock · 13,214 shares

Expires 2025-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2016 Filed Nov 2, 2016 21:35 UTC
Fey Michael DavidPresident and COO
SaleCommon Stock 13,214 $25.13 $332,033.46
Disclosure

SEC source: 0001209191-16-148009 · doc4.xml · nonDerivative · entry 2

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,739

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $25.055 to $25.185 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 01, 2016 Filed Nov 2, 2016 21:35 UTC
Fey Michael DavidPresident and COO
Exercise / conversionCommon Stock 13,214 $1.69 $22,331.66
Disclosure

SEC source: 0001209191-16-148009 · doc4.xml · nonDerivative · entry 1

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2016 Filed Oct 26, 2016 18:00 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
SaleCommon Stock 40,000 $25.00 $1,000,000.00
Disclosure

SEC source: 0001209191-16-146955 · doc4.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,577

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2016.

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October 14, 2016 Filed Oct 18, 2016 20:36 UTC
Fey Michael DavidPresident and COO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,214 $0.00 Strike: $1.69 $0.00
Disclosure

SEC source: 0001209191-16-146212 · doc4.xml · derivative · entry 3

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,214 shares

Expires 2025-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 14, 2016 Filed Oct 18, 2016 20:36 UTC
Fey Michael DavidPresident and COO
SaleCommon Stock 13,214 $24.40 $322,422.92
Disclosure

SEC source: 0001209191-16-146212 · doc4.xml · nonDerivative · entry 2

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,739

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24.29 to $24.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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October 14, 2016 Filed Oct 18, 2016 20:36 UTC
Fey Michael DavidPresident and COO
Exercise / conversionCommon Stock 13,214 $1.69 $22,331.66
Disclosure

SEC source: 0001209191-16-146212 · doc4.xml · nonDerivative · entry 1

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2016 Filed Sep 16, 2016 20:34 UTC
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
SaleCommon Stock 12,174 $24.88 $302,889.12
Disclosure

SEC source: 0001209191-16-141795 · doc4.xml · nonDerivative · entry 2

Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,929

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September 15, 2016 Filed Sep 16, 2016 20:34 UTC
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
SaleCommon Stock 3,300 $24.89 $82,137.00
Disclosure

SEC source: 0001209191-16-141795 · doc4.xml · nonDerivative · entry 1

Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,103

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September 07, 2016 Filed Sep 8, 2016 21:30 UTC
Rosch Francis CEVP, Norton Business Unit
SaleCommon Stock 3,336 $24.88 $82,999.68
Disclosure

SEC source: 0001209191-16-140601 · doc4.xml · nonDerivative · entry 1

Rosch Francis C · CIK 0001611878 · EVP, Norton Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,895

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January 17, 2016 Filed Jan 18, 2017 21:35 UTC
Fey Michael DavidPresident and COO
SaleCommon Stock 13,215 $25.87 $341,852.23
Disclosure

SEC source: 0001209191-17-004151 · doc4.xml · nonDerivative · entry 2

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,739

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016 and amended on November 8, 2016.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $25.79 to $26.01 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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January 17, 2016 Filed Jan 18, 2017 21:35 UTC
Fey Michael DavidPresident and COO
Exercise / conversionCommon Stock 13,215 $1.69 $22,333.35
Disclosure

SEC source: 0001209191-17-004151 · doc4.xml · nonDerivative · entry 1

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.