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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
Parsed reports
2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2023 Filed Sep 6, 2023 20:23 UTC
Timko Thomas SVice President
Tax withholdingCommon Stock 3,502 $114.50 $400,979.00
Disclosure

SEC source: 0000040545-23-000217 · wk-form4_1694031814.xml · nonDerivative · entry 2

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,685

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:23 UTC
Timko Thomas SVice President
Exercise / conversionCommon Stock 7,234 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000217 · wk-form4_1694031814.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 20:11 UTC
Holston Michael JSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $92.20 $0.00
Disclosure

SEC source: 0001390613-23-000003 · wk-form4_1690834258.xml · derivative · entry 3

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,375

Underlying: Common Stock · 100,000 shares

Expires 2028-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Options became exercisable in three equal installments, each on the first, second and third anniversary of the grant date.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 20:11 UTC
Holston Michael JSenior Vice President
SaleCommon Stock 112,614 $115.20 $12,973,132.80
Disclosure

SEC source: 0001390613-23-000003 · wk-form4_1690834258.xml · nonDerivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,923

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $114.95 to $115.60, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 20:11 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 100,000 $92.20 $9,220,000.00
Disclosure

SEC source: 0001390613-23-000003 · wk-form4_1690834258.xml · nonDerivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 709 $105.74 $74,969.66
Disclosure

SEC source: 0000040545-23-000168 · wk-form4_1688587907.xml · derivative · entry 1

ANGEL STEPHEN F · CIK 0001190775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,677

Underlying: Common Stock · 709 shares

Expires not disclosed

F1 · security: Acquired at a price of $105.74 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:14 UTC GrantDeferred Fee Phantom Stock Units · Derivative 733 $105.74 $77,507.42
Disclosure

SEC source: 0000040545-23-000170 · wk-form4_1688588036.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,908

Underlying: Common Stock · 733 shares

Expires not disclosed

F1 · security: Acquired at a price of $105.74 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:16 UTC GrantDeferred Fee Phantom Stock Units · Derivative 440 $105.74 $46,525.60
Disclosure

SEC source: 0000040545-23-000172 · wk-form4_1688588163.xml · derivative · entry 1

Goren Isabella D · CIK 0001497483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,930

Underlying: Common Stock · 440 shares

Expires not disclosed

F1 · security: Acquired at a price of $105.74 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:18 UTC GrantDeferred Fee Phantom Stock Units · Derivative 475 $105.74 $50,226.50
Disclosure

SEC source: 0000040545-23-000174 · wk-form4_1688588275.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,195

Underlying: Common Stock · 475 shares

Expires not disclosed

F1 · security: Acquired at a price of $105.74 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:25 UTC GrantDeferred Fee Phantom Stock Units · Derivative 454 $105.74 $48,005.96
Disclosure

SEC source: 0000040545-23-000178 · wk-form4_1688588725.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,574

Underlying: Common Stock · 454 shares

Expires not disclosed

F1 · security: Acquired at a price of $105.74 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:28 UTC GrantDeferred Fee Phantom Stock Units · Derivative 404 $105.74 $42,718.96
Disclosure

SEC source: 0000040545-23-000180 · wk-form4_1688588920.xml · derivative · entry 1

McDew Darren W · CIK 0001787479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415

Underlying: Common Stock · 404 shares

Expires not disclosed

F1 · security: Acquired at a price of $105.74 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:30 UTC GrantDeferred Fee Phantom Stock Units · Derivative 454 $105.74 $48,005.96
Disclosure

SEC source: 0000040545-23-000182 · wk-form4_1688589005.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,755

Underlying: Common Stock · 454 shares

Expires not disclosed

F1 · security: Acquired at a price of $105.74 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:32 UTC GrantDeferred Fee Phantom Stock Units · Derivative 285 $105.74 $30,135.90
Disclosure

SEC source: 0000040545-23-000184 · wk-form4_1688589151.xml · derivative · entry 1

UHL JESSICA R. · CIK 0001860611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285

Underlying: Common Stock · 285 shares

Expires not disclosed

F1 · security: Acquired at a price of $105.74 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:02 UTC GrantDeferred Fee Phantom Stock Units · Derivative 426 $105.74 $45,045.24
Disclosure

SEC source: 0001209191-23-041179 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,019

Underlying: Common Stock · 426 shares

Expires not disclosed

F2 · security: Acquired at a price of $105.74 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the Issuer's common stock.

F4 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F4 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
May 22, 2023 Filed May 24, 2023 21:35 UTC
Holston Michael JSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 34,402 $0.00 Strike: $73.25 $0.00
Disclosure

SEC source: 0000040545-23-000154 · wk-form4_1684964123.xml · derivative · entry 5

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,402 shares

Expires 2030-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Option became exercisable in two equal installments, each on the second and third anniversary of the grant date

Read SEC document
May 22, 2023 Filed May 24, 2023 21:35 UTC
Holston Michael JSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 35,566 $0.00 Strike: $66.59 $0.00
Disclosure

SEC source: 0000040545-23-000154 · wk-form4_1684964123.xml · derivative · entry 4

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,566 shares

Expires 2029-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Option became exercisable in two equal installments, each on the second and third anniversary of the grant date

Read SEC document
May 22, 2023 Filed May 24, 2023 21:35 UTC
Holston Michael JSenior Vice President
SaleCommon Stock 58,292 $104.68 $6,102,006.56
Disclosure

SEC source: 0000040545-23-000154 · wk-form4_1684964123.xml · nonDerivative · entry 3

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,537

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $104.18 to $104.97, inclusive, in order to cover the option exercise price and relevant taxes. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
May 22, 2023 Filed May 24, 2023 21:35 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 34,402 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000154 · wk-form4_1684964123.xml · nonDerivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2023 Filed May 24, 2023 21:35 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 35,566 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000154 · wk-form4_1684964123.xml · nonDerivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,908 $0.00 Strike: $73.25 $0.00
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · derivative · entry 15

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,908 shares

Expires 2030-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Employee Stock Options became exercisable in two equal installments, each on the second and third anniversary of the grant date.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,334 $0.00 Strike: $59.60 $0.00
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · derivative · entry 14

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,334 shares

Expires 2029-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Employee Stock Options became exercisable in two equal installments, each on the second and third anniversary of the grant date.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,746 $0.00 Strike: $66.59 $0.00
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · derivative · entry 13

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,746 shares

Expires 2029-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Employee Stock Options became exercisable in two equal installments, each on the second and third anniversary of the grant date.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 76,731 $0.00 Strike: $46.59 $0.00
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · derivative · entry 12

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,731 shares

Expires 2028-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Employee Stock Options became exercisable in two equal installments, each on the second and third anniversary of the grant date.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 19,902 $0.00 Strike: $88.41 $0.00
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · derivative · entry 11

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,902 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Options became exercisable in three equal installments, each on the first, second and third anniversary of the grant date.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 31,848 $0.00 Strike: $88.41 $0.00
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · derivative · entry 10

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,848 shares

Expires 2028-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Options became exercisable in three equal installments, each on the first, second and third anniversary of the grant date.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
SaleCommon Stock 173,873 $99.56 $17,310,795.88
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · nonDerivative · entry 7

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,049

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $99.27 to $99.85, inclusive, in order to cover the option exercise price and relevant taxes . The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 41,908 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · nonDerivative · entry 6

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 9,334 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · nonDerivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 29,746 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · nonDerivative · entry 4

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 76,731 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · nonDerivative · entry 3

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 19,902 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · nonDerivative · entry 2

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 12, 2023 12:59 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 31,848 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000143 · wk-form4_1683896362.xml · nonDerivative · entry 1

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:35 UTC
Timko Thomas SVice President
SaleCommon Stock 7,254 $100.82 $731,348.28
Disclosure

SEC source: 0000040545-23-000139 · wk-form4_1683146098.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,953

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:28 UTC
Holston Michael JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000122 · wf-form4_168124491659316.xml · derivative · entry 6

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires 2023-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

F2 · derivative.exercise_date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

F2 · derivative.expiration_date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:28 UTC
Holston Michael JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,891 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000122 · wf-form4_168124491659316.xml · derivative · entry 5

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,891 shares

Expires 2023-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

F2 · derivative.exercise_date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

F2 · derivative.expiration_date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

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April 09, 2023 Filed Apr 11, 2023 20:28 UTC
Holston Michael JSenior Vice President
Tax withholdingCommon Stock 3,083 $93.96 $289,678.68
Disclosure

SEC source: 0000040545-23-000122 · wf-form4_168124491659316.xml · nonDerivative · entry 4

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,861

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April 09, 2023 Filed Apr 11, 2023 20:28 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000122 · wf-form4_168124491659316.xml · nonDerivative · entry 3

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 09, 2023 Filed Apr 11, 2023 20:28 UTC
Holston Michael JSenior Vice President
Tax withholdingCommon Stock 1,371 $93.96 $128,819.16
Disclosure

SEC source: 0000040545-23-000122 · wf-form4_168124491659316.xml · nonDerivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,444

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April 09, 2023 Filed Apr 11, 2023 20:28 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 2,891 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000122 · wf-form4_168124491659316.xml · nonDerivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2023 Filed Apr 4, 2023 20:35 UTC GrantDeferred Fee Phantom Stock Units · Derivative 824 $91.00 $74,984.00
Disclosure

SEC source: 0000040545-23-000112 · wf-form4_168064052645929.xml · derivative · entry 1

ANGEL STEPHEN F · CIK 0001190775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,965

Underlying: Common Stock · 824 shares

Expires not disclosed

F1 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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March 31, 2023 Filed Apr 4, 2023 20:36 UTC GrantDeferred Fee Phantom Stock Units · Derivative 852 $91.00 $77,532.00
Disclosure

SEC source: 0000040545-23-000113 · wf-form4_168064055098004.xml · derivative · entry 1

Bazin Sebastien · CIK 0001671730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,157

Underlying: Common Stock · 852 shares

Expires not disclosed

F1 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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March 31, 2023 Filed Apr 4, 2023 20:36 UTC GrantDeferred Fee Phantom Stock Units · Derivative 920 $91.00 $83,720.00
Disclosure

SEC source: 0000040545-23-000114 · wf-form4_168064057362198.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,924

Underlying: Common Stock · 920 shares

Expires not disclosed

F1 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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March 31, 2023 Filed Apr 4, 2023 20:37 UTC GrantDeferred Fee Phantom Stock Units · Derivative 511 $91.00 $46,501.00
Disclosure

SEC source: 0000040545-23-000115 · wf-form4_168064059320643.xml · derivative · entry 1

Goren Isabella D · CIK 0001497483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,489

Underlying: Common Stock · 511 shares

Expires not disclosed

F1 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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March 31, 2023 Filed Apr 4, 2023 20:37 UTC GrantDeferred Fee Phantom Stock Units · Derivative 552 $91.00 $50,232.00
Disclosure

SEC source: 0000040545-23-000116 · wf-form4_168064062902630.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,709

Underlying: Common Stock · 552 shares

Expires not disclosed

F1 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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March 31, 2023 Filed Apr 4, 2023 20:37 UTC GrantDeferred Fee Phantom Stock Units · Derivative 527 $91.00 $47,957.00
Disclosure

SEC source: 0000040545-23-000117 · wf-form4_168064065279270.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,112

Underlying: Common Stock · 527 shares

Expires not disclosed

F1 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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March 31, 2023 Filed Apr 4, 2023 20:38 UTC GrantDeferred Fee Phantom Stock Units · Derivative 10 $91.00 $910.00
Disclosure

SEC source: 0000040545-23-000118 · wf-form4_168064067589493.xml · derivative · entry 1

McDew Darren W · CIK 0001787479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:38 UTC GrantDeferred Fee Phantom Stock Units · Derivative 616 $91.00 $56,056.00
Disclosure

SEC source: 0000040545-23-000119 · wf-form4_168064070305628.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,291

Underlying: Common Stock · 616 shares

Expires not disclosed

F1 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:39 UTC GrantDeferred Fee Phantom Stock Units · Derivative 511 $91.00 $46,501.00
Disclosure

SEC source: 0000040545-23-000120 · wf-form4_168064073571292.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,099

Underlying: Common Stock · 511 shares

Expires not disclosed

F1 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:53 UTC GrantDeferred Fee Phantom Stock Units · Derivative 495 $91.00 $45,045.00
Disclosure

SEC source: 0001209191-23-022889 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,584

Underlying: Common Stock · 495 shares

Expires not disclosed

F3 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:26 UTC
Cox L KevinSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,061 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000059 · wf-form4_167814516772675.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,061 shares

Expires 2023-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.