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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
Parsed reports
2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2018 Filed Jul 26, 2018 20:18 UTC
Krishnamoorthy RaghuSenior Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000091 · edgar.xml · nonDerivative · entry 1

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 20:20 UTC
Miller Jamie SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000092 · edgar.xml · derivative · entry 6

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 25, 2018 Filed Jul 26, 2018 20:20 UTC
Miller Jamie SSenior Vice President
Tax withholdingCommon Stock 6,668 $13.06 $87,084.08
Disclosure

SEC source: 0001231205-18-000092 · edgar.xml · nonDerivative · entry 4

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,871

Read SEC document
July 25, 2018 Filed Jul 26, 2018 20:20 UTC
Miller Jamie SSenior Vice President
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000092 · edgar.xml · nonDerivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 20:30 UTC PurchaseCommon Stock 191,000 $13.04 $2,490,640.00
Disclosure

SEC source: 0001231205-18-000088 · edgar.xml · nonDerivative · entry 1

CULP H LAWRENCE JR · CIK 0001205247 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By holding company

Disclosed balance after: 360,800

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $12.92 to $13.12, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:14 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000089 · edgar.xml · derivative · entry 6

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2018-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:14 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 2,303 $12.99 $29,915.97
Disclosure

SEC source: 0001231205-18-000089 · edgar.xml · nonDerivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,882

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:14 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000089 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:16 UTC
Flannery John LeonardCEO and Director
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000090 · edgar.xml · derivative · entry 6

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2018-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:16 UTC
Flannery John LeonardCEO and Director
Tax withholdingCommon Stock 8,876 $12.99 $115,299.24
Disclosure

SEC source: 0001231205-18-000090 · edgar.xml · nonDerivative · entry 2

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,601

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:16 UTC
Flannery John LeonardCEO and Director
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000090 · edgar.xml · nonDerivative · entry 1

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:20 UTC
Miller Jamie SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000092 · edgar.xml · derivative · entry 5

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2018-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:20 UTC
Miller Jamie SSenior Vice President
Tax withholdingCommon Stock 6,668 $12.99 $86,617.32
Disclosure

SEC source: 0001231205-18-000092 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,539

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:20 UTC
Miller Jamie SSenior Vice President
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000092 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 17:45 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,661 $13.52 $49,496.72
Disclosure

SEC source: 0001209191-18-040684 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,075

Underlying: Common Stock · 3,661 shares

Expires not disclosed

F3 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:40 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,825 $13.52 $78,754.00
Disclosure

SEC source: 0001231205-18-000078 · edgar.xml · derivative · entry 1

Bazin Sebastien M · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,146

Underlying: Common Stock · 5,825 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:42 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,195 $13.52 $83,756.40
Disclosure

SEC source: 0001231205-18-000079 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,306

Underlying: Common Stock · 6,195 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:46 UTC GrantDeferred Fee Phantom Stock Units · Derivative 7,119 $13.52 $96,248.88
Disclosure

SEC source: 0001231205-18-000080 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,510

Underlying: Common Stock · 7,119 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:48 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,102 $13.52 $82,499.04
Disclosure

SEC source: 0001231205-18-000081 · edgar.xml · derivative · entry 1

CULP H LAWRENCE JR · CIK 0001205247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,102

Underlying: Common Stock · 6,102 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:50 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,825 $13.52 $78,754.00
Disclosure

SEC source: 0001231205-18-000082 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,038

Underlying: Common Stock · 5,825 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:52 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,550 $13.52 $47,996.00
Disclosure

SEC source: 0001231205-18-000083 · edgar.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,550

Underlying: Common Stock · 3,550 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:55 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,586 $13.52 $62,002.72
Disclosure

SEC source: 0001231205-18-000084 · edgar.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,320

Underlying: Common Stock · 4,586 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:57 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,287 $13.52 $85,000.24
Disclosure

SEC source: 0001231205-18-000085 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,568

Underlying: Common Stock · 6,287 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:59 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,287 $13.52 $85,000.24
Disclosure

SEC source: 0001231205-18-000086 · edgar.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,287

Underlying: Common Stock · 6,287 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 20:01 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,825 $13.52 $78,754.00
Disclosure

SEC source: 0001231205-18-000087 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,621

Underlying: Common Stock · 5,825 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 20:41 UTC
Holston Michael JSenior Vice President
GrantRestricted Stock Unit · Derivative 351,900 $0.00 $0.00
Disclosure

SEC source: 0001206774-18-001403 · holston3413351_form4.xml · derivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,900

Underlying: Common Stock · 351,900 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 20:41 UTC
Holston Michael JSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 800,000 $0.00 Strike: $14.68 $0.00
Disclosure

SEC source: 0001206774-18-001403 · holston3413351_form4.xml · derivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2028-04-24

F1 · derivative.exercise_date: The Stock Options become exercisable in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 20:15 UTC
Hauser JanVice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000070 · edgar.xml · derivative · entry 3

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
April 23, 2018 Filed Apr 25, 2018 20:15 UTC
Hauser JanVice President
Tax withholdingCommon Stock 1,230 $14.59 $17,945.70
Disclosure

SEC source: 0001231205-18-000070 · edgar.xml · nonDerivative · entry 2

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,294

Read SEC document
April 23, 2018 Filed Apr 25, 2018 20:15 UTC
Hauser JanVice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000070 · edgar.xml · nonDerivative · entry 1

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2018 Filed Apr 2, 2018 23:21 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,627 $14.06 $50,995.62
Disclosure

SEC source: 0001209191-18-022586 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Underlying: Common Stock · 3,627 shares

Expires not disclosed

F3 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,423 $14.06 $76,247.38
Disclosure

SEC source: 0001231205-18-000048 · edgar.xml · derivative · entry 1

Bazin Sebastien M · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,153

Underlying: Common Stock · 5,423 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,401 $14.06 $89,998.06
Disclosure

SEC source: 0001231205-18-000050 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,730

Underlying: Common Stock · 6,401 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,068 $14.06 $71,256.08
Disclosure

SEC source: 0001231205-18-000051 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,747

Underlying: Common Stock · 5,068 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:15 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,512 $14.06 $77,498.72
Disclosure

SEC source: 0001231205-18-000052 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,242

Underlying: Common Stock · 5,512 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:16 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,512 $14.06 $77,498.72
Disclosure

SEC source: 0001231205-18-000053 · edgar.xml · derivative · entry 1

Henry Peter B. · CIK 0001513315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,200

Underlying: Common Stock · 5,512 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:17 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,147 $14.06 $44,246.82
Disclosure

SEC source: 0001231205-18-000054 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,261

Underlying: Common Stock · 3,147 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 02, 2018 Filed Apr 2, 2018 20:20 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 3,307 $14.06 $46,496.42
Disclosure

SEC source: 0001231205-18-000055 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,737

Underlying: Common Stock · 3,307 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 02, 2018 Filed Apr 2, 2018 20:22 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,054 $14.06 $56,999.24
Disclosure

SEC source: 0001231205-18-000056 · edgar.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,677

Underlying: Common Stock · 4,054 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 02, 2018 Filed Apr 2, 2018 20:23 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,512 $14.06 $77,498.72
Disclosure

SEC source: 0001231205-18-000057 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,090

Underlying: Common Stock · 5,512 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 02, 2018 Filed Apr 2, 2018 20:26 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,068 $14.06 $71,256.08
Disclosure

SEC source: 0001231205-18-000058 · edgar.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,147

Underlying: Common Stock · 5,068 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 02, 2018 Filed Apr 2, 2018 20:28 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,046 $14.06 $85,006.76
Disclosure

SEC source: 0001231205-18-000059 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,975

Underlying: Common Stock · 6,046 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 02, 2018 Filed Apr 2, 2018 20:29 UTC
ROHR JAMES EDirector
GrantDeferred Fee Phantom Stock Units · Derivative 3,894 $14.06 $54,749.64
Disclosure

SEC source: 0001231205-18-000060 · edgar.xml · derivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,272

Underlying: Common Stock · 3,894 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 02, 2018 Filed Apr 2, 2018 20:32 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,071 $14.06 $71,298.26
Disclosure

SEC source: 0001231205-18-000061 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,459

Underlying: Common Stock · 5,071 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 02, 2018 Filed Apr 2, 2018 20:33 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,601 $14.06 $78,750.06
Disclosure

SEC source: 0001231205-18-000062 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,015

Underlying: Common Stock · 5,601 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 02, 2018 Filed Apr 2, 2018 21:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,512 $14.06 $77,498.72
Disclosure

SEC source: 0001231205-18-000065 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,980

Underlying: Common Stock · 5,512 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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March 19, 2018 Filed Mar 21, 2018 20:26 UTC
Hauser JanVice President
GrantRestricted Stock Unit · Derivative 33,807 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000040 · edgar.xml · derivative · entry 1

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,807

Underlying: Common Stock · 33,807 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

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March 19, 2018 Filed Mar 21, 2018 20:26 UTC
DIMITRIEF ALEXANDERSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $14.07 $0.00
Disclosure

SEC source: 0001231205-18-000041 · edgar.xml · derivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2028-03-19

F1 · derivative.exercise_date: The Stock Options become exercisable in three equal annual installments of 33.3% each, beginning on the first anniversary of the grant date.

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February 26, 2018 Filed Feb 28, 2018 21:27 UTC
Joyce David LeonVice Chairman
GrantRestricted Stock Unit · Derivative 116,700 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000034 · edgar.xml · derivative · entry 1

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,700

Underlying: Common Stock · 116,700 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

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February 26, 2018 Filed Feb 28, 2018 21:28 UTC
DIMITRIEF ALEXANDERSenior Vice President
GrantRestricted Stock Unit · Derivative 73,350 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000035 · edgar.xml · derivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,350

Underlying: Common Stock · 73,350 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.